Capital Advisors, Ltd. LLC

RIA/Wealth

Capital Advisors, Ltd. LLC is a RIA/Wealth based in Shaker Heights, OH led by Neil Ray Waxman, reporting $1.2B in AUM as of Q3 2025 with 82% ETF concentration and minimal technology exposure.

Managing PartnerNeil Ray Waxman

Portfolio Value: $818.3M
Positions: 1,280
Top Holding: SPY at 9.75%
Last Reported: Q3 2025

Address20600 Chagrin Blvd Suite 1115, Shaker Heights, OH, 44122, United States

Top Holdings

Largest long holdings in Capital Advisors, Ltd. LLC's portfolio (42.7% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 SPDR S&P 500 ETF Trust SPY	ETF ETF	$79.8M	9.75%	+$323.1K Bought	— 119.8K shares	Q4 2013 Held for 11y 11m
2 iShares Russell 1000 Growth IWF	ETF ETF	$68.4M	8.36%	-$648.7K Sold	— 146.1K shares	Q4 2013 Held for 11y 11m
3 Vanguard Total Stock Market VTI	ETF ETF	$34.3M	4.19%	+$7.4M Bought	— 104.5K shares	Q4 2013 Held for 11y 11m
4 iShares MSCI USA Quality Factor QUAL	ETF ETF	$32.1M	3.93%	+$35.4K Bought	— 165.2K shares	Q2 2014 Held for 11y 5m
5 iShares Russell 1000 Value IWD	ETF ETF	$26.1M	3.19%	+$335.5K Bought	— 128.2K shares	Q4 2013 Held for 11y 11m
6 iShares MSCI USA Min Vol Factor USMV	ETF ETF	$23.4M	2.86%	-$212.3K Sold	— 246.2K shares	Q4 2013 Held for 11y 11m
7 Caesars Entertainment, Inc. CZR	Gambling, Resorts & Casinos Consumer Cyclical	$22.6M	2.76%	—	— 835.3K shares	Q2 2022 Held for 3y 5m
8 Invesco S&P 500 Equal Weight ETF RSP	ETF ETF	$21.7M	2.65%	+$356.6K Bought	— 114.4K shares	Q4 2016 Held for 8y 11m
9 iShares Core Dividend Growth DGRO	ETF ETF	$20.7M	2.53%	+$842.1K Bought	— 303.7K shares	Q4 2017 Held for 7y 11m
10 iShares S&P Mid-Cap 400 Growth IJK	ETF ETF	$20.6M	2.52%	-$77.4K Sold	— 215.2K shares	Q4 2013 Held for 11y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Capital Advisors, Ltd. LLC's latest filing

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Market Value

$818.3M

Prior: $747.5M

Q/Q Change

+9.47%

+$70.8M

Net Flows % of MV

+3.29%

Turnover Ratio

2.4%

New Purchases

24 stocks

$440.3K

Added To

253 stocks

+$32.7M

Sold Out Of

58 stocks

$267.1K

Reduced Holdings

206 stocks

-$5.9M

Increased Positions

Position	Shares Δ	Change
1 Amplify Cybersecurity HACK	New	0 → 2.8K +$245.3K
2 Distillate U.S. Fundamental Stability & Value DSTL	New	0 → 1.8K +$105.1K
3 DFAE Dimensional Emerging Core Equity Market DFAE	New	0 → 824.0 +$26.0K
4 USA Rare Earth, Inc. Class A Common Stock USAR	New	0 → 1.2K +$21.4K
5 Nexstar Media Group, Inc. NXST	New	0 → 35.0 +$6.9K

Decreased Positions

Position	Shares Δ	Change
1 Kratos Defense & Security Solutions KTOS	Sold	1.0K → 0 −$46.5K
2 Ansys ANSS	Sold	128.0 → 0 −$45.0K
3 Redfin Corporation RDFN	Sold	3.1K → 0 −$34.7K
4 Albertsons Companies ACI	Sold	1.4K → 0 −$29.8K
5 AvidXchange Holdings, Inc. AVDX	Sold	2.0K → 0 −$19.6K

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Analytics

Portfolio insights and performance metrics for Capital Advisors, Ltd. LLC

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Sector Allocation

ETF

82.20%

Consumer Cyclical

4.90%

Technology

4.90%

Financial Services

2.20%

Industrials

1.80%

Healthcare

1.30%

Communication Services

1.00%

Consumer Defensive

0.70%

Energy

0.50%

Utilities

0.30%

Basic Materials

0.20%

Real Estate

0.10%

Market Cap Distribution

Mega Cap (> $200B)

8.08%

Large Cap ($10B - $200B)

6.39%

Mid Cap ($2B - $10B)

0.40%

Small Cap ($300M - $2B)

0.10%

Micro Cap ($50M - $300M)

0.02%

Nano Cap (< $50M)

2.79%

N/A (ETF or Unknown)

82.23%

Portfolio Concentration

Top 10 Holdings %

42.74%

Top 20 Holdings %

61.45%

Top 50 Holdings %

78.05%

Top 100 Holdings %

87.54%