Carter Financial Group, INC.

RIA/Wealth

Carter Financial Group, INC. is a RIA/Wealth based in La Jolla, CA led by Kevin Kenneth Carter, reporting $325.1M in AUM as of Q3 2025 with 52% ETF concentration and 50% concentrated in top 10 holdings.

PresidentKevin Kenneth Carter

Portfolio Value: $164.6M
Positions: 114
Top Holding: BRK.B at 12.73%
Last Reported: Q3 2025

Address4225 Executive Square, Suite 1030, La Jolla, CA, 92037, United States

Top Holdings

Largest long holdings in Carter Financial Group, INC.'s portfolio (50.4% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Berkshire Hathaway BRK.B	Insurance - Diversified Financial Services	$20.9M	12.73%	-$532.9K Sold	0.00% 41.7K shares	Q2 2025 Held for 5 months
2 Invesco NASDAQ 100 ETF QQQM	ETF ETF	$11.5M	7.01%	-$488.1K Sold	— 46.7K shares	Q2 2025 Held for 5 months
3 BLOK Amplify Transformational Data Sharing BLOK	ETF ETF	$8.5M	5.18%	-$464.1K Sold	— 127.2K shares	Q2 2025 Held for 5 months
4 BITB Bitwise Bitcoin BITB	Unknown Unknown	$8.1M	4.89%	-$46.3K Sold	— 129.4K shares	Q2 2025 Held for 5 months
5 Amplify CWP Enhanced Dividend Income DIVO	ETF ETF	$7.6M	4.64%	-$46.1K Sold	— 171.5K shares	Q2 2025 Held for 5 months
6 Apple AAPL	Consumer Electronics Technology	$6.4M	3.88%	-$87.1K Sold	0.00% 25.1K shares	Q2 2025 Held for 5 months
7 Xtrackers MSCI EAFE Hedged Equity DBEF	ETF ETF	$6.0M	3.67%	-$190.1K Sold	— 130.1K shares	Q2 2025 Held for 5 months
8 Nvidia NVDA	Semiconductors Technology	$5.0M	3.04%	-$38.4K Sold	0.00% 26.8K shares	Q2 2025 Held for 5 months
9 Pacer US Small Cap Cash Cows 100 CALF	ETF ETF	$4.5M	2.71%	+$210.6K Bought	— 101.9K shares	Q2 2025 Held for 5 months
10 NEOS Enhanced Income Aggregate Bond BNDI	ETF ETF	$4.3M	2.62%	+$147.4K Bought	— 90.4K shares	Q2 2025 Held for 5 months

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Carter Financial Group, INC.'s latest filing

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Market Value

$164.6M

Prior: $75.3M

Q/Q Change

+118.51%

+$89.3M

Net Flows % of MV

-0.418%

Turnover Ratio

5.65%

New Purchases

19 stocks

$5.5M

Added To

38 stocks

+$3.5M

Sold Out Of

14 stocks

$4.5M

Reduced Holdings

52 stocks

-$5.2M

Increased Positions

Position	Shares Δ	Change
1 Vanguard Tax-Exempt Bond Index Fund VTEB	New	0 → 20.1K +$1.0M
2 Netflix NFLX	New	0 → 365.0 +$437.6K
3 Shopify SHOP	New	0 → 2.4K +$360.5K
4 HSBC HSBC Holdings HSBC	New	0 → 4.1K +$290.8K
5 Cisco Systems, Inc. CSCO	New	0 → 4.0K +$275.6K

Decreased Positions

Position	Shares Δ	Change
1 abrdn Bloomberg All Commodity Strategy K-1 Free ETF BCI	Sold	47.4K → 0 −$984.1K
2 Vanguard FTSE Developed Markets VEA	Sold	9.3K → 0 −$532.1K
3 Vanguard Russell 2000 ETF VTWO	Sold	5.5K → 0 −$483.2K
4 SCHX Schwab U.S. Large-Cap ETF SCHX	Sold	12.3K → 0 −$301.1K
5 Carrier Global CARR	Sold	4.0K → 0 −$296.0K