Empirical Financial Services, LLC
RIA/Wealth
Empirical Financial Services, LLC is a RIA/Wealth based in Seattle, WA led by Kenneth Robert Smith, reporting $6.7B in AUM as of Q3 2025 with 62% ETF concentration.
CEOKenneth Robert Smith
- Portfolio Value
- $5.0B
- Positions
- 789
- Top Holding
- NVDA at 5.63%
- Last Reported
- Q3 2025
Top Holdings
Largest long holdings in Empirical Financial Services, LLC's portfolio (36.6% of total portfolio)
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| Holding | Sector | Position | Weight | Traded | Ownership |
|---|---|---|---|---|---|
Semiconductors Technology | $280.0M | 5.63% | +$74.9M Bought | 0.01% 1.5M shares | |
ETF ETF | $264.3M | 5.32% | -$142.3K Sold | — 1.0M shares | |
ETF ETF | $217.7M | 4.38% | +$11.0M Bought | — 4.3M shares | |
ETF ETF | $191.8M | 3.86% | +$7.0M Bought | — 986.0K shares | |
ETF ETF | $186.8M | 3.76% | +$6.4M Bought | — 2.3M shares | |
ETF ETF | $154.1M | 3.10% | +$7.0M Bought | — 3.5M shares | |
Consumer Electronics Technology | $153.5M | 3.09% | +$2.7M Bought | 0.00% 602.9K shares | |
ETF ETF | $128.8M | 2.59% | +$6.8M Bought | — 2.9M shares | |
ETF ETF | $126.9M | 2.55% | +$3.6M Bought | — 1.9M shares | |
Software - Infrastructure Technology | $117.8M | 2.37% | +$9.8M Bought | 0.00% 227.4K shares |
Changes
Portfolio activity, position movements, and quarter-over-quarter changes in Empirical Financial Services, LLC's latest filing
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Decreased Positions
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Analytics
Portfolio insights and performance metrics for Empirical Financial Services, LLC
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