Eqis Capital Management, Inc.

RIA/Wealth

Eqis Capital Management, Inc. is a RIA/Wealth based in Hartford, CT led by Robert Philip Herrmann, reporting $2.1B in AUM as of Q3 2025 with 97% ETF concentration, 68% concentrated in top 10 holdings, and minimal technology exposure.

CEORobert Philip Herrmann

Portfolio Value: $376.9M
Positions: 137
Top Holding: DUHP at 14.61%
Last Reported: Q3 2025

Address100 Constitution Plz, Fl 7, Hartford, CT, 06103-1703, United States

Top Holdings

Largest long holdings in Eqis Capital Management, Inc.'s portfolio (67.8% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Dimensional US High Profitability DUHP	ETF ETF	$55.0M	14.61%	-$4.9M Sold	— 1.5M shares	Q4 2023 Held for 1y 11m
2 Dimensional U.S. Equity DFUS	ETF ETF	$45.3M	12.02%	-$2.9M Sold	— 625.1K shares	Q4 2023 Held for 1y 11m
3 Dimensional International Core Equity 2 DFIC	ETF ETF	$32.6M	8.64%	-$974.0K Sold	— 993.2K shares	Q4 2023 Held for 1y 11m
4 Vanguard Value VTV	ETF ETF	$31.4M	8.33%	-$1.5M Sold	— 168.3K shares	Q4 2023 Held for 1y 11m
5 WisdomTree U.S. MidCap EZM	ETF ETF	$20.6M	5.47%	-$886.3K Sold	— 312.5K shares	Q4 2023 Held for 1y 11m
6 DFAE Dimensional Emerging Core Equity Market DFAE	ETF ETF	$19.0M	5.04%	-$706.1K Sold	— 602.5K shares	Q4 2023 Held for 1y 11m
7 AVDS Avantis International Small Cap Equity AVDS	ETF ETF	$16.3M	4.33%	-$1.2M Sold	— 241.5K shares	Q3 2024 Held for 1y 2m
8 iShares MSCI Intl Value Factor IVLU	ETF ETF	$12.9M	3.42%	-$41.7K Sold	— 363.0K shares	Q4 2023 Held for 1y 11m
9 Dimensional Emerging Markets Value DFEV	ETF ETF	$12.4M	3.30%	-$440.3K Sold	— 390.0K shares	Q4 2023 Held for 1y 11m
10 Dimensional US Small Cap Value DFSV	ETF ETF	$10.1M	2.67%	-$780.8K Sold	— 316.1K shares	Q4 2023 Held for 1y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Eqis Capital Management, Inc.'s latest filing

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Market Value

$376.9M

Prior: $1.2B

Q/Q Change

-69.83%

-$872.4M

Net Flows % of MV

-244.61%

Turnover Ratio

93.86%

New Purchases

2 stocks

$2.3M

Added To

7 stocks

+$622.4K

Sold Out Of

598 stocks

$507.9M

Reduced Holdings

127 stocks

-$416.9M

Increased Positions

Position	Shares Δ	Change
1 Berkshire Hathaway BRK.A	New	0 → 2.0 +$1.5M
2 FOCT FT Vest U.S. Equity Buffer ETF FOCT	New	0 → 15.7K +$747.8K
3 WisdomTree U.S. SmallCap EES	+41.88%	5.0K → 7.0K +$116.1K
4 KraneShares Value Line Dynamic Dividend Equity Index KVLE	+28.08%	62.7K → 80.3K +$485.7K
5 Global X Cloud Computing CLOU	+0.91%	17.0K → 17.1K +$3.6K

Decreased Positions

Position	Shares Δ	Change
1 SGOL abrdn Physical Gold Shares SGOL	Sold	406.2K → 0 −$12.8M
2 Fidelity MSCI Information Technology Index ETF FTEC	Sold	53.4K → 0 −$10.5M
3 Toews Agility Shares Managed Risk MRSK	Sold	281.2K → 0 −$9.4M
4 iShares 20+ Year Treasury Bond TLT	Sold	90.3K → 0 −$8.0M
5 Vanguard Short-Term Treasury VGSH	Sold	126.8K → 0 −$7.5M