GUARDIAN WEALTH ADVISORS, LLC / NC

Private Equity

GUARDIAN WEALTH ADVISORS, LLC / NC is a Private Equity based in New York, NY led by Thibault Basquin, reporting $1.8B in AUM as of Q3 2025 with 77% ETF concentration.

MemberThibault Basquin

Portfolio Value: $1.5B
Positions: 351
Top Holding: ACIO at 12.66%
Last Reported: Q3 2025

Address1370 Avenue Of The Americas, 21st Floor, New York, NY, 10019-4602, United States

Top Holdings

Largest long holdings in GUARDIAN WEALTH ADVISORS, LLC / NC's portfolio (47.2% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Aptus Collared Investment Opportunity ACIO	ETF ETF	$189.7M	12.66%	+$4.4M Bought	— 4.4M shares	Q4 2021 Held for 3y 11m
2 Aptus Defined Risk DRSK	ETF ETF	$124.2M	8.29%	+$10.3M Bought	— 4.3M shares	Q4 2021 Held for 3y 11m
3 SCHX Schwab U.S. Large-Cap ETF SCHX	ETF ETF	$65.7M	4.39%	+$157.8K Bought	— 2.5M shares	Q4 2021 Held for 3y 11m
4 Opus Small Cap Value OSCV	ETF ETF	$58.7M	3.92%	+$2.0M Bought	— 1.5M shares	Q4 2021 Held for 3y 11m
5 Vanguard S&P 500 ETF VOO	ETF ETF	$58.5M	3.91%	+$679.1K Bought	— 95.6K shares	Q4 2021 Held for 3y 11m
6 CGDV Capital Group Dividend Value CGDV	ETF ETF	$49.9M	3.33%	+$4.7M Bought	— 1.2M shares	Q3 2023 Held for 2y 2m
7 FT Vest Laddered Buffer BUFR	ETF ETF	$49.3M	3.29%	-$4.6M Sold	— 1.5M shares	Q4 2023 Held for 1y 11m
8 First Trust Rising Dividend Achievers RDVY	ETF ETF	$40.6M	2.71%	+$4.7M Bought	— 604.0K shares	Q4 2021 Held for 3y 11m
9 Nvidia NVDA	Semiconductors Technology	$37.6M	2.51%	+$2.9M Bought	0.00% 201.3K shares	Q4 2021 Held for 3y 11m
10 Vanguard FTSE Developed Markets VEA	ETF ETF	$32.4M	2.16%	+$11.5M Bought	— 541.2K shares	Q4 2021 Held for 3y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in GUARDIAN WEALTH ADVISORS, LLC / NC's latest filing

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Market Value

$1.5B

Prior: $1.4B

Q/Q Change

+5.78%

+$81.9M

Net Flows % of MV

-0.125%

Turnover Ratio

5.82%

New Purchases

16 stocks

$26.7M

Added To

175 stocks

+$69.7M

Sold Out Of

218 stocks

$14.7M

Reduced Holdings

118 stocks

-$83.6M

Increased Positions

Position	Shares Δ	Change
1 DoubleLine Opportunistic Bond DBND	New	0 → 300.5K +$14.0M
2 BOXX Alpha Architect BOXX	New	0 → 42.7K +$4.9M
3 BKAG BNY Mellon Core Bond BKAG	New	0 → 82.2K +$3.5M
4 UUP Invesco DB US Dollar Index Bullish Fund UUP	New	0 → 48.7K +$1.3M
5 Milestone Pharmaceuticals MIST	New	0 → 210.2K +$420.4K

Decreased Positions

Position	Shares Δ	Change
1 First Trust TCW Opportunistic Fixed Income FIXD	Sold	81.5K → 0 −$3.6M
2 iShares Core MSCI Total International Stock IXUS	Sold	8.3K → 0 −$640.3K
3 Fiserv FI	Sold	1.8K → 0 −$312.2K
4 Carlisle Companies CSL	Sold	792.0 → 0 −$295.7K
5 Bristol-Myers Squibb BMY	Sold	5.8K → 0 −$266.7K

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Analytics

Portfolio insights and performance metrics for GUARDIAN WEALTH ADVISORS, LLC / NC

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Sector Allocation

ETF

76.70%

Technology

8.40%

Financial Services

3.80%

Consumer Cyclical

2.80%

Communication Services

1.60%

Industrials

1.60%

Healthcare

1.50%

Consumer Defensive

1.10%

Energy

0.50%

Utilities

0.30%

Real Estate

0.30%

Basic Materials

0.10%

Market Cap Distribution

Mega Cap (> $200B)

15.77%

Large Cap ($10B - $200B)

5.46%

Mid Cap ($2B - $10B)

0.45%

Small Cap ($300M - $2B)

0.02%

Micro Cap ($50M - $300M)

0.07%

Nano Cap (< $50M)

0.02%

N/A (ETF or Unknown)

78.19%

Portfolio Concentration

Top 10 Holdings %

47.17%

Top 20 Holdings %

61.77%

Top 50 Holdings %

80.43%

Top 100 Holdings %

90.28%