John W. Rosenthal Capital Management, Inc.

Hedge Fund • Long/Short

John W. Rosenthal Capital Management, Inc. is a Long/Short Hedge Fund based in Mishawaka, IN led by John William Rosenthal, reporting $118.2M in AUM as of Q3 2025 with 92% Financial Services concentration.

CEOJohn William Rosenthal

Portfolio Value: $100.8M
Positions: 37
Top Holding: TBBK at 12.12%
Last Reported: Q3 2025

Address4220 Edison Lakes Parkway, Suite 310, Mishawaka, IN, 46545, United States

Top Holdings

Largest long holdings in John W. Rosenthal Capital Management, Inc.'s portfolio (48.5% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 The Bancorp TBBK	Banks - Regional Financial Services	$12.2M	12.12%	-$22.0K Sold	0.35% 163.1K shares	Q3 2022 Held for 3y 2m
2 SPDR S&P Regional Banking KRE	ETF ETF	$8.3M	8.26%	-$2.4M Sold	— 131.6K shares	Q3 2024 Held for 1y 2m
3 Wintrust Financial WTFC	Banks - Regional Financial Services	$4.7M	4.70%	-$8.7K Sold	0.05% 35.8K shares	Q3 2022 Held for 3y 2m
4 Pathward Financial, Inc. CASH	Banks - Regional Financial Services	$3.9M	3.86%	-$8.0K Sold	0.23% 52.6K shares	Q3 2022 Held for 3y 2m
5 Esquire Financial Holdings, Inc. ESQ	Banks - Regional Financial Services	$3.9M	3.85%	-$10.7K Sold	0.45% 38.0K shares	Q1 2024 Held for 1y 8m
6 BancFirst Corporation BANF	Banks - Regional Financial Services	$3.3M	3.27%	-$10.1K Sold	0.08% 26.1K shares	Q3 2022 Held for 3y 2m
7 South Plains Financial, Inc. SPFI	Banks - Regional Financial Services	$3.1M	3.12%	+$90.7K Bought	0.50% 81.4K shares	Q4 2023 Held for 1y 11m
8 Stock Yards Bancorp SYBT	Banks - Regional Financial Services	$3.1M	3.12%	-$986.0K Sold	0.15% 44.9K shares	Q3 2022 Held for 3y 2m
9 Coastal Financial CCB	Banks - Regional Financial Services	$3.1M	3.11%	-$9.6K Sold	0.19% 29.0K shares	Q3 2022 Held for 3y 2m
10 HBT Financial, Inc. HBT	Banks - Regional Financial Services	$3.1M	3.09%	+$1.7M Bought	0.29% 92.5K shares	Q3 2024 Held for 1y 2m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in John W. Rosenthal Capital Management, Inc.'s latest filing

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Market Value

$100.8M

Prior: $98.1M

Q/Q Change

+2.8%

+$2.7M

Net Flows % of MV

-3.72%

Turnover Ratio

7.1%

New Purchases

2 stocks

$2.7M

Added To

3 stocks

+$2.0M

Sold Out Of

3 stocks

$4.8M

Reduced Holdings

18 stocks

-$3.5M

Increased Positions

Position	Shares Δ	Change
1 Orrstown Financial Services ORRF	New	0 → 49.1K +$1.7M
2 First Community Corporation FCCO	New	0 → 35.3K +$996.9K
3 HBT Financial, Inc. HBT	+117.76%	42.5K → 92.5K +$1.7M
4 Seacoast Banking Corporation of Florida SBCF	+9.16%	62.0K → 67.7K +$172.8K
5 South Plains Financial, Inc. SPFI	+2.97%	79.0K → 81.4K +$90.7K

Decreased Positions

Position	Shares Δ	Change
1 HTB HomeTrust Bancshares, Inc. HTB	Sold	50.2K → 0 −$1.9M
2 HTB HSBC Finance Corp HTB	Sold	50.2K → 0 −$1.9M
3 Merchants Bancorp MBIN	Sold	32.6K → 0 −$1.1M
4 Stock Yards Bancorp SYBT	-23.87%	59.0K → 44.9K −$986.0K
5 SPDR S&P Regional Banking KRE	-22.45%	169.7K → 131.6K −$2.4M