Joseph P. Lucia & Associates, LLC

RIA/Wealth

Joseph P. Lucia & Associates, LLC is a RIA/Wealth based in Yorktown Heights, NY led by Joseph Paul Lucia, reporting $303.3M in AUM as of Q3 2025 with 74% ETF concentration.

Managing PartnerJoseph Paul Lucia

Portfolio Value: $264.0M
Positions: 159
Top Holding: SMH at 4.59%
Last Reported: Q3 2025

Address3505 Hill Blvd., Suite J, Yorktown Heights, NY, 10598, United States

Top Holdings

Largest long holdings in Joseph P. Lucia & Associates, LLC's portfolio (32.1% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 VanEck Semiconductor SMH	ETF ETF	$12.1M	4.59%	+$159.6K Bought	— 37.1K shares	Q1 2019 Held for 6y 8m
2 Apple AAPL	Consumer Electronics Technology	$10.5M	3.96%	-$32.3K Sold	0.00% 41.1K shares	Q1 2019 Held for 6y 8m
3 Nvidia NVDA	Semiconductors Technology	$9.7M	3.66%	-$3.9K Sold	0.00% 51.8K shares	Q1 2019 Held for 6y 8m
4 Schwab U.S. Broad Market SCHB	ETF ETF	$8.4M	3.17%	-$49.7K Sold	— 325.4K shares	Q1 2019 Held for 6y 8m
5 ProShares S&P 500 Dividend Aristocrats NOBL	ETF ETF	$8.3M	3.15%	-$60.3K Sold	— 80.7K shares	Q1 2019 Held for 6y 8m
6 Amazon AMZN	Specialty Retail Consumer Cyclical	$7.7M	2.90%	+$33.8K Bought	0.00% 34.8K shares	Q1 2019 Held for 6y 8m
7 Schwab U.S. Large-Cap Growth SCHG	ETF ETF	$7.6M	2.86%	-$79.1K Sold	— 236.9K shares	Q1 2019 Held for 6y 8m
8 SPDR S&P 500 ETF Trust SPY	ETF ETF	$7.2M	2.73%	+$91.3K Bought	— 10.8K shares	Q1 2019 Held for 6y 8m
9 Invesco S&P 500 Equal Weight Technology RSPT	ETF ETF	$6.9M	2.61%	-$177.4K Sold	— 154.8K shares	Q4 2022 Held for 2y 11m
10 Technology Select Sector SPDR Fund XLK	ETF ETF	$6.5M	2.48%	-$145.2K Sold	— 23.2K shares	Q1 2019 Held for 6y 8m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Joseph P. Lucia & Associates, LLC's latest filing

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Market Value

$264.0M

Prior: $243.9M

Q/Q Change

+8.24%

+$20.1M

Net Flows % of MV

+1.21%

Turnover Ratio

2.65%

New Purchases

5 stocks

$921.2K

Added To

55 stocks

+$6.8M

Sold Out Of

4 stocks

$853.3K

Reduced Holdings

73 stocks

-$3.6M

Increased Positions

Position	Shares Δ	Change
1 CoreWeave, Inc. CRWV	New	0 → 2.1K +$285.3K
2 PHYS Sprott Physical Gold Trust PHYS	New	0 → 7.0K +$206.0K
3 JANT AllianzIM U.S. Large Cap Buffer10 Jan JANT	New	0 → 5.2K +$205.6K
4 Eos Energy Enterprises, Inc. EOSE	New	0 → 10.1K +$115.3K
5 Archer Aviation ACHR	New	0 → 11.4K +$108.9K

Decreased Positions

Position	Shares Δ	Change
1 MARW AllianzIM U.S. Large Cap Buffer20 Mar MARW	Sold	7.0K → 0 −$229.0K
2 Vanguard Value VTV	Sold	1.2K → 0 −$213.7K
3 Global X FinTech FINX	Sold	6.1K → 0 −$208.7K
4 Invesco Emerging Markets Sovereign Debt PCY	Sold	9.9K → 0 −$202.0K
5 NVBW AllianzIM U.S. Large Cap Buffer20 Nov NVBW	-27.76%	18.0K → 13.0K −$166.4K

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Analytics

Portfolio insights and performance metrics for Joseph P. Lucia & Associates, LLC

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Sector Allocation

ETF

73.70%

Technology

10.10%

Consumer Cyclical

3.20%

Communication Services

3.20%

Financial Services

1.00%

Energy

0.60%

Utilities

0.30%

Healthcare

0.20%

Industrials

0.20%

Consumer Defensive

0.10%

Market Cap Distribution

Mega Cap (> $200B)

16.52%

Large Cap ($10B - $200B)

1.85%

Mid Cap ($2B - $10B)

0.54%

Small Cap ($300M - $2B)

0.06%

N/A (ETF or Unknown)

81.04%

Portfolio Concentration

Top 10 Holdings %

32.11%

Top 20 Holdings %

49.72%

Top 50 Holdings %

76.29%

Top 100 Holdings %

93.56%