Klingman & Associates, LLC

RIA/Wealth

Klingman & Associates, LLC is a RIA/Wealth based in New York, NY led by Gerard Albert Klingman, reporting $4.8B in AUM as of Q3 2025 with 83% ETF concentration, 51% concentrated in top 10 holdings, and 17% allocation to IVV.

PresidentGerard Albert Klingman

Portfolio Value: $2.0B
Positions: 318
Top Holding: IVV at 17.15%
Last Reported: Q3 2025

Address120 West 45th Street, Suite 3800, New York, NY, 10036, United States

Top Holdings

Largest long holdings in Klingman & Associates, LLC's portfolio (51.1% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 iShares Core S&P 500 ETF IVV	ETF ETF	$339.8M	17.15%	-$2.8M Sold	— 507.6K shares	Q4 2014 Held for 10y 11m
2 iShares Core S&P Mid-Cap ETF IJH	ETF ETF	$94.3M	4.76%	+$3.1M Bought	— 1.4M shares	Q4 2014 Held for 10y 11m
3 VTIP Vanguard Short-Term Inflation-Protected Securities Index Fund VTIP	ETF ETF	$90.1M	4.55%	+$8.1M Bought	— 1.8M shares	Q4 2014 Held for 10y 11m
4 SPDR S&P 500 ETF Trust SPY	ETF ETF	$78.5M	3.96%	-$207.2K Sold	— 117.9K shares	Q4 2014 Held for 10y 11m
5 iShares Core MSCI EAFE ETF IEFA	ETF ETF	$73.2M	3.70%	+$8.1M Bought	— 838.7K shares	Q1 2020 Held for 5y 8m
6 SPDR Portfolio S&P 500 Growth ETF SPYG	ETF ETF	$71.6M	3.61%	-$3.2M Sold	— 685.0K shares	Q1 2020 Held for 5y 8m
7 Apple AAPL	Consumer Electronics Technology	$69.3M	3.50%	+$3.2M Bought	0.00% 272.1K shares	Q4 2014 Held for 10y 11m
8 SPYV SPDR Portfolio S&P 500 Value ETF SPYV	ETF ETF	$66.1M	3.33%	-$108.3K Sold	— 1.2M shares	Q1 2020 Held for 5y 8m
9 iShares Core S&P Small-Cap ETF IJR	ETF ETF	$65.5M	3.31%	+$2.0M Bought	— 551.6K shares	Q4 2014 Held for 10y 11m
10 Vanguard FTSE Developed Markets VEA	ETF ETF	$64.2M	3.24%	+$3.9M Bought	— 1.1M shares	Q1 2016 Held for 9y 8m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Klingman & Associates, LLC's latest filing

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Market Value

$2.0B

Prior: $1.8B

Q/Q Change

+9.25%

+$167.7M

Net Flows % of MV

+2.2%

Turnover Ratio

2.48%

New Purchases

17 stocks

$4.9M

Added To

145 stocks

+$64.4M

Sold Out Of

25 stocks

$5.7M

Reduced Holdings

96 stocks

-$20.0M

Increased Positions

Position	Shares Δ	Change
1 Vanguard Energy VDE	New	0 → 4.7K +$592.4K
2 Post Holdings POST	New	0 → 5.0K +$541.9K
3 Consumer Staples Select Sector SPDR Fund XLP	New	0 → 5.7K +$443.2K
4 iShares Global 100 IOO	New	0 → 3.5K +$417.0K
5 VDC Vanguard Consumer Staples VDC	New	0 → 1.6K +$333.2K

Decreased Positions

Position	Shares Δ	Change
1 PPG Industries PPG	Sold	3.6K → 0 −$404.2K
2 BlackRock Ultra Short-Term Bond ICSH	Sold	6.7K → 0 −$340.9K
3 Corvel CRVL	Sold	2.8K → 0 −$287.1K
4 Arthur J. Gallagher AJG	Sold	891.0 → 0 −$285.2K
5 Simpson Manufacturing SSD	Sold	1.8K → 0 −$276.9K

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Analytics

Portfolio insights and performance metrics for Klingman & Associates, LLC

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Sector Allocation

ETF

82.50%

Technology

7.10%

Financial Services

3.50%

Consumer Cyclical

1.60%

Communication Services

1.20%

Industrials

1.00%

Healthcare

0.80%

Consumer Defensive

0.70%

Real Estate

0.50%

Energy

0.30%

Utilities

0.20%

Basic Materials

0.10%

Market Cap Distribution

Mega Cap (> $200B)

10.89%

Large Cap ($10B - $200B)

5.71%

Mid Cap ($2B - $10B)

0.46%

Small Cap ($300M - $2B)

0.03%

Micro Cap ($50M - $300M)

0.01%

Nano Cap (< $50M)

0.06%

N/A (ETF or Unknown)

82.85%

Portfolio Concentration

Top 10 Holdings %

51.1%

Top 20 Holdings %

68.12%

Top 50 Holdings %

88.22%

Top 100 Holdings %

94.3%