Lokken Investment Group LLC

RIA/Wealth

Lokken Investment Group LLC is a RIA/Wealth based in Lewes, DE led by Carrie Mae Ruark, reporting $366.5M in AUM as of Q3 2025 with 63% ETF concentration.

Managing PartnerCarrie Mae Ruark

Portfolio Value: $277.4M
Positions: 145
Top Holding: VTV at 6.55%
Last Reported: Q3 2025

Address1413 Savannah Road,, Suite 4, Lewes, DE, 19958, United States

Top Holdings

Largest long holdings in Lokken Investment Group LLC's portfolio (39.6% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Vanguard Value VTV	ETF ETF	$18.2M	6.55%	-$2.1M Sold	— 97.5K shares	Q4 2020 Held for 4y 11m
2 Vanguard Growth VUG	ETF ETF	$17.7M	6.37%	-$1.1M Sold	— 36.9K shares	Q4 2020 Held for 4y 11m
3 GLD SPDR Gold Trust GLD	Unknown Unknown	$11.7M	4.22%	-$524.7K Sold	— 33.0K shares	Q4 2022 Held for 2y 11m
4 MGMT Ballast Small/Mid Cap ETF MGMT	ETF ETF	$10.3M	3.70%	+$496.1K Bought	— 232.9K shares	Q4 2021 Held for 3y 11m
5 Vanguard Small-Cap ETF VB	ETF ETF	$9.5M	3.41%	+$189.7K Bought	— 37.2K shares	Q4 2020 Held for 4y 11m
6 Fidelity Total Bond FBND	ETF ETF	$9.5M	3.41%	+$857.8K Bought	— 204.6K shares	Q3 2022 Held for 3y 2m
7 Apple AAPL	Consumer Electronics Technology	$9.2M	3.30%	+$161.4K Bought	0.00% 35.9K shares	Q4 2020 Held for 4y 11m
8 PYLD PIMCO Multi Sector Bond Active PYLD	ETF ETF	$8.7M	3.15%	+$388.2K Bought	— 325.6K shares	Q3 2024 Held for 1y 2m
9 VanEck CLO CLOI	ETF ETF	$7.7M	2.79%	+$174.3K Bought	— 145.8K shares	Q3 2024 Held for 1y 2m
10 Vanguard Mid-Cap Fund VO	ETF ETF	$7.4M	2.67%	+$99.3K Bought	— 25.3K shares	Q4 2020 Held for 4y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Lokken Investment Group LLC's latest filing

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Market Value

$277.4M

Prior: $253.8M

Q/Q Change

+9.32%

+$23.6M

Net Flows % of MV

+1.57%

Turnover Ratio

4.95%

New Purchases

6 stocks

$3.5M

Added To

78 stocks

+$10.9M

Sold Out Of

4 stocks

$793.5K

Reduced Holdings

43 stocks

-$9.3M

Increased Positions

Position	Shares Δ	Change
1 ARK Investment Management ARKK	New	0 → 25.7K +$2.2M
2 iShares Short-Term National Muni Bond SUB	New	0 → 3.6K +$379.6K
3 Sprott Physical Gold and Silver Trust CEF	New	0 → 7.9K +$289.4K
4 Sprott Energy Transition Materials SETM	New	0 → 9.4K +$236.7K
5 NiSource NI	New	0 → 4.7K +$204.7K

Decreased Positions

Position	Shares Δ	Change
1 Invesco NASDAQ 100 ETF QQQM	Sold	1.1K → 0 −$243.7K
2 American Tower AMT	Sold	1.1K → 0 −$232.6K
3 Netflix NFLX	Sold	151.0 → 0 −$202.2K
4 USA Liberty All-Star Equity Fund USA	Sold	16.9K → 0 −$115.0K
5 Lockheed Martin LMT	-67.9%	3.8K → 1.2K −$1.3M

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Analytics

Portfolio insights and performance metrics for Lokken Investment Group LLC

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Sector Allocation

ETF

62.80%

Technology

10.00%

Healthcare

4.70%

Financial Services

4.50%

Industrials

3.10%

Consumer Defensive

2.20%

Energy

2.10%

Consumer Cyclical

2.00%

Communication Services

1.10%

Utilities

1.10%

Real Estate

0.70%

Basic Materials

0.60%

Market Cap Distribution

Mega Cap (> $200B)

19.96%

Large Cap ($10B - $200B)

11.12%

Mid Cap ($2B - $10B)

0.68%

Small Cap ($300M - $2B)

0.33%

Nano Cap (< $50M)

0.02%

N/A (ETF or Unknown)

67.88%

Portfolio Concentration

Top 10 Holdings %

39.59%

Top 20 Holdings %

58.33%

Top 50 Holdings %

80.96%

Top 100 Holdings %

95.71%