Modern Wealth Management, LLC

RIA/Wealth

Modern Wealth Management, LLC is a RIA/Wealth based in Lenexa, KS led by Gary Lawrence Roth, reporting $6.1B in AUM as of Q3 2025 with 77% ETF concentration.

CEOGary Lawrence Roth

Portfolio Value: $5.0B
Positions: 797
Top Holding: JAAA at 2.58%
Last Reported: Q3 2025

Address13550 W 95th St., Lenexa, KS, 66227, United States

Top Holdings

Largest long holdings in Modern Wealth Management, LLC's portfolio (21.5% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Janus Henderson AAA CLO JAAA	ETF ETF	$129.5M	2.58%	+$14.4M Bought	— 2.6M shares	Q1 2024 Held for 1y 8m
2 Invesco QQQ Trust QQQ	ETF ETF	$127.8M	2.54%	-$10.1M Sold	— 212.8K shares	Q4 2023 Held for 1y 11m
3 SPDR Portfolio S&P 1500 Composite Stock Market ETF SPTM	ETF ETF	$119.9M	2.39%	-$9.0M Sold	— 1.5M shares	Q4 2023 Held for 1y 11m
4 Apple AAPL	Consumer Electronics Technology	$117.3M	2.33%	+$16.4M Bought	0.00% 460.8K shares	Q4 2023 Held for 1y 11m
5 iShares S&P 500 Growth ETF IVW	ETF ETF	$103.6M	2.06%	-$27.2M Sold	— 858.6K shares	Q4 2023 Held for 1y 11m
6 Microsoft MSFT	Software - Infrastructure Technology	$103.6M	2.06%	+$26.6M Bought	0.00% 200.0K shares	Q4 2023 Held for 1y 11m
7 Fidelity Total Bond FBND	ETF ETF	$100.4M	2.00%	+$35.3M Bought	— 2.2M shares	Q4 2024 Held for 11 months
8 iShares MSCI USA Quality Factor QUAL	ETF ETF	$99.4M	1.98%	+$37.0M Bought	— 511.2K shares	Q1 2024 Held for 1y 8m
9 Vanguard Total Stock Market VTI	ETF ETF	$97.7M	1.94%	+$863.4K Bought	— 297.7K shares	Q4 2023 Held for 1y 11m
10 iShares Core S&P 500 ETF IVV	ETF ETF	$80.2M	1.59%	-$192.8K Sold	— 119.8K shares	Q4 2023 Held for 1y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Modern Wealth Management, LLC's latest filing

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Market Value

$5.0B

Prior: $4.0B

Q/Q Change

+24.42%

+$986.7M

Net Flows % of MV

-975.55%

Turnover Ratio

13.62%

New Purchases

60 stocks

$188.9M

Added To

369 stocks

+$843.5M

Sold Out Of

49 stocks

$32.5M

Reduced Holdings

311 stocks

-$50.0B

Increased Positions

Position	Shares Δ	Change
1 SCHZ Schwab US Aggregate Bond SCHZ	New	0 → 1.2M +$27.1M
2 JIRE JPMorgan International Research Enhanced Equity JIRE	New	0 → 366.0K +$26.9M
3 iShares Currency Hedged MSCI Japan HEWJ	New	0 → 384.0K +$18.9M
4 BKGI BNY Mellon Global Infrastructure Income BKGI	New	0 → 454.5K +$17.7M
5 Schwab U.S. Small-Cap ETF SCHA	New	0 → 569.1K +$15.9M

Decreased Positions

Position	Shares Δ	Change
1 QDEC FT Vest Growth-100 Buffer ETF QDEC	Sold	441.9K → 0 −$13.0M
2 Invesco BulletShares 2025 Corporate Bond BSCP	Sold	326.8K → 0 −$6.8M
3 iShares Convertible Bond ICVT	Sold	14.1K → 0 −$1.3M
4 HYDB iShares High Yield Systematic Bond HYDB	Sold	17.3K → 0 −$820.8K
5 First Trust Global Tactical Commodity Strategy Fund FTGC	Sold	19.9K → 0 −$490.3K

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Analytics

Portfolio insights and performance metrics for Modern Wealth Management, LLC

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Sector Allocation

ETF

76.80%

Technology

7.50%

Financial Services

3.60%

Communication Services

1.60%

Industrials

1.60%

Consumer Cyclical

1.40%

Healthcare

1.20%

Energy

1.00%

Consumer Defensive

0.90%

Utilities

0.80%

Real Estate

0.50%

Basic Materials

0.20%

Market Cap Distribution

Mega Cap (> $200B)

13.39%

Large Cap ($10B - $200B)

5.43%

Mid Cap ($2B - $10B)

0.63%

Small Cap ($300M - $2B)

0.04%

Micro Cap ($50M - $300M)

0.01%

Nano Cap (< $50M)

0.02%

N/A (ETF or Unknown)

80.48%

Portfolio Concentration

Top 10 Holdings %

21.47%

Top 20 Holdings %

32.96%

Top 50 Holdings %

55.22%

Top 100 Holdings %

73.89%