Mount Yale Investment Advisors, LLC

RIA/Wealth

Mount Yale Investment Advisors, LLC is a RIA/Wealth based in Denver, CO led by James R Dickson, reporting $2.4B in AUM as of Q3 2025 with 44% ETF concentration.

CEOJames R Dickson

Portfolio Value: $1.4B
Positions: 669
Top Holding: VOO at 3.83%
Last Reported: Q3 2025

Address1580 Lincoln Street, Suite 680, Denver, CO, 80203, United States

Top Holdings

Largest long holdings in Mount Yale Investment Advisors, LLC's portfolio (20.6% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Vanguard S&P 500 ETF VOO	ETF ETF	$54.9M	3.83%	+$54.0M Bought	— 89.4K shares	Q4 2023 Held for 1y 11m
2 Microsoft MSFT	Software - Infrastructure Technology	$39.0M	2.72%	+$17.4M Bought	0.00% 75.4K shares	Q1 2018 Held for 7y 8m
3 GLD SPDR Gold Trust GLD	Unknown Unknown	$32.8M	2.29%	+$25.1M Bought	— 92.4K shares	Q4 2022 Held for 2y 11m
4 Apple AAPL	Consumer Electronics Technology	$30.5M	2.13%	-$147.2M Sold	0.00% 119.8K shares	Q1 2018 Held for 7y 8m
5 Nvidia NVDA	Semiconductors Technology	$29.6M	2.06%	+$13.1M Bought	0.00% 158.4K shares	Q2 2019 Held for 6y 5m
6 Broadcom Inc. AVGO	Semiconductors Technology	$25.2M	1.76%	+$15.1M Bought	0.00% 76.4K shares	Q1 2018 Held for 7y 8m
7 iShares Core MSCI EAFE ETF IEFA	ETF ETF	$25.2M	1.76%	+$22.6M Bought	— 288.5K shares	Q1 2018 Held for 7y 8m
8 LMBS First Trust Low Duration Opportunities LMBS	ETF ETF	$22.4M	1.56%	+$22.4M New	— 449.4K shares	Q3 2025 Held for 2 months
9 SPDR Portfolio Aggregate Bond SPAB	ETF ETF	$18.2M	1.27%	+$18.2M New	— 704.2K shares	Q3 2025 Held for 2 months
10 SCHZ Schwab US Aggregate Bond SCHZ	ETF ETF	$18.2M	1.27%	+$18.2M New	— 775.1K shares	Q3 2025 Held for 2 months

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Mount Yale Investment Advisors, LLC's latest filing

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Market Value

$1.4B

Prior: $1.3B

Q/Q Change

+13.3%

+$168.5M

Net Flows % of MV

+1.93%

Turnover Ratio

55.94%

New Purchases

156 stocks

$299.8M

Added To

317 stocks

+$524.1M

Sold Out Of

1,005 stocks

$357.3M

Reduced Holdings

162 stocks

-$439.0M

Increased Positions

Position	Shares Δ	Change
1 LMBS First Trust Low Duration Opportunities LMBS	New	0 → 449.4K +$22.4M
2 SPDR Portfolio Aggregate Bond SPAB	New	0 → 704.2K +$18.2M
3 SCHZ Schwab US Aggregate Bond SCHZ	New	0 → 775.1K +$18.2M
4 Vanguard Intermediate-Term Corporate Bond VCIT	New	0 → 199.0K +$16.7M
5 BOND PIMCO Active Bond BOND	New	0 → 169.2K +$15.8M

Decreased Positions

Position	Shares Δ	Change
1 SPYV SPDR Portfolio S&P 500 Value ETF SPYV	Sold	815.6K → 0 −$42.7M
2 SPDR MSCI USA Strategic Factors ETF QUS	Sold	238.3K → 0 −$38.9M
3 SPDR Portfolio S&P 500 Growth ETF SPYG	Sold	358.7K → 0 −$34.2M
4 PVAL Putnam Focused Large Cap Value PVAL	Sold	751.8K → 0 −$30.2M
5 GARP iShares MSCI USA Quality GARP ETF GARP	Sold	409.4K → 0 −$24.7M

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Analytics

Portfolio insights and performance metrics for Mount Yale Investment Advisors, LLC

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Sector Allocation

ETF

43.70%

Technology

14.10%

Financial Services

9.10%

Consumer Cyclical

4.60%

Healthcare

4.40%

Industrials

3.90%

Communication Services

3.40%

Energy

2.70%

Consumer Defensive

2.30%

Real Estate

2.10%

Utilities

1.70%

Basic Materials

0.80%

Market Cap Distribution

Mega Cap (> $200B)

25.42%

Large Cap ($10B - $200B)

20.31%

Mid Cap ($2B - $10B)

2.68%

Small Cap ($300M - $2B)

0.29%

Nano Cap (< $50M)

0.07%

N/A (ETF or Unknown)

51.24%

Portfolio Concentration

Top 10 Holdings %

20.63%

Top 20 Holdings %

31.77%

Top 50 Holdings %

50.32%

Top 100 Holdings %

65.33%