NFP Retirement, Inc.

RIA/Wealth

NFP Retirement, Inc. is a RIA/Wealth based in Aliso Viejo, CA led by Solomon John Stewart, reporting $118.03B in AUM as of Q3 2025 with 92% ETF concentration, 58% concentrated in top 10 holdings, 24% allocation to IVV, and minimal technology exposure.

PresidentSolomon John Stewart

Portfolio Value: $2.2B
Positions: 299
Top Holding: IVV at 23.56%
Last Reported: Q3 2025

Address120 Vantis, Suite 400, Aliso Viejo, CA, 92656, United States

Top Holdings

Largest long holdings in NFP Retirement, Inc.'s portfolio (58% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 iShares Core S&P 500 ETF IVV	ETF ETF	$513.2M	23.56%	+$254.1M Bought	— 795.8K shares	Q4 2019 Held for 5y 11m
2 iShares Short Treasury Bond SHV	ETF ETF	$276.1M	12.68%	+$138.6M Bought	— 2.5M shares	Q1 2024 Held for 1y 8m
3 iShares Core U.S. Aggregate Bond AGG	ETF ETF	$102.7M	4.72%	+$44.2M Bought	— 1.0M shares	Q4 2019 Held for 5y 11m
4 iShares Core MSCI International Developed Markets IDEV	ETF ETF	$93.4M	4.29%	+$38.2M Bought	— 1.2M shares	Q2 2022 Held for 3y 5m
5 ONEQ Fidelity Nasdaq Composite Index ETF ONEQ	ETF ETF	$76.8M	3.53%	+$38.2M Bought	— 908.2K shares	Q1 2024 Held for 1y 8m
6 iShares Treasury Floating Rate Bond TFLO	ETF ETF	$53.0M	2.43%	+$23.6M Bought	— 1.0M shares	Q1 2024 Held for 1y 8m
7 iShares Core S&P Mid-Cap ETF IJH	ETF ETF	$42.9M	1.97%	+$21.1M Bought	— 674.7K shares	Q1 2022 Held for 3y 8m
8 Schwab US Dividend Equity SCHD	ETF ETF	$34.9M	1.60%	+$29.0K Bought	— 1.3M shares	Q4 2019 Held for 5y 11m
9 Vanguard Russell 1000 Growth VONG	ETF ETF	$34.7M	1.59%	+$15.9K Bought	— 318.1K shares	Q1 2020 Held for 5y 8m
10 iShares Core S&P Total U.S. Stock Market ITOT	ETF ETF	$34.6M	1.59%	+$17.0M Bought	— 246.3K shares	Q1 2024 Held for 1y 8m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in NFP Retirement, Inc.'s latest filing

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Market Value

$2.2B

Prior: $1.5B

Q/Q Change

+43.93%

+$664.9M

Net Flows % of MV

+29.76%

Turnover Ratio

15.65%

New Purchases

7 stocks

$19.2M

Added To

51 stocks

+$645.7M

Sold Out Of

4 stocks

$16.7M

Reduced Holdings

0 stocks

Increased Positions

Position	Shares Δ	Change
1 SDVD FT Vest SMID Rising Dividend Achievers Target Income SDVD	New	0 → 787.1K +$14.0M
2 Dimensional U.S. Core Equity 2 DFAC	New	0 → 45.8K +$1.8M
3 GOVI Invesco Equal Weight 0-30 Year Treasury GOVI	New	0 → 21.8K +$1.4M
4 First Trust Morningstar Dividend Leaders Index Fund FDL	New	0 → 7.2K +$1.1M
5 Dimensional International Core Equity 2 DFIC	New	0 → 17.1K +$560.4K

Decreased Positions

Position	Shares Δ	Change
1 First Trust Preferred Securities and Income FPE	Sold	786.4K → 0 −$14.0M
2 Invesco S&P Global Water Index CGW	Sold	21.8K → 0 −$1.4M
3 FBT First Trust NYSE Arca Biotechnology Index Fund FBT	Sold	6.7K → 0 −$1.1M
4 Innovator Premium Income 10 Barrier ETF JULD	Sold	10.7K → 0 −$266.2K

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Analytics

Portfolio insights and performance metrics for NFP Retirement, Inc.

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Sector Allocation

ETF

92.00%

Technology

2.30%

Healthcare

1.60%

Financial Services

1.00%

Consumer Cyclical

0.70%

Consumer Defensive

0.30%

Communication Services

0.30%

Basic Materials

0.20%

Real Estate

0.20%

Energy

0.20%

Industrials

0.20%

Market Cap Distribution

Mega Cap (> $200B)

3.62%

Large Cap ($10B - $200B)

3.25%

Mid Cap ($2B - $10B)

0.18%

Small Cap ($300M - $2B)

0.03%

Micro Cap ($50M - $300M)

0.00%

N/A (ETF or Unknown)

92.92%

Portfolio Concentration

Top 10 Holdings %

57.96%

Top 20 Holdings %

70.91%

Top 50 Holdings %

86.1%

Top 100 Holdings %

94.03%

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NFP Retirement, Inc.

Top Holdings

Changes

Increased Positions

Decreased Positions

Analytics

Sector Allocation

Market Cap Distribution

Portfolio Concentration

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