Peak Financial Management, Inc.

RIA/Wealth

Peak Financial Management, Inc. is a RIA/Wealth based in Little Rock, AR led by Christopher Karl Gaffney, reporting $452.7M in AUM as of Q3 2025 with 87% ETF concentration, 53% concentrated in top 10 holdings, and minimal technology exposure.

PresidentChristopher Karl Gaffney

Portfolio Value: $378.3M
Positions: 102
Top Holding: VXUS at 11.65%
Last Reported: Q3 2025

Address10809 Executive Center Drive, Suite 204, Little Rock, AR, 72211, United States

Top Holdings

Largest long holdings in Peak Financial Management, Inc.'s portfolio (53.1% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Vanguard Total International Stock VXUS	ETF ETF	$44.1M	11.65%	+$495.3K Bought	— 600.0K shares	Q2 2023 Held for 2y 5m
2 Vanguard Total Stock Market VTI	ETF ETF	$31.3M	8.26%	-$1.0M Sold	— 95.2K shares	Q2 2016 Held for 9y 5m
3 SPDR Portfolio MSCI Global Stock Market SPGM	ETF ETF	$27.8M	7.35%	-$152.9K Sold	— 371.4K shares	Q4 2016 Held for 8y 11m
4 Vanguard S&P 500 ETF VOO	ETF ETF	$17.4M	4.61%	-$865.3K Sold	— 28.5K shares	Q2 2016 Held for 9y 5m
5 Invesco S&P 500 Equal Weight ETF RSP	ETF ETF	$17.1M	4.52%	+$578.8K Bought	— 90.2K shares	Q3 2024 Held for 1y 2m
6 JPMorgan International Bond Opportunities JPIB	ETF ETF	$14.8M	3.90%	+$615.9K Bought	— 301.1K shares	Q1 2025 Held for 8 months
7 Vanguard Intermediate-Term Corporate Bond VCIT	ETF ETF	$12.4M	3.28%	+$391.1K Bought	— 147.7K shares	Q2 2016 Held for 9y 5m
8 GLTR abrdn Physical Precious Metals Basket Shares GLTR	Unknown Unknown	$12.2M	3.24%	-$152.2K Sold	— 74.0K shares	Q4 2022 Held for 2y 11m
9 SPDR Portfolio Emerging Markets SPEM	ETF ETF	$12.1M	3.21%	+$261.2K Bought	— 259.2K shares	Q2 2023 Held for 2y 5m
10 Schwab U.S. Broad Market SCHB	ETF ETF	$11.8M	3.12%	+$130.5K Bought	— 458.4K shares	Q4 2016 Held for 8y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Peak Financial Management, Inc.'s latest filing

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Market Value

$378.3M

Prior: $351.6M

Q/Q Change

+7.59%

+$26.7M

Net Flows % of MV

-3.13%

Turnover Ratio

3.8%

New Purchases

5 stocks

$1.1M

Added To

36 stocks

+$14.2M

Sold Out Of

5 stocks

$5.4M

Reduced Holdings

43 stocks

-$21.8M

Increased Positions

Position	Shares Δ	Change
1 Oracle ORCL	New	0 → 828.0 +$232.9K
2 BABA Alibaba Group Holding Limited BABA	New	0 → 1.3K +$228.8K
3 CALI China Auto Logistics Inc. CALI	New	0 → 4.4K +$222.9K
4 VanEck Gold Miners GDX	New	0 → 2.9K +$220.2K
5 Micron Technology MU	New	0 → 1.3K +$209.6K

Decreased Positions

Position	Shares Δ	Change
1 iShares Core 10+ Year USD Bond ETF ILTB	Sold	52.6K → 0 −$2.6M
2 iShares GSCI Commodity Dynamic Roll Strategy COMT	Sold	65.1K → 0 −$1.7M
3 TLH iShares 10-20 Year Treasury Bond TLH	Sold	6.8K → 0 −$694.6K
4 Tesla, Inc. TSLA	Sold	679.0 → 0 −$215.7K
5 Schwab US Dividend Equity SCHD	Sold	7.9K → 0 −$209.5K