Providence Capital Advisors, LLC

RIA/Wealth

Providence Capital Advisors, LLC is a RIA/Wealth based in Charlotte, NC led by Thomas Michael Searson, reporting $916.3M in AUM as of Q3 2025 with AAPL as the largest holding (5% allocation).

CIOThomas Michael Searson

Portfolio Value: $577.4M
Positions: 220
Top Holding: AAPL at 5.12%
Last Reported: Q3 2025

Address4500 Cameron Valley Parkway, Suite 270, Charlotte, NC, 28211, United States

Top Holdings

Largest long holdings in Providence Capital Advisors, LLC's portfolio (28.8% of total portfolio)

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GthenH

Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Apple AAPL	Consumer Electronics Technology	$29.6M	5.12%	+$796.2K Bought	0.00% 116.1K shares	Q4 2017 Held for 7y 11m
2 Microsoft MSFT	Software - Infrastructure Technology	$24.5M	4.24%	+$497.8K Bought	0.00% 47.3K shares	Q4 2017 Held for 7y 11m
3 iShares Core S&P 500 ETF IVV	ETF ETF	$17.8M	3.09%	+$655.2K Bought	— 26.7K shares	Q4 2017 Held for 7y 11m
4 Amazon AMZN	Specialty Retail Consumer Cyclical	$17.2M	2.98%	+$6.4M Bought	0.00% 78.2K shares	Q3 2018 Held for 7y 2m
5 Alphabet Inc. GOOG	Internet Content & Information Communication Services	$15.5M	2.68%	+$354.9K Bought	0.00% 63.5K shares	Q4 2017 Held for 7y 11m
6 Nvidia NVDA	Semiconductors Technology	$14.6M	2.53%	+$300.2K Bought	0.00% 78.2K shares	Q1 2020 Held for 5y 8m
7 JPMorgan Chase JPM	Banks - Diversified Financial Services	$13.0M	2.25%	+$244.8K Bought	0.00% 41.2K shares	Q4 2017 Held for 7y 11m
8 Walmart WMT	Discount Stores Consumer Defensive	$12.7M	2.20%	+$8.6M Bought	0.00% 123.4K shares	Q4 2017 Held for 7y 11m
9 U.S. Bancorp USB	Banks - Regional Financial Services	$11.0M	1.91%	+$404.1K Bought	0.01% 227.7K shares	Q4 2017 Held for 7y 11m
10 Bank of America BAC	Banks - Diversified Financial Services	$10.6M	1.84%	+$28.5K Bought	0.00% 206.0K shares	Q4 2017 Held for 7y 11m

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GthenH

Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Providence Capital Advisors, LLC's latest filing

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GthenC

Market Value

$577.4M

Prior: $544.7M

Q/Q Change

+6.0%

+$32.7M

Net Flows % of MV

-6.17%

Turnover Ratio

12.38%

New Purchases

7 stocks

$172.4K

Added To

93 stocks

+$36.3M

Sold Out Of

29 stocks

$60.9M

Reduced Holdings

42 stocks

-$11.2M

Increased Positions

Position	Shares Δ	Change
1 First Trust Financials AlphaDEX Fund FXO	New	0 → 697.0 +$41.4K
2 First Trust Industrials/Producer Durables AlphaDEX Fund FXR	New	0 → 388.0 +$30.3K
3 Invesco Dorsey Wright Industrials Momentum PRN	New	0 → 144.0 +$24.9K
4 First Trust Utilities AlphaDEX Fund FXU	New	0 → 509.0 +$23.1K
5 Invesco Dorsey Wright Technology Momentum PTF	New	0 → 256.0 +$19.2K

Decreased Positions

Position	Shares Δ	Change
1 Oracle ORCL	Sold	40.2K → 0 −$8.8M
2 Hewlett Packard Enterprise HPE	Sold	350.3K → 0 −$7.2M
3 Nike NKE	Sold	95.2K → 0 −$6.8M
4 Citigroup C	Sold	78.3K → 0 −$6.7M
5 Morgan Stanley MS	Sold	47.0K → 0 −$6.6M