Richard P Slaughter Associates Inc

RIA/Wealth

Richard P Slaughter Associates Inc is a RIA/Wealth based in Austin, TX led by Ann Michele Nowell, reporting $863.9M in AUM as of Q3 2025 with 79% ETF concentration and 63% concentrated in top 10 holdings.

PresidentAnn Michele Nowell

Portfolio Value: $464.2M
Positions: 108
Top Holding: JIRE at 11.34%
Last Reported: Q3 2025

Address9600 North Mopac, Suite 600, Austin, TX, 78759, United States

Top Holdings

Largest long holdings in Richard P Slaughter Associates Inc's portfolio (63.1% of total portfolio)

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GthenH

Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 JIRE JPMorgan International Research Enhanced Equity JIRE	ETF ETF	$52.6M	11.34%	-$822.0K Sold	— 715.6K shares	Q3 2023 Held for 2y 2m
2 iShares Russell Top 200 Growth IWY	ETF ETF	$41.9M	9.02%	-$10.6M Sold	— 153.0K shares	Q4 2024 Held for 11 months
3 Fidelity Enhanced Mid Cap FMDE	ETF ETF	$39.1M	8.43%	-$9.0M Sold	— 1.1M shares	Q1 2025 Held for 8 months
4 IWX iShares Russell Top 200 Value IWX	ETF ETF	$35.6M	7.68%	-$9.1M Sold	— 405.5K shares	Q4 2024 Held for 11 months
5 NEOS Enhanced Income 1-3 Month T-Bill CSHI	ETF ETF	$33.9M	7.30%	+$4.0M Bought	— 681.3K shares	Q2 2024 Held for 1y 5m
6 Angel Oak UYLD	ETF ETF	$33.2M	7.16%	-$2.4M Sold	— 650.0K shares	Q1 2024 Held for 1y 8m
7 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC	ETF ETF	$20.0M	4.31%	-$2.3M Sold	— 267.0K shares	Q3 2022 Held for 3y 2m
8 Apple AAPL	Consumer Electronics Technology	$12.5M	2.69%	-$3.4M Sold	0.00% 49.0K shares	Q4 2019 Held for 5y 11m
9 PBSE PGIM US Large-Cap Buffer 20 ETF PBSE	ETF ETF	$12.3M	2.64%	+$12.3M New	— 423.9K shares	Q3 2025 Held for 2 months
10 Global X Artificial Intelligence & Technology AIQ	Unknown Unknown	$11.6M	2.51%	+$11.6M New	— 235.6K shares	Q3 2025 Held for 2 months

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GthenH

Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Richard P Slaughter Associates Inc's latest filing

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Market Value

$464.2M

Prior: $490.4M

Q/Q Change

-5.36%

-$26.3M

Net Flows % of MV

-12.16%

Turnover Ratio

14.07%

New Purchases

9 stocks

$37.7M

Added To

7 stocks

+$5.8M

Sold Out Of

18 stocks

$14.3M

Reduced Holdings

80 stocks

-$85.7M

Increased Positions

Position	Shares Δ	Change
1 PBSE PGIM US Large-Cap Buffer 20 ETF PBSE	New	0 → 423.9K +$12.3M
2 Global X Artificial Intelligence & Technology AIQ	New	0 → 235.6K +$11.6M
3 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID	New	0 → 48.0K +$7.3M
4 GLDM SPDR Gold MiniShares Trust GLDM	New	0 → 56.8K +$4.3M
5 JBND JPMorgan Active Bond JBND	New	0 → 13.8K +$745.6K

Decreased Positions

Position	Shares Δ	Change
1 SPDR Portfolio Aggregate Bond SPAB	Sold	83.3K → 0 −$2.1M
2 First Trust Long/Short Equity ETF FTLS	Sold	30.7K → 0 −$2.0M
3 Innovator U.S. Equity Buffer ETF BSEP	Sold	40.8K → 0 −$1.8M
4 FT Vest Laddered Buffer BUFR	Sold	57.7K → 0 −$1.8M
5 UnitedHealth Group UNH	Sold	2.8K → 0 −$881.0K