Sargent Investment Group, LLC

RIA/Wealth

Sargent Investment Group, LLC is a RIA/Wealth based in Bethesda, MD led by Teresa Marie Schafer, reporting $1.3B in AUM as of Q3 2025 with 34% Technology concentration.

CCOTeresa Marie Schafer

Portfolio Value: $698.1M
Positions: 118
Top Holding: PLTR at 12.71%
Last Reported: Q3 2025

Address4920 Elm Street, Suite 305, Bethesda, MD, 20814, United States

Top Holdings

Largest long holdings in Sargent Investment Group, LLC's portfolio (46.2% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Palantir Technologies Inc. PLTR	Software - Infrastructure Technology	$88.7M	12.71%	-$2.6M Sold	0.02% 486.5K shares	Q4 2020 Held for 4y 11m
2 SPDR Bloomberg 3-12 Month T-Bill BILS	ETF ETF	$52.1M	7.46%	-$7.7M Sold	— 523.1K shares	Q1 2023 Held for 2y 8m
3 Apple AAPL	Consumer Electronics Technology	$46.0M	6.60%	-$17.6K Sold	0.00% 180.8K shares	Q4 2018 Held for 6y 11m
4 Microsoft MSFT	Software - Infrastructure Technology	$28.9M	4.14%	+$300.9K Bought	0.00% 55.8K shares	Q4 2018 Held for 6y 11m
5 SPDR Portfolio S&P 500 Growth ETF SPYG	ETF ETF	$21.5M	3.09%	-$427.3K Sold	— 206.2K shares	Q2 2022 Held for 3y 5m
6 The Carlyle Group CG	Asset Management Financial Services	$19.3M	2.76%	-$788.1K Sold	0.09% 307.5K shares	Q4 2018 Held for 6y 11m
7 VictoryShares Core Intermediate Bond UITB	ETF ETF	$17.9M	2.57%	+$1.6M Bought	— 377.0K shares	Q1 2024 Held for 1y 8m
8 Blackstone BX	Asset Management Financial Services	$16.6M	2.37%	-$157.0K Sold	0.01% 96.9K shares	Q4 2018 Held for 6y 11m
9 International Business Machines IBM	Information Technology Services Technology	$16.2M	2.32%	-$2.0M Sold	0.01% 57.4K shares	Q4 2018 Held for 6y 11m
10 First Trust NASDAQ Cybersecurity ETF CIBR	ETF ETF	$14.9M	2.14%	-$190.4K Sold	— 196.7K shares	Q4 2022 Held for 2y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Sargent Investment Group, LLC's latest filing

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Market Value

$698.1M

Prior: $739.8M

Q/Q Change

-5.65%

-$41.8M

Net Flows % of MV

-10.35%

Turnover Ratio

7.88%

New Purchases

0 stocks

Added To

65 stocks

+$18.9M

Sold Out Of

116 stocks

$70.0M

Reduced Holdings

36 stocks

-$21.2M

Increased Positions

Position	Shares Δ	Change
1 Janus Henderson AAA CLO JAAA	+116.43%	7.7K → 16.7K +$457.0K
2 TeraWulf WULF	+56.34%	17.8K → 27.8K +$114.2K
3 Carnival Corporation CCL	+50.44%	10.9K → 16.4K +$159.0K
4 Exelon EXC	+34.82%	24.8K → 33.5K +$389.3K
5 AT&T T	+33.19%	44.9K → 59.8K +$421.1K

Decreased Positions

Position	Shares Δ	Change
1 FirstService Corporation FSV	Sold	19.9K → 0 −$3.9M
2 Northrop Grumman NOC	Sold	3.2K → 0 −$1.9M
3 Visa V	Sold	5.2K → 0 −$1.8M
4 Marriott International MAR	Sold	5.9K → 0 −$1.6M
5 Vulcan Materials Company VMC	Sold	5.3K → 0 −$1.5M

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Analytics

Portfolio insights and performance metrics for Sargent Investment Group, LLC

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Sector Allocation

Technology

33.90%

ETF

23.50%

Financial Services

12.30%

Healthcare

6.10%

Consumer Cyclical

4.40%

Communication Services

3.90%

Industrials

3.60%

Consumer Defensive

3.40%

Real Estate

2.90%

Energy

2.50%

Utilities

1.40%

Basic Materials

0.60%

Market Cap Distribution

Mega Cap (> $200B)

52.26%

Large Cap ($10B - $200B)

18.08%

Mid Cap ($2B - $10B)

2.77%

Small Cap ($300M - $2B)

1.72%

Micro Cap ($50M - $300M)

0.37%

Nano Cap (< $50M)

0.04%

N/A (ETF or Unknown)

24.76%

Portfolio Concentration

Top 10 Holdings %

46.16%

Top 20 Holdings %

64.47%

Top 50 Holdings %

87.04%

Top 100 Holdings %

99.31%