Seros Financial, LLC

RIA/Wealth

Seros Financial, LLC is a RIA/Wealth based in Tempe, AZ led by Jeremy Windell Smith, reporting $301.1M in AUM as of Q3 2025 with 83% ETF concentration and 69% concentrated in top 10 holdings.

Managing PartnerJeremy Windell Smith

Portfolio Value: $165.0M
Positions: 62
Top Holding: SPMO at 14.78%
Last Reported: Q3 2025

Address2141 East Broadway Rd., Suite 220, Tempe, AZ, 85282, United States

Top Holdings

Largest long holdings in Seros Financial, LLC's portfolio (68.6% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Invesco S&P 500 Momentum SPMO	ETF ETF	$24.4M	14.78%	+$9.4M Bought	— 201.4K shares	Q4 2024 Held for 11 months
2 Invesco QQQ Trust QQQ	ETF ETF	$16.1M	9.74%	-$431.7K Sold	— 26.8K shares	Q4 2024 Held for 11 months
3 Berkshire Hathaway BRK.B	Insurance - Diversified Financial Services	$10.7M	6.49%	+$950.7K Bought	0.00% 21.3K shares	Q4 2024 Held for 11 months
4 Schwab International Equity SCHF	ETF ETF	$10.6M	6.42%	+$10.6M New	— 454.8K shares	Q3 2025 Held for 2 months
5 Global X Adaptive U.S. Factor AUSF	ETF ETF	$10.3M	6.21%	+$476.2K Bought	— 220.4K shares	Q1 2025 Held for 8 months
6 iShares Russell Top 200 Growth IWY	ETF ETF	$9.6M	5.85%	-$75.0K Sold	— 35.3K shares	Q4 2024 Held for 11 months
7 First Trust Preferred Securities and Income FPE	ETF ETF	$8.4M	5.12%	+$384.9K Bought	— 463.0K shares	Q4 2024 Held for 11 months
8 Invesco S&P 500 Top 50 ETF XLG	ETF ETF	$7.8M	4.75%	+$15.4K Bought	— 136.1K shares	Q4 2024 Held for 11 months
9 Innovator Laddered Allocation Buffer ETF BUFB	ETF ETF	$7.7M	4.64%	+$238.6K Bought	— 214.3K shares	Q1 2025 Held for 8 months
10 FT Vest Laddered Nasdaq Buffer BUFQ	ETF ETF	$7.5M	4.57%	+$79.4K Bought	— 216.3K shares	Q1 2025 Held for 8 months

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Seros Financial, LLC's latest filing

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Market Value

$165.0M

Prior: $157.8M

Q/Q Change

+4.58%

+$7.2M

Net Flows % of MV

-3.91%

Turnover Ratio

16.01%

New Purchases

7 stocks

$12.3M

Added To

18 stocks

+$13.1M

Sold Out Of

7 stocks

$11.3M

Reduced Holdings

23 stocks

-$20.6M

Increased Positions

Position	Shares Δ	Change
1 Schwab International Equity SCHF	New	0 → 454.8K +$10.6M
2 iShares MSCI USA Momentum Factor MTUM	New	0 → 1.6K +$405.0K
3 Innovator Uncapped Accelerated U.S. Equity XUSP	New	0 → 7.0K +$325.8K
4 Invesco NASDAQ 100 ETF QQQM	New	0 → 1.1K +$271.9K
5 UnitedHealth Group UNH	New	0 → 742.0 +$256.2K

Decreased Positions

Position	Shares Δ	Change
1 Innovator U.S. Equity Ultra Buffer ETF UJUL	Sold	245.6K → 0 −$9.0M
2 Invesco S&P MidCap 400 GARP ETF GRPM	Sold	8.3K → 0 −$911.0K
3 SPDR Portfolio S&P 600 Small Cap ETF SPSM	Sold	11.2K → 0 −$477.3K
4 Innovator Growth-100 Power Buffer ETF NAPR	Sold	4.5K → 0 −$227.7K
5 Palantir Technologies Inc. PLTR	Sold	1.5K → 0 −$206.0K