Smallwood Wealth Investment Management, LLC

Private Equity

Smallwood Wealth Investment Management, LLC is a Private Equity based in Red Bank, NJ led by Brooks Frederick Burgum, reporting $539.5M in AUM as of Q3 2025 with 65% ETF concentration, 60% concentrated in top 10 holdings, and 28% allocation to ITOT.

Managing PartnerBrooks Frederick Burgum

Portfolio Value: $194.6M
Positions: 525
Top Holding: ITOT at 27.98%
Last Reported: Q3 2025

Address199 Broad Street, Red Bank, NJ, 07701, United States

Top Holdings

Largest long holdings in Smallwood Wealth Investment Management, LLC's portfolio (59.5% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 iShares Core S&P Total U.S. Stock Market ITOT	ETF ETF	$54.5M	27.98%	+$1.9M Bought	— 373.9K shares	Q4 2021 Held for 3y 11m
2 Apple AAPL	Consumer Electronics Technology	$12.0M	6.15%	+$49.1K Bought	0.00% 47.0K shares	Q4 2021 Held for 3y 11m
3 Vanguard Total Stock Market VTI	ETF ETF	$10.8M	5.56%	+$20.0K Bought	— 32.9K shares	Q4 2021 Held for 3y 11m
4 Vanguard Mid-Cap Value VOE	ETF ETF	$8.2M	4.22%	+$287.4K Bought	— 47.0K shares	Q4 2021 Held for 3y 11m
5 Intercontinental Exchange ICE	Financial - Data & Stock Exchanges Financial Services	$5.8M	2.98%	-$14.5K Sold	0.01% 34.5K shares	Q4 2021 Held for 3y 11m
6 Freedom 100 Emerging Markets FRDM	ETF ETF	$5.5M	2.80%	+$198.8K Bought	— 123.2K shares	Q3 2022 Held for 3y 2m
7 PULS PGIM Ultra Short Bond PULS	Unknown Unknown	$5.1M	2.64%	+$471.0K Bought	— 103.1K shares	Q4 2022 Held for 2y 11m
8 CGDV Capital Group Dividend Value CGDV	ETF ETF	$5.0M	2.57%	+$152.8K Bought	— 119.0K shares	Q3 2022 Held for 3y 2m
9 JPMorgan Hedged Equity Laddered Overlay HELO	ETF ETF	$4.8M	2.48%	+$1.4M Bought	— 74.3K shares	Q3 2024 Held for 1y 2m
10 Capital Group Global Growth Equity CGGO	ETF ETF	$4.2M	2.14%	+$166.3K Bought	— 121.9K shares	Q3 2022 Held for 3y 2m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Smallwood Wealth Investment Management, LLC's latest filing

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Market Value

$194.6M

Prior: $172.5M

Q/Q Change

+12.81%

+$22.1M

Net Flows % of MV

+5.49%

Turnover Ratio

3.15%

New Purchases

31 stocks

$3.4M

Added To

93 stocks

+$8.2M

Sold Out Of

71 stocks

$193.3K

Reduced Holdings

72 stocks

-$602.1K

Increased Positions

Position	Shares Δ	Change
1 AMJB Alerian MLP Index AMJB	New	0 → 94.9K +$2.8M
2 Progyny PGNY	New	0 → 27.1K +$582.7K
3 CoreWeave, Inc. CRWV	New	0 → 100.0 +$13.7K
4 BUZZ VanEck Social Sentiment BUZZ	New	0 → 212.0 +$7.7K
5 Global X SuperDividend U.S. DIV	New	0 → 389.0 +$6.9K

Decreased Positions

Position	Shares Δ	Change
1 XLV Health Care Select Sector SPDR Fund XLV	Sold	186.0 → 0 −$25.1K
2 Alexandria Real Estate Equities ARE	Sold	190.0 → 0 −$13.8K
3 Consumer Staples Select Sector SPDR Fund XLP	Sold	166.0 → 0 −$13.4K
4 iShares MBS MBB	Sold	117.0 → 0 −$11.0K
5 iShares Expanded Tech-Software Sector IGV	Sold	97.0 → 0 −$10.6K

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Analytics

Portfolio insights and performance metrics for Smallwood Wealth Investment Management, LLC

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Sector Allocation

ETF

64.60%

Technology

11.90%

Financial Services

5.30%

Consumer Defensive

3.20%

Communication Services

2.60%

Healthcare

1.90%

Consumer Cyclical

1.30%

Energy

1.30%

Industrials

1.20%

Utilities

1.00%

Basic Materials

0.40%

Real Estate

0.40%

Market Cap Distribution

Mega Cap (> $200B)

19.74%

Large Cap ($10B - $200B)

9.26%

Mid Cap ($2B - $10B)

1.06%

Small Cap ($300M - $2B)

0.34%

Micro Cap ($50M - $300M)

0.01%

Nano Cap (< $50M)

0.04%

N/A (ETF or Unknown)

69.55%

Portfolio Concentration

Top 10 Holdings %

59.52%

Top 20 Holdings %

73.69%

Top 50 Holdings %

88.09%

Top 100 Holdings %

94.63%