SMART Wealth LLC

RIA/Wealth

SMART Wealth LLC is a RIA/Wealth based in Omaha, NE led by David Andrew Brooks, reporting $440.0M in AUM as of Q3 2025 with 64% ETF concentration.

CEODavid Andrew Brooks

Portfolio Value: $250.6M
Positions: 137
Top Holding: NVDA at 4.85%
Last Reported: Q3 2025

Address13815 Fnb Parkway, Suite 400, Omaha, NE, 68154, United States

Top Holdings

Largest long holdings in SMART Wealth LLC's portfolio (30.8% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Nvidia NVDA	Semiconductors Technology	$12.2M	4.85%	+$856.0K Bought	0.00% 65.2K shares	Q2 2023 Held for 2y 5m
2 Nicholas Fixed Income Alternative ETF FIAX	ETF ETF	$10.3M	4.11%	+$1.9M Bought	— 570.5K shares	Q4 2022 Held for 2y 11m
3 First Trust Rising Dividend Achievers RDVY	ETF ETF	$9.0M	3.58%	+$762.3K Bought	— 133.3K shares	Q1 2024 Held for 1y 8m
4 Innovator U.S. Equity 5 to 15 Buffer ETF EALT	ETF ETF	$7.3M	2.91%	-$964.8K Sold	— 211.2K shares	Q1 2024 Held for 1y 8m
5 Vanguard S&P 500 ETF VOO	ETF ETF	$6.9M	2.77%	+$2.2M Bought	— 11.3K shares	Q4 2022 Held for 2y 11m
6 QBUF Innovator Nasdaq-100 10 Buffer ETF QBUF	Unknown Unknown	$6.8M	2.70%	-$941.4K Sold	— 235.8K shares	Q1 2025 Held for 8 months
7 FT Vest U.S. Equity Buffer ETF FJUL	ETF ETF	$6.3M	2.52%	-$976.1K Sold	— 115.2K shares	Q4 2022 Held for 2y 11m
8 FJAN FT Vest U.S. Equity Buffer ETF FJAN	ETF ETF	$6.3M	2.49%	-$929.1K Sold	— 124.6K shares	Q4 2022 Held for 2y 11m
9 JPMorgan Equity Premium Income JEPI	ETF ETF	$6.1M	2.45%	-$2.4M Sold	— 107.3K shares	Q4 2023 Held for 1y 11m
10 Berkshire Hathaway BRK.B	Insurance - Diversified Financial Services	$6.0M	2.40%	-$1.8M Sold	0.00% 12.0K shares	Q4 2022 Held for 2y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in SMART Wealth LLC's latest filing

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Market Value

$250.6M

Prior: $301.1M

Q/Q Change

-16.77%

-$50.5M

Net Flows % of MV

-29.31%

Turnover Ratio

28.94%

New Purchases

17 stocks

$12.9M

Added To

51 stocks

+$22.6M

Sold Out Of

49 stocks

$58.2M

Reduced Holdings

61 stocks

-$50.7M

Increased Positions

Position	Shares Δ	Change
1 STRN Sutron Corp STRN	New	0 → 156.1K +$3.4M
2 GJUL FT Vest U.S. Equity Moderate Buffer ETF GJUL	New	0 → 41.1K +$1.7M
3 Vanguard Russell 2000 ETF VTWO	New	0 → 16.8K +$1.6M
4 Lam Research LRCX	New	0 → 8.9K +$1.2M
5 LMBS First Trust Low Duration Opportunities LMBS	New	0 → 16.3K +$810.2K

Decreased Positions

Position	Shares Δ	Change
1 FTCB First Trust Core Investment Grade FTCB	Sold	211.3K → 0 −$4.4M
2 OCTT AllianzIM U.S. Large Cap Buffer10 Oct OCTT	Sold	110.0K → 0 −$4.4M
3 JANT AllianzIM U.S. Large Cap Buffer10 Jan JANT	Sold	116.9K → 0 −$4.4M
4 SPDR Portfolio Long Term Treasury SPTL	Sold	163.8K → 0 −$4.4M
5 SIXD AllianzIM U.S. Large Cap 6 Month Buffer10 Jun/Dec SIXD	Sold	149.0K → 0 −$4.1M

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Analytics

Portfolio insights and performance metrics for SMART Wealth LLC

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Sector Allocation

ETF

64.00%

Technology

11.80%

Financial Services

4.00%

Industrials

2.50%

Communication Services

1.70%

Consumer Cyclical

1.30%

Healthcare

1.10%

Basic Materials

0.60%

Consumer Defensive

0.40%

Energy

0.10%

Market Cap Distribution

Mega Cap (> $200B)

16.52%

Large Cap ($10B - $200B)

5.89%

Mid Cap ($2B - $10B)

1.13%

Nano Cap (< $50M)

0.01%

N/A (ETF or Unknown)

76.44%

Portfolio Concentration

Top 10 Holdings %

30.77%

Top 20 Holdings %

48.29%

Top 50 Holdings %

79.12%

Top 100 Holdings %

96.13%