United Asset Strategies, Inc.

RIA/Wealth

United Asset Strategies, Inc. is a RIA/Wealth based in Avon, CT led by Alan Miles Rothstein, managing $1.2B across 250 long positions as of Q3 2025 with NVDA as the largest holding (6% allocation).

PresidentAlan Miles Rothstein

Portfolio Value: $1.2B
Positions: 250
Top Holding: NVDA at 5.88%
Last Reported: Q3 2025

Address80 West Avon Rd., Avon, CT, 06001, United States

Top Holdings

Largest long holdings in United Asset Strategies, Inc.'s portfolio (34.4% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Nvidia NVDA	Semiconductors Technology	$73.3M	5.88%	+$5.7M Bought	0.00% 393.1K shares	Q3 2019 Held for 6y 2m
2 Apple AAPL	Consumer Electronics Technology	$58.2M	4.67%	+$796.5K Bought	0.00% 228.7K shares	≤ Q2 2013 Held for 12y 5m+
3 Microsoft MSFT	Software - Infrastructure Technology	$53.3M	4.27%	-$1.2M Sold	0.00% 102.9K shares	Q1 2014 Held for 11y 8m
4 Alphabet Inc. GOOGL	Internet Content & Information Communication Services	$51.2M	4.10%	-$2.0M Sold	0.00% 210.5K shares	Q2 2016 Held for 9y 5m
5 Amazon AMZN	Specialty Retail Consumer Cyclical	$48.6M	3.90%	+$72.2K Bought	0.00% 221.4K shares	≤ Q2 2013 Held for 12y 5m+
6 Technology Select Sector SPDR Fund XLK	ETF ETF	$38.5M	3.08%	-$849.2K Sold	— 136.4K shares	≤ Q2 2013 Held for 12y 5m+
7 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$34.0M	2.73%	-$283.5K Sold	0.00% 46.3K shares	Q2 2020 Held for 5y 5m
8 Broadcom Inc. AVGO	Semiconductors Technology	$25.0M	2.00%	-$12.5M Sold	0.00% 75.8K shares	Q2 2023 Held for 2y 5m
9 JPMorgan Chase JPM	Banks - Diversified Financial Services	$23.8M	1.91%	-$180.1K Sold	0.00% 75.5K shares	≤ Q2 2013 Held for 12y 5m+
10 Mastercard MA	Financial - Credit Services Financial Services	$23.2M	1.86%	+$17.1K Bought	0.00% 40.8K shares	Q1 2014 Held for 11y 8m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in United Asset Strategies, Inc.'s latest filing

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Market Value

$1.2B

Prior: $1.2B

Q/Q Change

+6.46%

+$75.7M

Net Flows % of MV

-0.288%

Turnover Ratio

3.57%

New Purchases

4 stocks

$4.1M

Added To

104 stocks

+$42.1M

Sold Out Of

2 stocks

$847.6K

Reduced Holdings

116 stocks

-$48.9M

Increased Positions

Position	Shares Δ	Change
1 Lennar LEN	New	0 → 18.6K +$2.3M
2 Hilton Worldwide HLT	New	0 → 3.2K +$839.5K
3 ALM Allmerica Securities Trust ALM	New	0 → 105.0K +$633.2K
4 Oklo OKLO	New	0 → 2.3K +$253.3K
5 MicroStrategy MSTR	+145.89%	1.6K → 3.9K +$742.7K

Decreased Positions

Position	Shares Δ	Change
1 lululemon athletica LULU	Sold	2.7K → 0 −$646.7K
2 Union Pacific UNP	Sold	873.0 → 0 −$200.9K
3 Cigna CI	-97.38%	43.2K → 1.1K −$12.1M
4 Texas Instruments TXN	-78.55%	5.4K → 1.2K −$774.1K
5 Williams Companies WMB	-74.32%	69.8K → 17.9K −$3.3M

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Analytics

Portfolio insights and performance metrics for United Asset Strategies, Inc.

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Sector Allocation

Technology

24.10%

ETF

16.30%

Financial Services

10.70%

Communication Services

8.80%

Healthcare

8.00%

Industrials

7.80%

Consumer Cyclical

7.60%

Consumer Defensive

4.20%

Utilities

3.20%

Energy

3.10%

Basic Materials

2.10%

Real Estate

1.20%

Market Cap Distribution

Mega Cap (> $200B)

43.29%

Large Cap ($10B - $200B)

37.53%

Mid Cap ($2B - $10B)

0.06%

Small Cap ($300M - $2B)

0.05%

Micro Cap ($50M - $300M)

0.03%

Nano Cap (< $50M)

0.00%

N/A (ETF or Unknown)

19.05%

Portfolio Concentration

Top 10 Holdings %

34.42%

Top 20 Holdings %

49.01%

Top 50 Holdings %

77.27%

Top 100 Holdings %

90.68%