Warwick Investment Management, Inc.

Private Equity

Warwick Investment Management, Inc. is a Private Equity based in Oklahoma City, OK led by Katherine Taaffe Richard Kanady, reporting $1.8B in AUM as of Q3 2025 with 87% ETF concentration, 65% concentrated in top 10 holdings, 20% allocation to SCHK, and minimal technology exposure.

CEOKatherine Taaffe Richard Kanady

Portfolio Value: $576.1M
Positions: 153
Top Holding: SCHK at 19.51%
Last Reported: Q3 2025

Address944 W Wilshire Blvd, Oklahoma City, OK, 73116-4221, United States

Top Holdings

Largest long holdings in Warwick Investment Management, Inc.'s portfolio (65.1% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Schwab 1000 Index ETF SCHK	ETF ETF	$112.4M	19.51%	-$18.9M Sold	— 3.5M shares	Q4 2023 Held for 1y 11m
2 Dimensional U.S. Core Equity 2 DFAC	ETF ETF	$94.3M	16.36%	-$2.0M Sold	— 2.4M shares	Q4 2021 Held for 3y 11m
3 Vanguard Value VTV	ETF ETF	$49.1M	8.53%	+$1.8M Bought	— 263.5K shares	Q4 2021 Held for 3y 11m
4 Invesco QQQ Trust QQQ	ETF ETF	$22.3M	3.87%	+$42.0K Bought	— 37.1K shares	Q4 2021 Held for 3y 11m
5 Real Estate Select Sector SPDR Fund XLRE	ETF ETF	$19.0M	3.30%	-$702.1K Sold	— 451.5K shares	Q3 2022 Held for 3y 2m
6 Dimensional U.S. Equity DFUS	ETF ETF	$18.5M	3.21%	-$2.9M Sold	— 255.0K shares	Q4 2024 Held for 11 months
7 Vanguard S&P Small-Cap 600 VIOO	ETF ETF	$18.1M	3.14%	-$175.9K Sold	— 163.8K shares	Q1 2024 Held for 1y 8m
8 Vanguard Total Stock Market VTI	ETF ETF	$15.9M	2.76%	-$313.4K Sold	— 48.5K shares	Q4 2021 Held for 3y 11m
9 Vanguard Growth VUG	ETF ETF	$14.9M	2.58%	+$6.9M Bought	— 31.0K shares	Q4 2023 Held for 1y 11m
10 SPDR S&P 500 ETF Trust SPY	ETF ETF	$10.4M	1.80%	-$95.3K Sold	— 15.6K shares	Q4 2021 Held for 3y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Warwick Investment Management, Inc.'s latest filing

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Market Value

$576.1M

Prior: $515.5M

Q/Q Change

+11.76%

+$60.6M

Net Flows % of MV

+3.27%

Turnover Ratio

6.72%

New Purchases

23 stocks

$5.8M

Added To

81 stocks

+$40.1M

Sold Out Of

3 stocks

$1.3M

Reduced Holdings

30 stocks

-$25.8M

Increased Positions

Position	Shares Δ	Change
1 Healthcare Realty Trust HR	New	0 → 20.6K +$371.8K
2 Public Storage PSA	New	0 → 1.3K +$364.8K
3 Rexford Industrial Realty REXR	New	0 → 8.7K +$355.9K
4 American Healthcare REIT AHR	New	0 → 8.4K +$354.1K
5 Advanced Micro Devices AMD	New	0 → 1.9K +$313.5K

Decreased Positions

Position	Shares Δ	Change
1 Dimensional US Core Equity Market DFAU	Sold	20.6K → 0 −$873.5K
2 SailPoint Technologies Holdings, Inc. SAIL	Sold	10.0K → 0 −$228.6K
3 Honeywell International HON	Sold	931.0 → 0 −$216.8K
4 General Electric GE	-20.41%	2.0K → 1.6K −$120.9K
5 Schwab 1000 Index ETF SCHK	-14.39%	4.1M → 3.5M −$18.9M

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Analytics

Portfolio insights and performance metrics for Warwick Investment Management, Inc.

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Sector Allocation

ETF

87.40%

Technology

3.70%

Real Estate

1.40%

Financial Services

1.40%

Energy

0.90%

Communication Services

0.90%

Consumer Cyclical

0.80%

Healthcare

0.60%

Industrials

0.60%

Consumer Defensive

0.50%

Utilities

0.20%

Market Cap Distribution

Mega Cap (> $200B)

7.97%

Large Cap ($10B - $200B)

2.43%

Mid Cap ($2B - $10B)

0.59%

Small Cap ($300M - $2B)

0.06%

Nano Cap (< $50M)

0.06%

N/A (ETF or Unknown)

88.88%

Portfolio Concentration

Top 10 Holdings %

65.07%

Top 20 Holdings %

77.37%

Top 50 Holdings %

92.27%

Top 100 Holdings %

97.63%