Whipplewood Advisors, LLC

RIA/Wealth

Whipplewood Advisors, LLC is a RIA/Wealth based in Littleton, CO led by Joseph Ernest Hubbard, reporting $288.0M in AUM as of Q3 2025 with 53% ETF concentration.

MemberJoseph Ernest Hubbard

Portfolio Value: $152.0M
Positions: 289
Top Holding: JAAA at 5.56%
Last Reported: Q3 2025

Address11852 Shaffer Drive, Building B, Littleton, CO, 80127, United States

Top Holdings

Largest long holdings in Whipplewood Advisors, LLC's portfolio (28.1% of total portfolio)

See all holdings

GthenH

Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Janus Henderson AAA CLO JAAA	ETF ETF	$8.4M	5.56%	+$1.5M Bought	— 166.4K shares	Q4 2024 Held for 11 months
2 BALT Innovator Defined Wealth Shield BALT	Unknown Unknown	$4.7M	3.08%	+$184.3K Bought	— 142.7K shares	Q4 2024 Held for 11 months
3 Tesla, Inc. TSLA	Auto - Manufacturers Consumer Cyclical	$4.6M	3.03%	-$271.3K Sold	0.00% 10.4K shares	Q4 2024 Held for 11 months
4 Vanguard Dividend Appreciation VIG	Unknown Unknown	$3.9M	2.59%	-$4.7K Sold	— 18.2K shares	Q4 2024 Held for 11 months
5 JPMorgan Equity Premium Income JEPI	ETF ETF	$3.9M	2.54%	+$45.6K Bought	— 67.7K shares	Q4 2024 Held for 11 months
6 ARK Investment Management ARKK	ETF ETF	$3.6M	2.37%	-$95.0K Sold	— 41.8K shares	Q4 2024 Held for 11 months
7 iShares MSCI USA Momentum Factor MTUM	ETF ETF	$3.6M	2.36%	-$176.2K Sold	— 14.0K shares	Q4 2024 Held for 11 months
8 Vanguard Total World Stock VT	ETF ETF	$3.4M	2.25%	-$415.3K Sold	— 24.8K shares	Q4 2024 Held for 11 months
9 Apple AAPL	Consumer Electronics Technology	$3.3M	2.18%	-$872.6K Sold	0.00% 13.0K shares	Q4 2024 Held for 11 months
10 FT Vest Rising Dividend Achievers Target Income RDVI	ETF ETF	$3.3M	2.18%	-$21.8K Sold	— 128.0K shares	Q4 2024 Held for 11 months

See all holdings

GthenH

Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Whipplewood Advisors, LLC's latest filing

See all changes

GthenC

Market Value

$152.0M

Prior: $181.9M

Q/Q Change

-16.48%

-$30.0M

Net Flows % of MV

-26.19%

Turnover Ratio

16.39%

New Purchases

5 stocks

$3.1M

Added To

61 stocks

+$5.3M

Sold Out Of

921 stocks

$23.2M

Reduced Holdings

161 stocks

-$25.0M

Increased Positions

Position	Shares Δ	Change
1 AB Tax-Aware Short Duration Municipal TAFI	New	0 → 80.6K +$2.0M
2 PML PIMCO Municipal Income Fund II PML	New	0 → 73.0K +$577.6K
3 Hercules Capital HTGC	New	0 → 15.3K +$289.7K
4 PCQ Pimco California Municipal Income Fund PCQ	New	0 → 20.4K +$178.2K
5 Rocket Lab USA, Inc. RKLB	New	0 → 35.0 +$1.7K

Decreased Positions

Position	Shares Δ	Change
1 Applovin Corporation APP	Sold	3.0K → 0 −$1.1M
2 Meta Platforms, Inc. META	Sold	1.3K → 0 −$975.8K
3 Sea Limited SE	Sold	3.7K → 0 −$595.6K
4 Robinhood Markets, Inc. HOOD	Sold	5.2K → 0 −$488.6K
5 PMF PIMCO Municipal Income Fund PMF	Sold	59.1K → 0 −$471.8K

See all changes

GthenC

Analytics

Portfolio insights and performance metrics for Whipplewood Advisors, LLC

View analytics

GthenA

Sector Allocation

ETF

53.40%

Technology

5.90%

Financial Services

5.40%

Consumer Cyclical

5.10%

Energy

2.10%

Communication Services

1.20%

Healthcare

1.00%

Real Estate

0.70%

Industrials

0.60%

Consumer Defensive

0.50%

Utilities

0.30%

Market Cap Distribution

Mega Cap (> $200B)

11.60%

Large Cap ($10B - $200B)

6.63%

Mid Cap ($2B - $10B)

3.84%

Small Cap ($300M - $2B)

0.76%

Micro Cap ($50M - $300M)

0.00%

Nano Cap (< $50M)

0.01%

N/A (ETF or Unknown)

77.16%

Portfolio Concentration

Top 10 Holdings %

28.14%

Top 20 Holdings %

44.25%

Top 50 Holdings %

70.36%

Top 100 Holdings %

90.13%