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Neuberger Berman Small-Mid Cap
NBSM • ARCA
Neuberger Berman Small-Mid Cap is an exchange-traded fund on ARCA. As of Q3 2025, 16 institutional investors hold shares in this ETF, with total holdings valued at $155.3M. Neuberger Berman Group LLC is the largest holder with a position valued at $121.7M.
Overview
Overview of institutional ownership in NBSM as of Q3 2025
All Institutions
- Institutions
- 16
- Value Held
- $155.3M
- Shares Held
- 6.1M
- Avg Position
- $9.7M
- Median Position
- $1.3M
Hedge Funds
- Hedge Funds
- 1
- Value Held
- $337.0K
- Shares Held
- 13.3K
- Avg Position
- $337.0K
- Median Position
- $337.0K
Biggest Investors
Institutions with the largest positions in NBSM as of Q3 2025
| Institution | Position Value |
|---|---|
N Neuberger Berman Group LLC Institution | $121.7M 0.09% of portfolio |
L LPL Financial LLC Institution | $10.2M 0.00% of portfolio |
 BANK OF AMERICA CORP /DE/ Institution | $5.6M 0.00% of portfolio |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $4.6M 0.00% of portfolio |
E EXCHANGE TRADED CONCEPTS, LLC Institution | $4.0M 0.04% of portfolio |
J JONES FINANCIAL COMPANIES LLLP Institution | $2.0M 0.00% of portfolio |
 Broadway Wealth Solutions, Inc. RIA/Wealth | $1.9M 1.07% of portfolio |
M MOTCO Institution | $1.5M 0.13% of portfolio |
A Advisor Group Holdings, Inc. Institution | $1.1M 0.00% of portfolio |
 HighTower Advisors, LLC RIA/Wealth | $780.0K 0.00% of portfolio |
Net Capital Flow
Institutional buying and selling activity for NBSM in Q3 2025
- Net Flow
- +$4.2M
- Buyers
- 10
- Sellers
- 3
- Total Bought
- +$6.2M
- Total Sold
- −$1.9M
- Avg Position
- $10.9M
Biggest Buyers
| Institution | Net Bought |
|---|---|
L LPL Financial LLC Institution | +$2.8M +108.9K shares |
N Neuberger Berman Group LLC Institution | +$1.3M +50.8K shares |
BANK OF AMERICA CORP /DE/ Institution | +$754.0K +29.8K shares |
J JONES FINANCIAL COMPANIES LLLP Institution | +$600.7K +23.7K shares |
 SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | +$197.0K +7.8K shares |
Broadway Wealth Solutions, Inc. RIA/Wealth | +$169.3K +6.7K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$158.9K +6.3K shares |
M MOTCO Institution | +$137.4K +5.4K shares |
 Worth Financial Advisory Group, LLC RIA/Wealth | +$96.1K +3.8K shares |
+$6.9K +271.0 shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
 Mariner Wealth Advisors, LLC RIA/Wealth | −$1.8M −70.1K shares |
R ROYAL BANK OF CANADA Institution | −$122.9K −4.9K shares |
E EXCHANGE TRADED CONCEPTS, LLC Institution | −$38.1K −1.5K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited NBSM in Q3 2025
- New Positions
- 4
- New Value
- $2.5M
- Exited Positions
- 2
- Exited Value
- $1.9M
New Positions
| Institution | Position Value |
|---|---|
A Advisor Group Holdings, Inc. Institution | $1.1M 44.2K shares |
HighTower Advisors, LLC RIA/Wealth | $780.0K 30.8K shares |
 CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy | $337.0K 13.3K shares |
 BARNES PETTEY FINANCIAL ADVISORS, LLC RIA/Wealth | $217.5K 8.6K shares |
Exited Positions
| Institution | Previous Position |
|---|---|
Mariner Wealth Advisors, LLC RIA/Wealth | $1.8M 70.1K shares |
R ROYAL BANK OF CANADA Institution | $122.9K 4.9K shares |
Options Activity
Institutions with the largest Call and Put options positions in NBSM as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with NBSM as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
Broadway Wealth Solutions, Inc. RIA/Wealth | 1.07% $1.9M |
Worth Financial Advisory Group, LLC RIA/Wealth | 0.37% $655.4K |
M MOTCO Institution | 0.13% $1.5M |
BARNES PETTEY FINANCIAL ADVISORS, LLC RIA/Wealth | 0.12% $217.5K |
N Neuberger Berman Group LLC Institution | 0.09% $121.7M |
E EXCHANGE TRADED CONCEPTS, LLC Institution | 0.04% $4.0M |
 BARRETT & COMPANY, INC. RIA/Wealth | 0.03% $84.2K |
L LPL Financial LLC Institution | 0.00% $10.2M |
A Advisor Group Holdings, Inc. Institution | 0.00% $1.1M |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | 0.00% $4.6M |
Hedge Fund Spotlight
Discover hedge funds investing in NBSM
CITADEL ADVISORS LLC
Hedge Fund • Multi-Strategy
Portfolio ManagerKenneth Cordele Griffin
- Portfolio Value
- $122.08B
- Positions
- 5,531
- Last Reported
- Q3 2025
Sector Allocation
N
Position in Neuberger Berman Small-Mid Cap
- Market Value
- $337.0K
- Shares Held
- 13.3K
- Portfolio Weight
- 0.00%
- Owned Since
- 2025-Q3
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
Software - Infrastructure Technology | $2.1B | 1.68% | |
Semiconductors Technology | $1.8B | 1.50% | |
Internet Content & Information Communication Services | $1.4B | 1.18% |
