Principal U.S. Mega-Cap ETF
USMC • NASDAQ
Principal U.S. Mega-Cap ETF is an exchange-traded fund on NASDAQ. As of Q3 2025, 73 institutional investors hold shares in this ETF, with total holdings valued at $3.7B. PRINCIPAL FINANCIAL GROUP INC is the largest holder with a position valued at $2.6B.
Overview
Overview of institutional ownership in USMC as of Q3 2025
All Institutions
- Institutions
- 73
- Value Held
- $3.7B
- Shares Held
- 54.5M
- Avg Position
- $50.9M
- Median Position
- $1.6M
Hedge Funds
- Hedge Funds
- 3
- Value Held
- $11.0M
- Shares Held
- 160.8K
- Avg Position
- $3.7M
- Median Position
- $1.8M
Biggest Investors
Institutions with the largest positions in USMC as of Q3 2025
| Institution | Position Value |
|---|---|
 PRINCIPAL FINANCIAL GROUP INC Institution | $2.6B 1.29% of portfolio |
 PRINCIPAL SECURITIES, INC. RIA/Wealth | $298.6M 5.03% of portfolio |
 ENVESTNET ASSET MANAGEMENT INC Long Only Manager | $284.7M 0.08% of portfolio |
L LPL Financial LLC Institution | $89.8M 0.03% of portfolio |
 O'Brien Wealth Partners LLC RIA/Wealth | $61.8M 8.96% of portfolio |
 MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth | $61.7M 0.10% of portfolio |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $51.9M 0.02% of portfolio |
 MORGAN STANLEY RIA/Wealth | $44.5M 0.00% of portfolio |
 WELLS FARGO & COMPANY/MN Institution | $40.7M 0.01% of portfolio |
 Goss Wealth Management LLC RIA/Wealth | $31.3M 0.14% of portfolio |
Net Capital Flow
Institutional buying and selling activity for USMC in Q3 2025
- Net Flow
- +$88.9M
- Buyers
- 28
- Sellers
- 27
- Total Bought
- +$105.5M
- Total Sold
- −$16.6M
- Avg Position
- $55.0M
Biggest Buyers
| Institution | Net Bought |
|---|---|
PRINCIPAL SECURITIES, INC. RIA/Wealth | +$25.4M +373.1K shares |
ENVESTNET ASSET MANAGEMENT INC Long Only Manager | +$24.7M +361.9K shares |
PRINCIPAL FINANCIAL GROUP INC Institution | +$10.7M +156.8K shares |
 Wealth Advisors of Iowa, LLC RIA/Wealth | +$9.9M +144.6K shares |
Goss Wealth Management LLC RIA/Wealth | +$9.8M +143.8K shares |
 Integrated Wealth Concepts LLC RIA/Wealth | +$6.8M +99.4K shares |
L LPL Financial LLC Institution | +$4.1M +60.7K shares |
 Cetera Investment Advisers RIA/Wealth | +$3.7M +53.8K shares |
+$1.7M +24.5K shares | |
C CLS Investments, LLC Institution | +$1.6M +23.9K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
S Systelligence, LLC Institution | −$4.2M −67.6K shares |
G GTS SECURITIES LLC Institution | −$3.3M −49.0K shares |
J JANE STREET GROUP, LLC Institution | −$2.7M −43.6K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | −$1.9M −28.0K shares |
A AMERIFLEX GROUP, INC. Institution | −$1.6M −25.5K shares |
O'Brien Wealth Partners LLC RIA/Wealth | −$980.5K −14.4K shares |
WELLS FARGO & COMPANY/MN Institution | −$381.2K −5.6K shares |
 Marshall Wace LLP Institution | −$244.7K −3.9K shares |
O One Capital Management, LLC RIA/Wealth | −$242.0K −3.6K shares |
 SeaCrest Wealth Management, LLC RIA/Wealth | −$223.8K −3.6K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited USMC in Q3 2025
- New Positions
- 12
- New Value
- $75.8M
- Exited Positions
- 9
- Exited Value
- $9.0M
New Positions
| Institution | Position Value |
|---|---|
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth | $61.7M 904.9K shares |
 MML INVESTORS SERVICES, LLC RIA/Wealth | $3.9M 57.7K shares |
 AE Wealth Management LLC RIA/Wealth | $3.9M 57.2K shares |
W WILEY BROS.-AINTREE CAPITAL, LLC Institution | $3.8M 55.6K shares |
 Gotham Asset Management, LLC Hedge Fund•Long/Short | $1.3M 18.7K shares |
 HighTower Advisors, LLC RIA/Wealth | $328.5K 4.8K shares |
 Perennial Investment Advisors, LLC RIA/Wealth | $289.7K 4.2K shares |
 Equitable Holdings, Inc. Institution | $289.2K 4.2K shares |
D D. E. Shaw & Co., Inc. Institution | $213.1K 3.1K shares |
 Grey Fox Wealth Advisors, LLC RIA/Wealth | $75.0K 1.1K shares |
Exited Positions
| Institution | Previous Position |
|---|---|
S Systelligence, LLC Institution | $4.2M 67.6K shares |
J JANE STREET GROUP, LLC Institution | $2.7M 43.6K shares |
A AMERIFLEX GROUP, INC. Institution | $1.6M 25.5K shares |
Marshall Wace LLP Institution | $244.7K 3.9K shares |
SeaCrest Wealth Management, LLC RIA/Wealth | $223.8K 3.6K shares |
 FIFTH THIRD BANCORP Institution | $21.8K 349.0 shares |
 Farther Finance Advisors, LLC RIA/Wealth | $9.9K 158.0 shares |
 Ameritas Advisory Services, LLC RIA/Wealth | $9.8K 157.0 shares |
 CWM, LLC RIA/Wealth | - 132.0 shares |
Options Activity
Institutions with the largest Call and Put options positions in USMC as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with USMC as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
O'Brien Wealth Partners LLC RIA/Wealth | 8.96% $61.8M |
 Symphony Financial Services, Inc. RIA/Wealth | 7.89% $14.6M |
 Legacy CG, LLC RIA/Wealth | 6.37% $21.0M |
PRINCIPAL SECURITIES, INC. RIA/Wealth | 5.03% $298.6M |
Wealth Advisors of Iowa, LLC RIA/Wealth | 4.82% $14.2M |
E Elevation Capital Advisory, LLC RIA/Wealth | 3.49% $8.7M |
 PMG Wealth Management, Inc. RIA/Wealth | 1.70% $2.2M |
 Golden State Wealth Management, LLC RIA/Wealth | 1.50% $13.5M |
PRINCIPAL FINANCIAL GROUP INC Institution | 1.29% $2.6B |
 Segment Wealth Management, LLC RIA/Wealth | 1.05% $17.5M |
Hedge Fund Spotlight
Discover hedge funds investing in USMC
Gotham Asset Management, LLC
Hedge Fund • Long/Short
Portfolio ManagerRobert Laurence Goldstein
- Portfolio Value
- $23.1B
- Positions
- 1,679
- Last Reported
- Q3 2025
Sector Allocation
Position in Principal U.S. Mega-Cap ETF
- Market Value
- $1.3M
- Shares Held
- 18.7K
- Portfolio Weight
- 0.01%
- Owned Since
- 2025-Q3
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
ETF ETF | $3.7B | 16.23% | |
ETF ETF | $612.1M | 2.65% | |
Semiconductors Technology | $534.2M | 2.32% |
