AUA CAPITAL MANAGEMENT, LLC

AUA CAPITAL MANAGEMENT, LLC is an institution, managing $178.2M across 77 long positions as of Q3 2025 with 71% ETF concentration, 60% concentrated in top 10 holdings, and 31% allocation to SPY.

Portfolio Value: $178.2M
Positions: 77
Top Holding: SPY at 30.71%
Last Reported: Q3 2025

Top Holdings

Largest long holdings in AUA CAPITAL MANAGEMENT, LLC's portfolio (60.4% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 SPDR S&P 500 ETF Trust SPY	ETF ETF	$54.7M	30.71%	-$99.3K Sold	— 82.2K shares	Q4 2016 Held for 8y 11m
2 iShares MSCI EAFE EFA	ETF ETF	$10.5M	5.89%	-$10.6K Sold	— 112.4K shares	Q4 2016 Held for 8y 11m
3 iShares Short-Term National Muni Bond SUB	ETF ETF	$7.2M	4.04%	-$18.5K Sold	— 67.4K shares	Q4 2020 Held for 4y 11m
4 iShares National Muni Bond MUB	ETF ETF	$6.1M	3.44%	+$40.3K Bought	— 57.6K shares	Q1 2017 Held for 8y 8m
5 Amazon AMZN	Specialty Retail Consumer Cyclical	$5.9M	3.32%	—	0.00% 27.0K shares	Q4 2016 Held for 8y 11m
6 SPDR Nuveen Bloomberg Short Term Municipal Bond SHM	ETF ETF	$4.9M	2.75%	-$1.7K Sold	— 101.6K shares	Q1 2017 Held for 8y 8m
7 iShares Russell 2000 IWM	ETF ETF	$4.9M	2.74%	-$5.3K Sold	— 20.2K shares	Q4 2016 Held for 8y 11m
8 Apple AAPL	Consumer Electronics Technology	$4.7M	2.64%	—	0.00% 18.5K shares	Q4 2016 Held for 8y 11m
9 iShares 1-3 Year Treasury Bond SHY	ETF ETF	$4.4M	2.48%	+$69.0K Bought	— 53.3K shares	Q4 2016 Held for 8y 11m
10 Technology Select Sector SPDR Fund XLK	ETF ETF	$4.2M	2.38%	—	— 15.1K shares	Q4 2016 Held for 8y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in AUA CAPITAL MANAGEMENT, LLC's latest filing

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Market Value

$178.2M

Prior: $167.4M

Q/Q Change

+6.43%

+$10.8M

Net Flows % of MV

+0.048%

Turnover Ratio

0.198%

New Purchases

0 stocks

Added To

9 stocks

+$284.0K

Sold Out Of

0 stocks

Reduced Holdings

11 stocks

-$198.0K

Increased Positions

Position	Shares Δ	Change
1 Vanguard Total Bond Market BND	+9.83%	11.0K → 12.1K +$80.5K
2 Vanguard FTSE Emerging Markets VWO	+2.72%	7.4K → 7.6K +$10.9K
3 iShares 1-3 Year Treasury Bond SHY	+1.59%	52.4K → 53.3K +$69.0K
4 Vanguard Growth VUG	+1.39%	3.6K → 3.6K +$24.0K
5 GLD SPDR Gold Trust GLD	+0.97%	7.8K → 7.8K +$26.7K

Decreased Positions

Position	Shares Δ	Change
1 iShares Core U.S. Aggregate Bond AGG	-1.24%	25.0K → 24.6K −$31.1K
2 Vanguard Dividend Appreciation VIG	-0.59%	6.6K → 6.6K −$8.4K
3 Vanguard Short-Term Bond BSV	-0.44%	33.2K → 33.0K −$11.6K
4 iShares 3-7 Year Treasury Bond IEI	-0.27%	15.8K → 15.8K −$5.1K
5 iShares Short-Term National Muni Bond SUB	-0.26%	67.6K → 67.4K −$18.5K