Financial Perspectives, Inc

RIA/Wealth

Financial Perspectives, Inc is a RIA/Wealth based in Minneapolis, MN led by David William Dugan, reporting $1.0B in AUM as of Q3 2025 with 46% ETF concentration.

PresidentDavid William Dugan

Portfolio Value: $360.4M
Positions: 720
Top Holding: MDT at 5.73%
Last Reported: Q3 2025

Address3300 Fernbrook Ln N, Suite 250, Minneapolis, MN, 55447-5341, United States

Top Holdings

Largest long holdings in Financial Perspectives, Inc's portfolio (42% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Medtronic MDT	Medical - Devices Healthcare	$20.7M	5.73%	-$188.4K Sold	0.02% 216.9K shares	Q4 2019 Held for 5y 11m
2 Vanguard Information Technology VGT	ETF ETF	$20.6M	5.73%	-$716.8K Sold	— 27.6K shares	Q4 2019 Held for 5y 11m
3 Vanguard High Dividend Yield VYM	ETF ETF	$20.2M	5.61%	+$471.8K Bought	— 143.5K shares	Q4 2019 Held for 5y 11m
4 Microsoft MSFT	Software - Infrastructure Technology	$17.2M	4.78%	-$211.8K Sold	0.00% 33.3K shares	Q4 2019 Held for 5y 11m
5 Apple AAPL	Consumer Electronics Technology	$16.3M	4.52%	-$273.5K Sold	0.00% 64.0K shares	Q4 2019 Held for 5y 11m
6 Boston Scientific BSX	Medical - Devices Healthcare	$13.3M	3.69%	+$196.9K Bought	0.01% 136.2K shares	Q4 2019 Held for 5y 11m
7 iShares S&P 500 Growth ETF IVW	ETF ETF	$11.5M	3.19%	+$77.3K Bought	— 95.3K shares	Q4 2019 Held for 5y 11m
8 Broadcom Inc. AVGO	Semiconductors Technology	$10.8M	3.01%	-$54.8K Sold	0.00% 32.9K shares	Q4 2019 Held for 5y 11m
9 Vanguard International High Dividend Yield VYMI	ETF ETF	$10.5M	2.92%	+$354.0K Bought	— 124.3K shares	Q2 2021 Held for 4y 5m
10 Vanguard Dividend Appreciation VIG	Unknown Unknown	$10.0M	2.77%	+$23.5K Bought	— 46.2K shares	Q2 2021 Held for 4y 5m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Financial Perspectives, Inc's latest filing

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Market Value

$360.4M

Prior: $330.6M

Q/Q Change

+9.01%

+$29.8M

Net Flows % of MV

+0.847%

Turnover Ratio

1.4%

New Purchases

9 stocks

$111.5K

Added To

165 stocks

+$6.4M

Sold Out Of

12 stocks

$62.2K

Reduced Holdings

66 stocks

-$3.4M

Increased Positions

Position	Shares Δ	Change
1 CGGE Capital Group Global Equity ETF CGGE	New	0 → 1.1K +$35.1K
2 Woodward WWD	New	0 → 120.0 +$30.3K
3 GDLC Grayscale Digital Large Cap Fund GDLC	New	0 → 221.0 +$12.4K
4 Robinhood Markets, Inc. HOOD	New	0 → 75.0 +$10.7K
5 PSKY Paramount Skydance Corporation Class B Common Stock PSKY	New	0 → 432.0 +$8.2K

Decreased Positions

Position	Shares Δ	Change
1 Centerspace CSR	Sold	360.0 → 0 −$21.7K
2 Skechers SKX	Sold	255.0 → 0 −$16.1K
3 Global X Lithium & Battery Tech LIT	Sold	196.0 → 0 −$7.5K
4 Paramount Global PARA	Sold	432.0 → 0 −$5.6K
5 Charter Communications, Inc. CHTR	Sold	7.0 → 0 −$2.9K

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Analytics

Portfolio insights and performance metrics for Financial Perspectives, Inc

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Sector Allocation

ETF

45.70%

Technology

20.50%

Healthcare

12.90%

Consumer Cyclical

3.90%

Communication Services

3.70%

Financial Services

3.20%

Industrials

1.80%

Consumer Defensive

1.20%

Utilities

0.80%

Energy

0.50%

Real Estate

0.20%

Basic Materials

0.10%

Market Cap Distribution

Mega Cap (> $200B)

26.56%

Large Cap ($10B - $200B)

18.95%

Mid Cap ($2B - $10B)

0.66%

Small Cap ($300M - $2B)

0.08%

Micro Cap ($50M - $300M)

0.01%

Nano Cap (< $50M)

0.00%

N/A (ETF or Unknown)

53.74%

Portfolio Concentration

Top 10 Holdings %

41.95%

Top 20 Holdings %

61.32%

Top 50 Holdings %

79.47%

Top 100 Holdings %

88.94%