Global X Lithium & Battery Tech

LIT • ARCA

Global X Lithium & Battery Tech is an exchange-traded fund on ARCA. As of Q3 2025, 245 institutional investors hold shares in this ETF, with total holdings valued at $308.0M. LPL Financial LLC is the largest holder with a position valued at $70.4M.

Overview

Overview of institutional ownership in LIT as of Q3 2025

All Institutions

Institutions: 245
Value Held: $308.0M
Shares Held: 5.4M
Avg Position: $1.3M
Median Position: $68.0K

Hedge Funds

Hedge Funds: 3
Value Held: $1.1M
Shares Held: 19.3K
Avg Position: $365.1K
Median Position: $393.7K

Biggest Investors

Institutions with the largest positions in LIT as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
L LPL Financial LLC Institution	-	$70.4M 0.02% of portfolio	1.2M shares	Q4 2015 Held for 9y 11m	$340.07B
Steward Partners Investment Advisory, LLC RIA/Wealth	Jeani Theresa Winterbourne President	$24.1M 0.14% of portfolio	423.5K shares	Q2 2019 Held for 6y 5m	$17.4B
PNC FINANCIAL SERVICES GROUP, INC. Institution	William S. Demchak CEO	$17.9M 0.01% of portfolio	314.2K shares	Q1 2016 Held for 9y 8m	$164.83B
Stonebridge Financial Group, LLC RIA/Wealth	William Connors Managing Partner	$16.3M 1.44% of portfolio	287.3K shares	Q3 2025 Held for 2 months	$1.1B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$15.3M 0.00% of portfolio	269.0K shares	Q4 2013 Held for 11y 11m	$1.65T
BANK OF AMERICA CORP /DE/ Institution	Brian T. Moynihan CEO	$13.2M 0.00% of portfolio	232.4K shares	≤ Q2 2013 Held for 12y 5m+	$1.33T
B BNP PARIBAS ARBITRAGE, SA Institution	-	$12.3M 0.01% of portfolio	216.1K shares	Q1 2018 Held for 7y 8m	$126.06B
Whitcomb & Hess, Inc. RIA/Wealth	Aaron Lee Bates President	$11.8M 3.02% of portfolio	206.9K shares	Q1 2024 Held for 1y 8m	$388.9M
UBS Group AG Institution	Sergio P. Ermotti CEO	$9.0M 0.00% of portfolio	157.9K shares	Q4 2014 Held for 10y 11m	$511.54B
AMERIPRISE FINANCIAL INC Institution	Jim Cracchiolo CEO	$8.3M 0.00% of portfolio	146.2K shares	Q2 2023 Held for 2y 5m	$433.11B

Net Capital Flow

Institutional buying and selling activity for LIT in Q3 2025

Traded: +$122.4M
Buyers: 108
Sellers: 79
Total Bought: +$140.9M
Total Sold: −$18.5M
Avg Position: $1.1M

Biggest Buyers

Institution	Net Bought	Current Position
L LPL Financial LLC Institution	+$55.4M +974.8K shares	$70.4M 1.2M shares
Steward Partners Investment Advisory, LLC RIA/Wealth	+$23.2M +408.5K shares	$24.1M 423.5K shares
Stonebridge Financial Group, LLC RIA/Wealth	+$16.3M +287.3K shares	$16.3M 287.3K shares
AMERIPRISE FINANCIAL INC Institution	+$6.0M +106.6K shares	$8.3M 146.2K shares
GOLDMAN SACHS GROUP INC Institution	+$4.2M +74.0K shares	$6.4M 112.2K shares
B BNP PARIBAS ARBITRAGE, SA Institution	+$3.7M +64.3K shares	$12.3M 216.1K shares
MORGAN STANLEY RIA/Wealth	+$3.2M +55.7K shares	$15.3M 269.0K shares
MARSHALL INVESTMENT MANAGEMENT, LLC RIA/Wealth	+$2.5M +44.8K shares	$2.5M 44.8K shares
R ROYAL BANK OF CANADA Institution	+$2.1M +37.6K shares	$7.1M 124.2K shares
W WOLVERINE TRADING, LLC Institution	+$1.8M +31.5K shares	$1.8M 31.5K shares

Biggest Sellers

Institution	Net Sold	Current Position
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$2.1M −36.8K shares	$853.7K 15.0K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$2.1M −36.2K shares	$393.7K 6.9K shares
PNC FINANCIAL SERVICES GROUP, INC. Institution	−$2.0M −34.8K shares	$17.9M 314.2K shares
P PINNBROOK CAPITAL MANAGEMENT LP Hedge Fund•Global Macro	−$1.5M −38.5K shares	Sold Off 0 shares
D D. E. Shaw & Co., Inc. Institution	−$1.3M −22.5K shares	$252.8K 4.4K shares
BANK OF AMERICA CORP /DE/ Institution	−$1.0M −17.9K shares	$13.2M 232.4K shares
Hancock Prospecting Pty Ltd RIA/Wealth	−$955.0K −24.9K shares	Sold Off 0 shares
S SG Americas Securities, LLC Institution	−$916.7K −23.9K shares	Sold Off 0 shares
O OLD MISSION CAPITAL LLC Institution	−$740.2K −13.0K shares	$505.5K 8.9K shares
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	−$652.5K −11.5K shares	$4.7M 82.2K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited LIT in Q3 2025

New Positions: 18
New Value: $22.7M
Exited Positions: 24
Exited Value: $4.5M

New Positions

Institution	Position Value
Stonebridge Financial Group, LLC RIA/Wealth	$16.3M 287.3K shares
MARSHALL INVESTMENT MANAGEMENT, LLC RIA/Wealth	$2.5M 44.8K shares
Q Q3 Asset Management Long Only Manager	$1.1M 18.6K shares
VestGen Advisors, LLC RIA/Wealth	$1.0M 18.4K shares
A Amundi Institution	$646.1K 10.8K shares
C Camden Capital, LLC RIA/Wealth	$309.0K 5.4K shares
PACK Private Wealth, LLC RIA/Wealth	$243.8K 4.3K shares
Q Quadrature Capital Ltd Institution	$241.3K 4.2K shares
Keystone Wealth Services, LLC RIA/Wealth	$217.9K 3.8K shares
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Long Only Manager	$18.9K 333.0 shares

Exited Positions

Institution	Previous Position
P PINNBROOK CAPITAL MANAGEMENT LP Hedge Fund•Global Macro	$1.5M 38.5K shares
Hancock Prospecting Pty Ltd RIA/Wealth	$955.0K 24.9K shares
S SG Americas Securities, LLC Institution	$916.7K 23.9K shares
Arrowroot Family Office, LLC Family Office	$362.5K 9.4K shares
J. Safra Sarasin Holding AG Fund of Funds	$265.0K 6.9K shares
M McMahon Financial Advisors, LLC RIA/Wealth	$232.9K 6.1K shares
S SIMPLEX TRADING, LLC Institution	$93.7K 2.4K shares
N NATIONAL BANK OF CANADA /FI/ Institution	$77.8K 2.0K shares
T TOTAL INVESTMENT MANAGEMENT INC Institution	$32.8K 854.0 shares
ATTICUS WEALTH MANAGEMENT, LLC RIA/Wealth	$17.3K 450.0 shares

Options Activity

Institutions with the largest Call and Put options positions in LIT as of Q3 2025

Call Positions: 5
Call Value: $15.3M
Put Positions: 3
Put Value: $12.5M

Call Positions

Institution	Position Value
P PEAK6 LLC Institution	$6.2M 1.1K contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$3.2M 567.0 contracts
J JANE STREET GROUP, LLC Institution	$3.0M 525.0 contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$2.1M 368.0 contracts
W WOLVERINE TRADING, LLC Institution	$728.9K 129.0 contracts

Put Positions

Institution	Position Value
BANK OF AMERICA CORP /DE/ Institution	$7.7M 1.4K contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$4.1M 725.0 contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$693.6K 122.0 contracts

Most Committed Institutions

Institutions with LIT as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Whitcomb & Hess, Inc. RIA/Wealth	Aaron Lee Bates President	3.02% $11.8M	206.9K shares	Q1 2024 Held for 1y 8m	$388.9M
Ipsen Advisor Group LLC RIA/Wealth	Loren Marshall Ipsen CEO	1.61% $2.2M	39.3K shares	Q4 2024 Held for 11 months	$139.0M
BLVD Private Wealth, LLC RIA/Wealth	Chris Edward Brady Managing Partner	1.58% $1.8M	32.4K shares	Q2 2025 Held for 5 months	$116.6M
Stonebridge Financial Group, LLC RIA/Wealth	William Connors Managing Partner	1.44% $16.3M	287.3K shares	Q3 2025 Held for 2 months	$1.1B
MARSHALL INVESTMENT MANAGEMENT, LLC RIA/Wealth	Kristin Lynn Schoenfelder President	1.35% $2.5M	44.8K shares	Q3 2025 Held for 2 months	$188.9M
K Kraft, Davis & Associates, LLC Institution	-	0.66% $2.7M	44.6K shares	Q2 2023 Held for 2y 5m	$401.8M
L Longbow Finance SA Institution	-	0.45% $4.5M	80.0K shares	Q4 2022 Held for 2y 11m	$1.0B
C Canal Insurance CO Institution	-	0.38% $1.7M	30.0K shares	Q2 2021 Held for 4y 5m	$445.8M
Q Q3 Asset Management Long Only Manager	Bradford Nicholas Giaimo President	0.37% $1.1M	18.6K shares	Q3 2025 Held for 2 months	$288.1M
Sage Capital Management, LLC RIA/Wealth	Lawrence Craig Busch President	0.33% $723.2K	12.7K shares	Q4 2023 Held for 1y 11m	$221.9M

Hedge Fund Spotlight

Discover hedge funds investing in LIT

CITADEL ADVISORS LLC

Hedge Fund • Multi-Strategy

Portfolio ManagerKenneth Cordele Griffin

Portfolio Value: $122.08B
Positions: 5,531
Last Reported: Q3 2025

Sector Allocation

Position in Global X Lithium & Battery Tech

Market Value: $393.7K
Shares Held: 6.9K
Portfolio Weight: 0.00%
Owned Since: 2016-Q4

Top Holding	Sector	Market Value	Weight
1 Microsoft MSFT	Software - Infrastructure Technology	$2.1B	1.68%
2 Nvidia NVDA	Semiconductors Technology	$1.8B	1.50%
3 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$1.4B	1.18%