HARBOUR INVESTMENTS, INC.

RIA/Wealth

HARBOUR INVESTMENTS, INC. is a RIA/Wealth based in Madison, WI led by Nick William Sondel, reporting $7.6B in AUM as of Q3 2025 with 77% ETF concentration.

CEONick William Sondel

Portfolio Value: $4.3B
Positions: 3,610
Top Holding: VOO at 6.11%
Last Reported: Q3 2025

Address575 D'onofrio Drive, Suite 300, Madison, WI, 53719, United States

Top Holdings

Largest long holdings in HARBOUR INVESTMENTS, INC.'s portfolio (23.5% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Vanguard S&P 500 ETF VOO	ETF ETF	$265.4M	6.11%	+$12.0M Bought	— 433.4K shares	Q2 2022 Held for 3y 5m
2 Invesco QQQ Trust QQQ	ETF ETF	$162.0M	3.73%	+$5.0M Bought	— 269.8K shares	Q2 2022 Held for 3y 5m
3 First Trust SMID Cap Rising Dividend Achievers SDVY	ETF ETF	$111.0M	2.56%	+$3.2M Bought	— 2.9M shares	Q4 2022 Held for 2y 11m
4 FT Vest Laddered Buffer BUFR	ETF ETF	$85.1M	1.96%	+$2.9M Bought	— 2.5M shares	Q2 2022 Held for 3y 5m
5 iShares Core S&P Mid-Cap ETF IJH	ETF ETF	$82.7M	1.90%	+$2.7M Bought	— 1.3M shares	Q2 2022 Held for 3y 5m
6 First Trust TCW Unconstrained Plus Bond UCON	ETF ETF	$73.6M	1.70%	+$6.5M Bought	— 2.9M shares	Q2 2022 Held for 3y 5m
7 Apple AAPL	Consumer Electronics Technology	$70.5M	1.62%	-$158.1K Sold	0.00% 276.9K shares	Q2 2022 Held for 3y 5m
8 iShares Core S&P 500 ETF IVV	ETF ETF	$57.6M	1.33%	+$965.1K Bought	— 86.1K shares	Q2 2022 Held for 3y 5m
9 First Trust Capital Strength FTCS	ETF ETF	$55.5M	1.28%	+$503.2K Bought	— 593.0K shares	Q2 2022 Held for 3y 5m
10 SCHX Schwab U.S. Large-Cap ETF SCHX	ETF ETF	$55.3M	1.27%	+$1.2M Bought	— 2.1M shares	Q2 2022 Held for 3y 5m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in HARBOUR INVESTMENTS, INC.'s latest filing

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Market Value

$4.3B

Prior: $3.9B

Q/Q Change

+11.35%

+$442.8M

Net Flows % of MV

+4.07%

Turnover Ratio

5.91%

New Purchases

127 stocks

$9.7M

Added To

1,469 stocks

+$338.1M

Sold Out Of

132 stocks

$8.5M

Reduced Holdings

855 stocks

-$162.5M

Increased Positions

Position	Shares Δ	Change
1 First Trust Eurozone AlphaDEX Fund FEUZ	New	0 → 25.4K +$1.5M
2 ProShares Merger MRGR	New	0 → 29.8K +$1.3M
3 ISBA Isabella Bank Corporation ISBA	New	0 → 27.0K +$952.5K
4 PMIO PGIM Municipal Income Opportunities PMIO	New	0 → 16.9K +$861.2K
5 CPST Capstone Turbine Corp CPST	New	0 → 15.5K +$413.9K

Decreased Positions

Position	Shares Δ	Change
1 Innovator Premium Income 10 Barrier ETF OCTD	Sold	103.9K → 0 −$2.5M
2 Fiserv FI	Sold	12.0K → 0 −$2.1M
3 RWX SPDR Dow Jones International Real Estate RWX	Sold	23.3K → 0 −$639.5K
4 Fidelity Low Duration Bond Factor FLDR	Sold	8.4K → 0 −$421.7K
5 Mr. Cooper Group Inc. COOP	Sold	2.3K → 0 −$347.2K

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Analytics

Portfolio insights and performance metrics for HARBOUR INVESTMENTS, INC.

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Sector Allocation

ETF

77.40%

Technology

5.90%

Financial Services

2.10%

Consumer Defensive

1.80%

Industrials

1.70%

Consumer Cyclical

1.70%

Communication Services

1.40%

Healthcare

1.40%

Utilities

1.00%

Energy

0.60%

Real Estate

0.40%

Basic Materials

0.20%

Market Cap Distribution

Mega Cap (> $200B)

10.65%

Large Cap ($10B - $200B)

6.24%

Mid Cap ($2B - $10B)

0.98%

Small Cap ($300M - $2B)

0.27%

Micro Cap ($50M - $300M)

0.03%

Nano Cap (< $50M)

0.06%

N/A (ETF or Unknown)

81.78%

Portfolio Concentration

Top 10 Holdings %

23.46%

Top 20 Holdings %

34.19%

Top 50 Holdings %

49.76%

Top 100 Holdings %

62.51%