Lee Financial CORP

RIA/Wealth

Lee Financial CORP is a RIA/Wealth based in Dallas, TX led by Richard Rochester Lee, reporting $1.5B in AUM as of Q3 2025 with 70% ETF concentration, 70% concentrated in top 10 holdings, and 24% allocation to IVV.

CEORichard Rochester Lee

Portfolio Value: $792.8M
Positions: 180
Top Holding: IVV at 23.96%
Last Reported: Q3 2025

Address8350 N. Central Expressway, Suite 1800, Dallas, TX, 75206, United States

Top Holdings

Largest long holdings in Lee Financial CORP's portfolio (69.7% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 iShares Core S&P 500 ETF IVV	ETF ETF	$190.0M	23.96%	+$5.8M Bought	— 283.9K shares	Q4 2016 Held for 8y 11m
2 iShares Core S&P Mid-Cap ETF IJH	ETF ETF	$89.0M	11.23%	+$4.3M Bought	— 1.4M shares	Q4 2016 Held for 8y 11m
3 Schwab Fundamental U.S. Large Company FNDX	ETF ETF	$62.6M	7.89%	-$816.2K Sold	— 2.4M shares	Q4 2020 Held for 4y 11m
4 iShares S&P 500 Growth ETF IVW	ETF ETF	$43.8M	5.52%	-$211.5K Sold	— 362.7K shares	Q4 2016 Held for 8y 11m
5 Berkshire Hathaway BRK.B	Insurance - Diversified Financial Services	$41.4M	5.23%	-$954.2K Sold	0.00% 82.4K shares	Q4 2019 Held for 5y 11m
6 Apple AAPL	Consumer Electronics Technology	$29.3M	3.69%	+$11.6M Bought	0.00% 115.0K shares	Q4 2016 Held for 8y 11m
7 First Trust North American Energy Infrastructure Fund EMLP	ETF ETF	$27.9M	3.53%	-$224.1K Sold	— 729.9K shares	Q1 2020 Held for 5y 8m
8 GLD SPDR Gold Trust GLD	Unknown Unknown	$27.6M	3.48%	-$81.0K Sold	— 77.6K shares	Q4 2022 Held for 2y 11m
9 iShares Short Treasury Bond SHV	ETF ETF	$22.1M	2.79%	+$3.1M Bought	— 200.3K shares	Q4 2022 Held for 2y 11m
10 Invesco QQQ Trust QQQ	ETF ETF	$19.0M	2.40%	+$469.9K Bought	— 31.7K shares	Q4 2016 Held for 8y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Lee Financial CORP's latest filing

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Market Value

$792.8M

Prior: $693.7M

Q/Q Change

+14.29%

+$99.1M

Net Flows % of MV

+4.24%

Turnover Ratio

4.86%

New Purchases

0 stocks

Added To

82 stocks

+$46.9M

Sold Out Of

3 stocks

$790.8K

Reduced Holdings

40 stocks

-$12.5M

Increased Positions

Position	Shares Δ	Change
1 Sunoco SUN	+573.08%	3.8K → 25.7K +$1.1M
2 Energy Transfer ET	+359.72%	42.2K → 193.8K +$2.6M
3 Tesla, Inc. TSLA	+255.55%	1.4K → 5.0K +$1.6M
4 Cheniere Energy LNG	+197.87%	1.0K → 3.1K +$480.3K
5 MPLX MPLX	+126.25%	7.4K → 16.7K +$464.9K

Decreased Positions

Position	Shares Δ	Change
1 Adobe ADBE	Sold	1.5K → 0 −$567.9K
2 Broadstone Net Lease BNL	Sold	12.4K → 0 −$202.0K
3 Greenland Technologies Holding Corporation GTEC	Sold	10.5K → 0 −$20.9K
4 iShares National Muni Bond MUB	-47.49%	5.2K → 2.7K −$263.4K
5 Energy Select Sector SPDR Fund XLE	-45.7%	140.2K → 76.1K −$5.7M

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Analytics

Portfolio insights and performance metrics for Lee Financial CORP

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Sector Allocation

ETF

69.50%

Financial Services

7.70%

Technology

7.50%

Energy

3.60%

Consumer Cyclical

1.80%

Healthcare

1.70%

Industrials

1.50%

Consumer Defensive

1.10%

Communication Services

0.60%

Basic Materials

0.50%

Utilities

0.50%

Real Estate

0.20%

Market Cap Distribution

Mega Cap (> $200B)

18.18%

Large Cap ($10B - $200B)

7.10%

Mid Cap ($2B - $10B)

0.82%

Small Cap ($300M - $2B)

0.61%

Micro Cap ($50M - $300M)

0.11%

Nano Cap (< $50M)

0.01%

N/A (ETF or Unknown)

73.17%

Portfolio Concentration

Top 10 Holdings %

69.73%

Top 20 Holdings %

79.35%

Top 50 Holdings %

88.73%

Top 100 Holdings %

96.52%