POTENTIA WEALTH

RIA/Wealth

POTENTIA WEALTH is a RIA/Wealth based in San Jose, CA led by Kevin C. Swanson, reporting $485.5M in AUM as of Q3 2025 with 62% ETF concentration, 63% concentrated in top 10 holdings, and 23% allocation to SPY.

OwnerKevin C. Swanson

Portfolio Value: $262.1M
Positions: 94
Top Holding: SPY at 23%
Last Reported: Q3 2025

Address1226 Lincoln Ave, Suite 200, San Jose, CA, 95125, United States

Top Holdings

Largest long holdings in POTENTIA WEALTH's portfolio (63.5% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 SPDR S&P 500 ETF Trust SPY	ETF ETF	$60.3M	23.00%	+$1.4M Bought	— 90.5K shares	Q4 2024 Held for 11 months
2 SPYV SPDR Portfolio S&P 500 Value ETF SPYV	ETF ETF	$24.4M	9.32%	+$1.3M Bought	— 441.3K shares	Q4 2024 Held for 11 months
3 Apple AAPL	Consumer Electronics Technology	$17.7M	6.74%	+$2.8M Bought	0.00% 69.4K shares	Q4 2024 Held for 11 months
4 Global X Defense Tech SHLD	Unknown Unknown	$13.3M	5.09%	+$13.3M Bought	— 190.0K shares	Q4 2024 Held for 11 months
5 PAAA PGIM AAA CLO PAAA	ETF ETF	$9.7M	3.71%	+$9.7M Bought	— 188.9K shares	Q4 2024 Held for 11 months
6 Microsoft MSFT	Software - Infrastructure Technology	$8.7M	3.33%	-$364.1K Sold	0.00% 16.8K shares	Q4 2024 Held for 11 months
7 Nvidia NVDA	Semiconductors Technology	$8.7M	3.31%	-$1.6M Sold	0.00% 46.5K shares	Q4 2024 Held for 11 months
8 iShares Russell 1000 Growth IWF	ETF ETF	$8.4M	3.19%	-$132.1K Sold	— 17.8K shares	Q4 2024 Held for 11 months
9 Berkshire Hathaway BRK.B	Insurance - Diversified Financial Services	$8.0M	3.06%	+$360.5K Bought	0.00% 15.9K shares	Q4 2024 Held for 11 months
10 Blackstone Secured Lending Fund BXSL	Asset Management Financial Services	$7.2M	2.73%	+$7.2M Bought	0.12% 274.8K shares	Q4 2024 Held for 11 months

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in POTENTIA WEALTH's latest filing

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Market Value

$262.1M

Prior: $175.5M

Q/Q Change

+49.35%

+$86.6M

Net Flows % of MV

+4.55%

Turnover Ratio

14.95%

New Purchases

7 stocks

$9.2M

Added To

17 stocks

+$6.5M

Sold Out Of

2 stocks

$308.1K

Reduced Holdings

26 stocks

-$3.5M

Increased Positions

Position	Shares Δ	Change
1 JTEK JPMorgan U.S. Tech Leaders JTEK	New	0 → 46.4K +$4.3M
2 JPMorgan Ultra-Short Income JPST	New	0 → 31.8K +$1.6M
3 GPIX Goldman Sachs S&P 500 Core Premium Income GPIX	New	0 → 30.0K +$1.6M
4 BlackRock AAA CLO CLOA	New	0 → 19.7K +$1.0M
5 Kratos Defense & Security Solutions KTOS	New	0 → 3.2K +$290.6K

Decreased Positions

Position	Shares Δ	Change
1 KeyCorp KEY	Sold	11.1K → 0 −$194.2K
2 Hawaiian Electric Industries HE	Sold	10.7K → 0 −$113.9K
3 Vanguard Total Stock Market VTI	-43.67%	2.1K → 1.2K −$296.7K
4 PG&E PCG	-24.08%	40.6K → 30.8K −$147.3K
5 Nvidia NVDA	-15.73%	55.1K → 46.5K −$1.6M

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Analytics

Portfolio insights and performance metrics for POTENTIA WEALTH

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Sector Allocation

ETF

61.50%

Technology

16.80%

Financial Services

7.60%

Communication Services

3.60%

Consumer Cyclical

1.60%

Industrials

1.00%

Healthcare

0.90%

Consumer Defensive

0.50%

Basic Materials

0.30%

Utilities

0.20%

Energy

0.20%

Market Cap Distribution

Mega Cap (> $200B)

26.08%

Large Cap ($10B - $200B)

3.49%

Mid Cap ($2B - $10B)

2.73%

Small Cap ($300M - $2B)

0.34%

N/A (ETF or Unknown)

67.36%

Portfolio Concentration

Top 10 Holdings %

63.48%

Top 20 Holdings %

80.47%

Top 50 Holdings %

93.57%

Top 100 Holdings %

100.0%