BlackRock AAA CLO

CLOA • NASDAQ

BlackRock AAA CLO is an exchange-traded fund on NASDAQ. As of Q3 2025, 146 institutional investors hold shares in this ETF, with total holdings valued at $859.3M. Corebridge Financial, Inc. is the largest holder with a position valued at $222.7M.

Overview

Overview of institutional ownership in CLOA as of Q3 2025

All Institutions

Institutions: 146
Value Held: $859.3M
Shares Held: 16.5M
Avg Position: $5.9M
Median Position: $1.1M

Hedge Funds

Hedge Funds: 4
Value Held: $242.2M
Shares Held: 4.7M
Avg Position: $60.6M
Median Position: $9.8M

Biggest Investors

Institutions with the largest positions in CLOA as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Corebridge Financial, Inc. Hedge Fund•Value	Joshua David Ayers Managing Partner	$222.7M 11.98% of portfolio	4.3M shares	Q3 2025 Held for 2 months	$1.9B
L LPL Financial LLC Institution	-	$79.7M 0.02% of portfolio	1.5M shares	Q2 2024 Held for 1y 5m	$340.07B
B BlackRock, Inc. Institution	-	$65.7M 0.00% of portfolio	1.3M shares	Q2 2024 Held for 1y 5m	$5.67T
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	Christopher Russell Todd CEO	$63.4M 0.02% of portfolio	1.2M shares	Q2 2024 Held for 1y 5m	$341.99B
Advocacy Wealth Management Services, LLC RIA/Wealth	Thomas Marion Johnson CEO	$34.7M 1.59% of portfolio	668.0K shares	Q1 2025 Held for 8 months	$2.2B
Pallas Capital Advisors LLC RIA/Wealth	Richard Sholes Mullen CEO	$26.1M 0.96% of portfolio	502.3K shares	Q3 2023 Held for 2y 2m	$2.7B
Brookstone Capital Management RIA/Wealth	Nadim "Dean" Zayed CEO	$26.1M 0.31% of portfolio	501.6K shares	Q2 2024 Held for 1y 5m	$8.3B
Cetera Investment Advisers RIA/Wealth	Joseph Daniel Neary CEO	$16.4M 0.02% of portfolio	315.5K shares	Q2 2024 Held for 1y 5m	$85.4B
C CacheTech Inc. Hedge Fund•Multi-Strategy	Patrick Cormac Murphy CEO	$14.3M 3.04% of portfolio	274.4K shares	Q2 2024 Held for 1y 5m	$468.6M
C CHARTER TRUST CO RIA/Wealth	Steve John Aguiar Executive	$13.5M 0.81% of portfolio	259.0K shares	Q2 2025 Held for 5 months	$1.7B

Net Capital Flow

Institutional buying and selling activity for CLOA in Q3 2025

Traded: +$312.6M
Buyers: 113
Sellers: 36
Total Bought: +$371.1M
Total Sold: −$58.5M
Avg Position: $5.4M

Biggest Buyers

Institution	Net Bought	Current Position
Corebridge Financial, Inc. Hedge Fund•Value	+$222.7M +4.3M shares	$222.7M 4.3M shares
L LPL Financial LLC Institution	+$21.5M +413.9K shares	$79.7M 1.5M shares
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	+$21.5M +413.6K shares	$63.4M 1.2M shares
D DRIVE WEALTH MANAGEMENT, LLC RIA/Wealth	+$8.2M +158.4K shares	$8.2M 158.4K shares
Advocacy Wealth Management Services, LLC RIA/Wealth	+$7.4M +141.8K shares	$34.7M 668.0K shares
R Resources Investment Advisors, Inc. Pension/Endowment	+$6.2M +119.8K shares	$6.2M 119.8K shares
MML INVESTORS SERVICES, LLC RIA/Wealth	+$4.7M +91.1K shares	$10.2M 195.4K shares
S STAR Financial Bank Institution	+$4.4M +83.9K shares	$7.6M 146.3K shares
C CHARTER TRUST CO RIA/Wealth	+$3.6M +70.0K shares	$13.5M 259.0K shares
Ohio National Investments, Inc. Insurance Manager	+$3.4M +66.3K shares	$9.0M 174.1K shares

Biggest Sellers

Institution	Net Sold	Current Position
Integrys Wealth Advisors LLC RIA/Wealth	−$22.6M −435.6K shares	Sold Off 0 shares
BANK OF AMERICA CORP /DE/ Institution	−$14.4M −276.4K shares	$2.7M 52.6K shares
Vestmark Advisory Solutions, Inc. Fund of Funds	−$6.8M −131.0K shares	$7.1M 137.3K shares
Duncan Williams Asset Management, LLC RIA/Wealth	−$5.7M −110.6K shares	Sold Off 0 shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	−$3.1M −60.5K shares	$6.7M 129.0K shares
Goss Wealth Management LLC RIA/Wealth	−$1.1M −20.4K shares	$250.8K 4.8K shares
Q Quadrature Capital Ltd Institution	−$976.6K −18.8K shares	Sold Off 0 shares
A Adams Wealth Management Institution	−$685.6K −13.2K shares	$12.7M 245.0K shares
U U.S. Capital Wealth Advisors, LLC RIA/Wealth	−$520.2K −10.0K shares	Sold Off 0 shares
C CI Private Wealth, LLC RIA/Wealth	−$499.8K −9.6K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited CLOA in Q3 2025

New Positions: 34
New Value: $254.3M
Exited Positions: 12
Exited Value: $30.9M

New Positions

Institution	Position Value
Corebridge Financial, Inc. Hedge Fund•Value	$222.7M 4.3M shares
D DRIVE WEALTH MANAGEMENT, LLC RIA/Wealth	$8.2M 158.4K shares
S SCOTIA CAPITAL INC. Institution	$3.4M 65.7K shares
UNITED CAPITAL FINANCIAL ADVISERS, LLC RIA/Wealth	$2.5M 48.9K shares
WESPAC Advisors, LLC RIA/Wealth	$2.3M 43.6K shares
Rockport Wealth LLC RIA/Wealth	$1.9M 36.4K shares
B Black Swift Group, LLC RIA/Wealth	$1.8M 35.4K shares
Bank of New York Mellon Corp Institution	$1.2M 23.2K shares
T Three Seasons Wealth, LLC RIA/Wealth	$1.2M 23.0K shares
CAPTRUST FINANCIAL ADVISORS RIA/Wealth	$1.1M 21.2K shares

Exited Positions

Institution	Previous Position
Integrys Wealth Advisors LLC RIA/Wealth	$22.6M 435.6K shares
Duncan Williams Asset Management, LLC RIA/Wealth	$5.7M 110.6K shares
Q Quadrature Capital Ltd Institution	$976.6K 18.8K shares
U U.S. Capital Wealth Advisors, LLC RIA/Wealth	$520.2K 10.0K shares
C CI Private Wealth, LLC RIA/Wealth	$499.8K 9.6K shares
I INSIGNEO ADVISORY SERVICES, LLC RIA/Wealth	$249.0K 4.8K shares
G GTS SECURITIES LLC Institution	$212.4K 4.1K shares
Briaud Financial Planning, Inc RIA/Wealth	$38.1K 733.0 shares
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution	$15.3K 294.0 shares
CoreCap Advisors, LLC RIA/Wealth	$7.2K 138.0 shares

Options Activity

Institutions with the largest Call and Put options positions in CLOA as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with CLOA as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Corebridge Financial, Inc. Hedge Fund•Value	Joshua David Ayers Managing Partner	11.98% $222.7M	4.3M shares	Q3 2025 Held for 2 months	$1.9B
L Landing Point Financial Group, LLC RIA/Wealth	Joey Lee Flinner CEO	6.93% $13.3M	255.7K shares	Q1 2025 Held for 8 months	$191.8M
Cascade Wealth Advisors, Inc RIA/Wealth	Scott Thomas Blaesing President	4.89% $9.9M	190.5K shares	Q1 2025 Held for 8 months	$201.7M
S STAR Financial Bank Institution	-	4.51% $7.6M	146.3K shares	Q3 2024 Held for 1y 2m	$168.8M
C CacheTech Inc. Hedge Fund•Multi-Strategy	Patrick Cormac Murphy CEO	3.04% $14.3M	274.4K shares	Q2 2024 Held for 1y 5m	$468.6M
Ferguson Shapiro LLC RIA/Wealth	Maury Alan Shapiro Partner	2.97% $9.1M	175.8K shares	Q1 2025 Held for 8 months	$308.0M
A Adams Wealth Management Institution	-	2.89% $12.7M	245.0K shares	Q1 2023 Held for 2y 8m	$440.7M
D DRIVE WEALTH MANAGEMENT, LLC RIA/Wealth	Lowell Charles Crabb President	1.76% $8.2M	158.4K shares	Q3 2025 Held for 2 months	$469.0M
Advocacy Wealth Management Services, LLC RIA/Wealth	Thomas Marion Johnson CEO	1.59% $34.7M	668.0K shares	Q1 2025 Held for 8 months	$2.2B
Goldstone Financial Group, LLC RIA/Wealth	Anthony Pellegrino Managing Partner	1.55% $13.0M	251.0K shares	Q2 2025 Held for 5 months	$843.8M

Hedge Fund Spotlight

Discover hedge funds investing in CLOA

CITADEL ADVISORS LLC

Hedge Fund • Multi-Strategy

Portfolio ManagerKenneth Cordele Griffin

Portfolio Value: $122.08B
Positions: 5,531
Last Reported: Q3 2025

Sector Allocation

Position in BlackRock AAA CLO

Market Value: $5.3M
Shares Held: 101.8K
Portfolio Weight: 0.00%
Owned Since: 2024-Q2

Top Holding	Sector	Market Value	Weight
1 Microsoft MSFT	Software - Infrastructure Technology	$2.1B	1.68%
2 Nvidia NVDA	Semiconductors Technology	$1.8B	1.50%
3 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$1.4B	1.18%