Rockwood Wealth Management, LLC

RIA/Wealth

Rockwood Wealth Management, LLC is a RIA/Wealth based in St. Louis, MO led by James A Smith, reporting $2.2B in AUM as of Q3 2025 with 99% ETF concentration, 88% concentrated in top 10 holdings, 34% allocation to DFAC, and minimal technology exposure.

CIOJames A Smith

Portfolio Value: $1.2B
Positions: 107
Top Holding: DFAC at 34.01%
Last Reported: Q3 2025

Address400 Chesterfield Center, Suite 400, St. Louis, MO, 63017, United States

Top Holdings

Largest long holdings in Rockwood Wealth Management, LLC's portfolio (87.9% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Dimensional U.S. Core Equity 2 DFAC	ETF ETF	$425.1M	34.01%	+$13.9M Bought	— 11.0M shares	Q4 2021 Held for 3y 11m
2 Avantis International Equity AVDE	ETF ETF	$221.6M	17.73%	+$20.6M Bought	— 2.8M shares	Q4 2021 Held for 3y 11m
3 BlackRock Short Maturity Municipal Bond MEAR	ETF ETF	$102.4M	8.19%	+$6.0M Bought	— 2.0M shares	Q3 2022 Held for 3y 2m
4 SPDR Portfolio Short Term Corporate Bond SPSB	ETF ETF	$64.6M	5.17%	+$2.7M Bought	— 2.1M shares	Q3 2022 Held for 3y 2m
5 Avantis U.S. Equity AVUS	ETF ETF	$63.4M	5.07%	-$1.4M Sold	— 582.9K shares	Q4 2021 Held for 3y 11m
6 Dimensional International Core Equity 2 DFIC	ETF ETF	$60.4M	4.83%	-$2.2M Sold	— 1.8M shares	Q2 2022 Held for 3y 5m
7 Dimensional Emerging Markets Core Equity 2 DFEM	ETF ETF	$59.7M	4.78%	+$8.1M Bought	— 1.9M shares	Q2 2022 Held for 3y 5m
8 Avantis Emerging Markets Equity AVEM	ETF ETF	$39.8M	3.19%	-$1.7M Sold	— 530.3K shares	Q4 2021 Held for 3y 11m
9 iShares National Muni Bond MUB	ETF ETF	$31.5M	2.52%	-$1.2M Sold	— 295.4K shares	Q1 2025 Held for 8 months
10 SPIB SPDR Portfolio Intermediate Term Corporate Bond SPIB	ETF ETF	$29.9M	2.39%	+$1.7M Bought	— 881.6K shares	Q4 2024 Held for 11 months

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Rockwood Wealth Management, LLC's latest filing

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Market Value

$1.2B

Prior: $1.1B

Q/Q Change

+10.1%

+$114.6M

Net Flows % of MV

+3.89%

Turnover Ratio

3.01%

New Purchases

5 stocks

$1.1M

Added To

33 stocks

+$60.3M

Sold Out Of

7 stocks

$1.9M

Reduced Holdings

25 stocks

-$10.9M

Increased Positions

Position	Shares Δ	Change
1 Shopify SHOP	New	0 → 1.6K +$233.8K
2 Royal Bank of Canada RY	New	0 → 1.5K +$221.0K
3 Ceco Environmental CECO	New	0 → 4.2K +$215.0K
4 VanEck Semiconductor SMH	New	0 → 645.0 +$210.5K
5 Taiwan Semiconductor Manufacturing Company TSM	New	0 → 720.0 +$201.1K

Decreased Positions

Position	Shares Δ	Change
1 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT	Sold	8.2K → 0 −$825.4K
2 iShares Russell Mid-Cap ETF IWR	Sold	3.7K → 0 −$344.2K
3 iShares 0-3 Month Treasury Bond SGOV	Sold	2.5K → 0 −$250.6K
4 Energy Select Sector SPDR Fund XLE	Sold	2.4K → 0 −$207.7K
5 iShares U.S. Medical Devices IHI	Sold	3.3K → 0 −$205.2K