Sovereign Financial Group, Inc.

RIA/Wealth

Sovereign Financial Group, Inc. is a RIA/Wealth based in Stamford, CT led by Charles Failla, reporting $882.7M in AUM as of Q3 2025 with 69% ETF concentration.

Managing PartnerCharles Failla

Portfolio Value: $533.1M
Positions: 326
Top Holding: VEA at 5.76%
Last Reported: Q3 2025

Address35 West Broad Street, Suite 100, Stamford, CT, 06902, United States

Top Holdings

Largest long holdings in Sovereign Financial Group, Inc.'s portfolio (37.1% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Vanguard FTSE Developed Markets VEA	ETF ETF	$30.7M	5.76%	+$628.3K Bought	— 512.6K shares	Q4 2020 Held for 4y 11m
2 Vanguard Growth VUG	ETF ETF	$29.6M	5.55%	+$471.5K Bought	— 61.7K shares	Q3 2021 Held for 4y 2m
3 SPDR S&P 500 ETF Trust SPY	ETF ETF	$27.3M	5.11%	-$96.6K Sold	— 40.9K shares	Q4 2020 Held for 4y 11m
4 Invesco QQQ Trust QQQ	ETF ETF	$21.5M	4.02%	+$120.1K Bought	— 35.7K shares	Q4 2020 Held for 4y 11m
5 Vanguard Value VTV	ETF ETF	$20.9M	3.92%	+$485.1K Bought	— 112.1K shares	Q1 2021 Held for 4y 8m
6 iShares Core S&P 500 ETF IVV	ETF ETF	$17.2M	3.23%	-$2.2M Sold	— 25.7K shares	Q4 2020 Held for 4y 11m
7 Apple AAPL	Consumer Electronics Technology	$14.7M	2.75%	-$66.7K Sold	0.00% 57.6K shares	Q4 2020 Held for 4y 11m
8 Alphabet Inc. GOOG	Internet Content & Information Communication Services	$14.3M	2.69%	+$64.1K Bought	0.00% 58.8K shares	Q4 2020 Held for 4y 11m
9 Vanguard FTSE Emerging Markets VWO	ETF ETF	$11.1M	2.08%	+$483.9K Bought	— 204.9K shares	Q1 2021 Held for 4y 8m
10 Vanguard Short-Term Bond BSV	ETF ETF	$10.7M	2.00%	+$193.5K Bought	— 135.3K shares	Q4 2020 Held for 4y 11m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Sovereign Financial Group, Inc.'s latest filing

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Market Value

$533.1M

Prior: $484.9M

Q/Q Change

+9.94%

+$48.2M

Net Flows % of MV

+2.12%

Turnover Ratio

4.69%

New Purchases

30 stocks

$12.5M

Added To

142 stocks

+$17.9M

Sold Out Of

18 stocks

$6.7M

Reduced Holdings

121 stocks

-$12.5M

Increased Positions

Position	Shares Δ	Change
1 Invesco S&P 500 Momentum SPMO	New	0 → 11.4K +$1.4M
2 Invesco S&P 100 Equal Weight ETF EQWL	New	0 → 10.6K +$1.2M
3 THRO Theron Resource Group THRO	New	0 → 25.9K +$980.7K
4 Sprott Gold Miners SGDM	New	0 → 15.0K +$930.3K
5 USDU WisdomTree Bloomberg U.S. Dollar Bullish Fund USDU	New	0 → 31.4K +$829.4K

Decreased Positions

Position	Shares Δ	Change
1 iShares U.S. Technology IYW	Sold	5.6K → 0 −$973.5K
2 CoreWeave, Inc. CRWV	Sold	5.6K → 0 −$915.4K
3 iShares MSCI Emerging Markets ex China EMXC	Sold	12.3K → 0 −$777.4K
4 iShares iBonds Dec 2025 Term Treasury IBTF	Sold	27.9K → 0 −$651.4K
5 BigBear.ai BBAI	Sold	56.0K → 0 −$380.5K