Symphony Financial Services, Inc.

RIA/Wealth

Symphony Financial Services, Inc. is a RIA/Wealth based in Akron, OH led by John Y Kim, reporting $376.1M in AUM as of Q3 2025 with 75% ETF concentration and 57% concentrated in top 10 holdings.

PresidentJohn Y Kim

Portfolio Value: $185.3M
Positions: 98
Top Holding: PYLD at 8.55%
Last Reported: Q3 2025

Address4100 Embassy Parkway, Suite 100, Akron, OH, 44333, United States

Top Holdings

Largest long holdings in Symphony Financial Services, Inc.'s portfolio (56.6% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 PYLD PIMCO Multi Sector Bond Active PYLD	ETF ETF	$15.8M	8.55%	+$1.1M Bought	— 590.0K shares	Q3 2024 Held for 1y 2m
2 FT Vest Laddered Buffer BUFR	ETF ETF	$14.7M	7.93%	+$151.1K Bought	— 439.9K shares	Q4 2024 Held for 11 months
3 Principal U.S. Mega-Cap ETF USMC	ETF ETF	$14.6M	7.89%	+$188.1K Bought	— 214.5K shares	Q2 2024 Held for 1y 5m
4 FT Vest S&P 500 Dividend Aristocrats Target Income KNG	ETF ETF	$10.9M	5.86%	-$6.0K Sold	— 220.2K shares	Q1 2025 Held for 8 months
5 Janus Henderson AAA CLO JAAA	ETF ETF	$10.4M	5.62%	-$1.5M Sold	— 205.0K shares	Q2 2024 Held for 1y 5m
6 Global X U.S. Infrastructure Development PAVE	ETF ETF	$9.5M	5.15%	+$530.7K Bought	— 200.5K shares	Q2 2024 Held for 1y 5m
7 Janus Henderson Mortgage-Backed Securities JMBS	ETF ETF	$7.7M	4.17%	+$185.5K Bought	— 169.2K shares	Q2 2024 Held for 1y 5m
8 Apple AAPL	Consumer Electronics Technology	$7.5M	4.04%	-$102.4K Sold	0.00% 29.4K shares	Q2 2024 Held for 1y 5m
9 First Trust RBA American Industrial Renaissance AIRR	ETF ETF	$7.4M	4.01%	+$25.4K Bought	— 76.9K shares	Q1 2025 Held for 8 months
10 iShares Russell Top 200 Growth IWY	ETF ETF	$6.2M	3.35%	+$599.3K Bought	— 22.7K shares	Q2 2024 Held for 1y 5m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Symphony Financial Services, Inc.'s latest filing

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Market Value

$185.3M

Prior: $166.9M

Q/Q Change

+11.04%

+$18.4M

Net Flows % of MV

+3.56%

Turnover Ratio

3.83%

New Purchases

6 stocks

$2.4M

Added To

51 stocks

+$7.2M

Sold Out Of

3 stocks

$633.8K

Reduced Holdings

28 stocks

-$2.3M

Increased Positions

Position	Shares Δ	Change
1 Plains All American Pipeline, L.P. PAA	New	0 → 51.8K +$883.4K
2 Energy Transfer ET	New	0 → 26.8K +$459.4K
3 iShares U.S. Energy IYE	New	0 → 6.7K +$319.6K
4 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID	New	0 → 1.9K +$281.8K
5 General Electric GEV	New	0 → 353.0 +$217.1K

Decreased Positions

Position	Shares Δ	Change
1 ULST SPDR SSgA Ultra Short Term Bond ETF ULST	Sold	5.3K → 0 −$215.5K
2 Boston Scientific BSX	Sold	2.0K → 0 −$214.8K
3 First Citizens BancShares FCNCA	Sold	104.0 → 0 −$203.5K
4 Northern Dynasty Minerals NAK	-28.57%	14.0K → 10.0K −$4.8K
5 FT Vest Laddered Nasdaq Buffer BUFQ	-20.14%	11.0K → 8.8K −$77.0K

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Analytics

Portfolio insights and performance metrics for Symphony Financial Services, Inc.

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Sector Allocation

ETF

74.90%

Technology

10.20%

Financial Services

3.80%

Consumer Cyclical

2.50%

Communication Services

1.40%

Energy

1.40%

Consumer Defensive

1.30%

Healthcare

1.20%

Industrials

1.10%

Basic Materials

0.40%

Real Estate

0.10%

Utilities

0.10%

Market Cap Distribution

Mega Cap (> $200B)

19.09%

Large Cap ($10B - $200B)

4.39%

Small Cap ($300M - $2B)

0.05%

Nano Cap (< $50M)

0.00%

N/A (ETF or Unknown)

76.46%

Portfolio Concentration

Top 10 Holdings %

56.58%

Top 20 Holdings %

77.12%

Top 50 Holdings %

92.87%

Top 100 Holdings %

100.0%