Nuveen ESG Dividend

NUDV • BATS

Nuveen ESG Dividend is an exchange-traded fund on BATS. As of Q3 2025, 19 institutional investors hold shares in this ETF, with total holdings valued at $18.3M. CGC Financial Services, LLC is the largest holder with a position valued at $5.7M.

Overview

Overview of institutional ownership in NUDV as of Q3 2025

All Institutions

Institutions: 19
Value Held: $18.3M
Shares Held: 630.0K
Avg Position: $965.3K
Median Position: $239.7K

Hedge Funds

Hedge Funds: 1
Value Held: $1.1M
Shares Held: 37.1K
Avg Position: $1.1M
Median Position: $1.1M

Biggest Investors

Institutions with the largest positions in NUDV as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
C CGC Financial Services, LLC RIA/Wealth	Denise Louise Reinert COO	$5.7M 1.57% of portfolio	195.1K shares	Q2 2025 Held for 5 months	$362.6M
Bond & Devick Financial Network, Inc. RIA/Wealth	Richard James Devick CEO	$4.9M 1.49% of portfolio	170.0K shares	Q3 2024 Held for 1y 2m	$332.5M
Cambridge Investment Research Advisors, Inc. RIA/Wealth	Amy Lynn Webber CEO	$2.4M 0.01% of portfolio	81.6K shares	Q4 2024 Held for 11 months	$33.5B
eCIO, Inc. RIA/Wealth	Robin Chorone Roquitte CEO	$1.2M 0.72% of portfolio	42.6K shares	Q2 2025 Held for 5 months	$171.2M
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	Kenneth Cordele Griffin CEO	$1.1M 0.00% of portfolio	37.1K shares	Q1 2025 Held for 8 months	$122.08B
Diversified Enterprises, LLC RIA/Wealth	Nathan Michael Dingler Managing Partner	$947.9K 0.06% of portfolio	32.6K shares	Q4 2024 Held for 11 months	$1.5B
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	$453.7K 0.00% of portfolio	15.6K shares	Q1 2023 Held for 2y 8m	$71.1B
T True Link Financial Advisors, LLC Institution	-	$396.1K 0.03% of portfolio	13.6K shares	Q1 2025 Held for 8 months	$1.6B
GoalVest Advisory LLC Private Equity	Sevasti Balafas CEO	$283.6K 0.06% of portfolio	9.7K shares	Q2 2023 Held for 2y 5m	$471.0M
P Personal Resources Investment & Strategic Management, Inc. RIA/Wealth	Mcginnis Andrew Mccoy President	$239.7K 0.07% of portfolio	8.2K shares	Q2 2025 Held for 5 months	$342.2M

Net Capital Flow

Institutional buying and selling activity for NUDV in Q3 2025

Traded: +$1.0M
Buyers: 13
Sellers: 5
Total Bought: +$2.2M
Total Sold: −$1.2M
Avg Position: $833.6K

Biggest Buyers

Institution	Net Bought	Current Position
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	+$1.1M +37.1K shares	$1.1M 37.1K shares
Bond & Devick Financial Network, Inc. RIA/Wealth	+$588.5K +20.2K shares	$4.9M 170.0K shares
W WILEY BROS.-AINTREE CAPITAL, LLC Institution	+$224.1K +7.7K shares	$224.1K 7.7K shares
T Tower Research Capital LLC Institution	+$76.2K +-29.8K shares	$76.2K 2.6K shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	+$75.4K +2.6K shares	$453.7K 15.6K shares
Diversified Enterprises, LLC RIA/Wealth	+$72.7K +2.5K shares	$947.9K 32.6K shares
eCIO, Inc. RIA/Wealth	+$64.1K +2.2K shares	$1.2M 42.6K shares
Cambridge Investment Research Advisors, Inc. RIA/Wealth	+$13.5K +464.0 shares	$2.4M 81.6K shares
GoalVest Advisory LLC Private Equity	+$12.6K +433.0 shares	$283.6K 9.7K shares
A Advisor Group Holdings, Inc. Institution	+$7.4K +255.0 shares	$26.0K 896.0 shares

Biggest Sellers

Institution	Net Sold	Current Position
C CGC Financial Services, LLC RIA/Wealth	−$651.9K −22.4K shares	$5.7M 195.1K shares
NATURAL INVESTMENTS, LLC RIA/Wealth	−$393.5K −13.9K shares	Sold Off 0 shares
Wood Tarver Financial Group, LLC RIA/Wealth	−$117.2K −4.1K shares	Sold Off 0 shares
T True Link Financial Advisors, LLC Institution	−$34.3K −1.2K shares	$396.1K 13.6K shares
BANK OF AMERICA CORP /DE/ Institution	−$2.9K −101.0 shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited NUDV in Q3 2025

New Positions: 1
New Value: $224.1K
Exited Positions: 3
Exited Value: $513.5K

New Positions

Institution	Position Value
W WILEY BROS.-AINTREE CAPITAL, LLC Institution	$224.1K 7.7K shares

Exited Positions

Institution	Previous Position
NATURAL INVESTMENTS, LLC RIA/Wealth	$393.5K 13.9K shares
Wood Tarver Financial Group, LLC RIA/Wealth	$117.2K 4.1K shares
BANK OF AMERICA CORP /DE/ Institution	$2.9K 101.0 shares

Options Activity

Institutions with the largest Call and Put options positions in NUDV as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with NUDV as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
C CGC Financial Services, LLC RIA/Wealth	Denise Louise Reinert COO	1.57% $5.7M	195.1K shares	Q2 2025 Held for 5 months	$362.6M
Bond & Devick Financial Network, Inc. RIA/Wealth	Richard James Devick CEO	1.49% $4.9M	170.0K shares	Q3 2024 Held for 1y 2m	$332.5M
eCIO, Inc. RIA/Wealth	Robin Chorone Roquitte CEO	0.72% $1.2M	42.6K shares	Q2 2025 Held for 5 months	$171.2M
P Personal Resources Investment & Strategic Management, Inc. RIA/Wealth	Mcginnis Andrew Mccoy President	0.07% $239.7K	8.2K shares	Q2 2025 Held for 5 months	$342.2M
Diversified Enterprises, LLC RIA/Wealth	Nathan Michael Dingler Managing Partner	0.06% $947.9K	32.6K shares	Q4 2024 Held for 11 months	$1.5B
GoalVest Advisory LLC Private Equity	Sevasti Balafas CEO	0.06% $283.6K	9.7K shares	Q2 2023 Held for 2y 5m	$471.0M
Quaker Wealth Management, LLC RIA/Wealth	John Jacob Heisler Member	0.03% $84.5K	2.9K shares	Q1 2025 Held for 8 months	$307.4M
T True Link Financial Advisors, LLC Institution	-	0.03% $396.1K	13.6K shares	Q1 2025 Held for 8 months	$1.6B
A Addison Advisors LLC Institution	-	0.01% $38.7K	1.3K shares	Q2 2022 Held for 3y 5m	$430.7M
Cambridge Investment Research Advisors, Inc. RIA/Wealth	Amy Lynn Webber CEO	0.01% $2.4M	81.6K shares	Q4 2024 Held for 11 months	$33.5B

Hedge Fund Spotlight

Discover hedge funds investing in NUDV

CITADEL ADVISORS LLC

Hedge Fund • Multi-Strategy

Portfolio ManagerKenneth Cordele Griffin

Portfolio Value: $122.08B
Positions: 5,531
Last Reported: Q3 2025

Sector Allocation

Position in Nuveen ESG Dividend

Market Value: $1.1M
Shares Held: 37.1K
Portfolio Weight: 0.00%
Owned Since: 2025-Q1

Top Holding	Sector	Market Value	Weight
1 Microsoft MSFT	Software - Infrastructure Technology	$2.1B	1.68%
2 Nvidia NVDA	Semiconductors Technology	$1.8B	1.50%
3 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$1.4B	1.18%