Simplify U.S. Equity PLUS GBTC

SPBC • NASDAQ

Simplify U.S. Equity PLUS GBTC is an exchange-traded fund on NASDAQ. As of Q3 2025, 20 institutional investors hold shares in this ETF, with total holdings valued at $64.4M. Private Advisor Group, LLC is the largest holder with a position valued at $19.2M.

Overview

Overview of institutional ownership in SPBC as of Q3 2025

All Institutions

Institutions: 20
Value Held: $64.4M
Shares Held: 1.4M
Avg Position: $3.2M
Median Position: $608.2K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in SPBC as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Private Advisor Group, LLC RIA/Wealth	Franklin R Smith CEO	$19.2M 0.09% of portfolio	427.6K shares	Q1 2024 Held for 1y 8m	$20.3B
L LPL Financial LLC Institution	-	$17.7M 0.01% of portfolio	394.4K shares	Q1 2024 Held for 1y 8m	$340.07B
CWM, LLC RIA/Wealth	George Burton White CEO	$12.3M 0.04% of portfolio	274.2K shares	Q2 2025 Held for 5 months	$31.5B
SFG Wealth Management, LLC. RIA/Wealth	Lawrence Nelson Leitch CEO	$4.5M 1.93% of portfolio	99.3K shares	Q4 2023 Held for 1y 11m	$230.1M
WJ Wealth Management, LLC RIA/Wealth	Jeffry Reeves Jones Owner	$2.2M 0.95% of portfolio	48.9K shares	Q3 2025 Held for 2 months	$234.6M
A Advisor Group Holdings, Inc. Institution	-	$2.2M 0.00% of portfolio	50.7K shares	Q3 2021 Held for 4y 2m	$71.0B
Total Clarity Wealth Management, Inc. RIA/Wealth	Richard Monnett Everhart Partner	$1.8M 0.48% of portfolio	40.5K shares	Q1 2024 Held for 1y 8m	$376.3M
Chicago Partners Investment Group LLC RIA/Wealth	Anthony Joseph Halpin Founder	$1.3M 0.04% of portfolio	28.9K shares	Q4 2024 Held for 11 months	$3.8B
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	-	$1.0M 0.00% of portfolio	23.3K shares	Q3 2025 Held for 2 months	$67.9B
Worth Asset Management, LLC RIA/Wealth	James Willard Clark Managing Partner	$793.9K 0.37% of portfolio	17.7K shares	Q3 2023 Held for 2y 2m	$216.5M

Net Capital Flow

Institutional buying and selling activity for SPBC in Q3 2025

Traded: −$2.0M
Buyers: 13
Sellers: 8
Total Bought: +$17.4M
Total Sold: −$19.4M
Avg Position: $2.7M

Biggest Buyers

Institution	Net Bought	Current Position
L LPL Financial LLC Institution	+$7.7M +170.6K shares	$17.7M 394.4K shares
SFG Wealth Management, LLC. RIA/Wealth	+$4.5M +99.3K shares	$4.5M 99.3K shares
WJ Wealth Management, LLC RIA/Wealth	+$2.2M +48.9K shares	$2.2M 48.9K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	+$1.0M +23.3K shares	$1.0M 23.3K shares
Worth Asset Management, LLC RIA/Wealth	+$510.1K +11.4K shares	$793.9K 17.7K shares
Chicago Partners Investment Group LLC RIA/Wealth	+$466.0K +10.1K shares	$1.3M 28.9K shares
Goss Wealth Management LLC RIA/Wealth	+$364.6K +8.1K shares	$422.4K 9.4K shares
H HRT FINANCIAL LLC Institution	+$352.7K +7.9K shares	$352.7K 7.9K shares
J JANE STREET GROUP, LLC Institution	+$236.8K +5.3K shares	$236.8K 5.3K shares
CWM, LLC RIA/Wealth	+$30.8K +687.0 shares	$12.3M 274.2K shares

Biggest Sellers

Institution	Net Sold	Current Position
Private Advisor Group, LLC RIA/Wealth	−$15.1M −337.1K shares	$19.2M 427.6K shares
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	−$2.0M −48.9K shares	Sold Off 0 shares
Ferguson Shapiro LLC RIA/Wealth	−$718.9K −17.3K shares	Sold Off 0 shares
A Advisor Group Holdings, Inc. Institution	−$713.0K −16.4K shares	$2.2M 50.7K shares
O OLD MISSION CAPITAL LLC Institution	−$658.6K −15.9K shares	Sold Off 0 shares
UBS Group AG Institution	−$68.3K −1.5K shares	$13.7K 305.0 shares
Total Clarity Wealth Management, Inc. RIA/Wealth	−$45.3K −1.0K shares	$1.8M 40.5K shares
R ROYAL BANK OF CANADA Institution	−$20.7K −500.0 shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited SPBC in Q3 2025

New Positions: 2
New Value: $2.6M
Exited Positions: 4
Exited Value: $3.4M

New Positions

Institution	Position Value
WJ Wealth Management, LLC RIA/Wealth	$2.2M 48.9K shares
H HRT FINANCIAL LLC Institution	$352.7K 7.9K shares

Exited Positions

Institution	Previous Position
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	$2.0M 48.9K shares
Ferguson Shapiro LLC RIA/Wealth	$718.9K 17.3K shares
O OLD MISSION CAPITAL LLC Institution	$658.6K 15.9K shares
R ROYAL BANK OF CANADA Institution	$20.7K 500.0 shares

Options Activity

Institutions with the largest Call and Put options positions in SPBC as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with SPBC as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
SFG Wealth Management, LLC. RIA/Wealth	Lawrence Nelson Leitch CEO	1.93% $4.5M	99.3K shares	Q4 2023 Held for 1y 11m	$230.1M
WJ Wealth Management, LLC RIA/Wealth	Jeffry Reeves Jones Owner	0.95% $2.2M	48.9K shares	Q3 2025 Held for 2 months	$234.6M
Total Clarity Wealth Management, Inc. RIA/Wealth	Richard Monnett Everhart Partner	0.48% $1.8M	40.5K shares	Q1 2024 Held for 1y 8m	$376.3M
Worth Asset Management, LLC RIA/Wealth	James Willard Clark Managing Partner	0.37% $793.9K	17.7K shares	Q3 2023 Held for 2y 2m	$216.5M
Private Advisor Group, LLC RIA/Wealth	Franklin R Smith CEO	0.09% $19.2M	427.6K shares	Q1 2024 Held for 1y 8m	$20.3B
ARQ WEALTH ADVISORS, LLC RIA/Wealth	Richard Alan Siegel Managing Partner	0.09% $289.7K	6.5K shares	Q1 2025 Held for 8 months	$335.7M
CWM, LLC RIA/Wealth	George Burton White CEO	0.04% $12.3M	274.2K shares	Q2 2025 Held for 5 months	$31.5B
Chicago Partners Investment Group LLC RIA/Wealth	Anthony Joseph Halpin Founder	0.04% $1.3M	28.9K shares	Q4 2024 Held for 11 months	$3.8B
L LPL Financial LLC Institution	-	0.01% $17.7M	394.4K shares	Q1 2024 Held for 1y 8m	$340.07B
A Advisor Group Holdings, Inc. Institution	-	0.00% $2.2M	50.7K shares	Q3 2021 Held for 4y 2m	$71.0B