Western Asset Short Duration Income

WINC • NASDAQ

Western Asset Short Duration Income is an exchange-traded fund on NASDAQ.

Overview

Overview of institutional ownership in WINC as of Q3 2025

All Institutions

Institutions: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in WINC as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
UBS Group AG Institution	Sergio P. Ermotti CEO	- 0.00% of portfolio	- shares	Q4 2023 Held for 1y 11m	$511.54B
J JANE STREET GROUP, LLC Institution	-	- 0.00% of portfolio	- shares	Q1 2020 Held for 5y 8m	$84.1B
Per Stirling Capital Management, LLC. RIA/Wealth	John Per Osullivan Managing Partner	- 0.00% of portfolio	- shares	Q4 2022 Held for 2y 11m	$832.7M
Private Advisor Group, LLC RIA/Wealth	Franklin R Smith CEO	- 0.00% of portfolio	- shares	Q2 2025 Held for 5 months	$20.3B
R RSM US WEALTH MANAGEMENT LLC RIA/Wealth	Lawrence Kenneth Miles CEO	- 0.00% of portfolio	- shares	Q1 2023 Held for 2y 8m	$7.7B
L LPL Financial LLC Institution	-	- 0.00% of portfolio	- shares	Q1 2021 Held for 4y 8m	$340.07B
Integrated Wealth Concepts LLC RIA/Wealth	Paul Anton Saganey Founder	- 0.00% of portfolio	- shares	Q3 2024 Held for 1y 2m	$11.1B
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	Kenneth Cordele Griffin CEO	- 0.00% of portfolio	- shares	Q3 2024 Held for 1y 2m	$122.08B
Encompass More Asset Management RIA/Wealth	Brock Michael Mckinley Chairman	- 0.00% of portfolio	- shares	Q3 2024 Held for 1y 2m	$496.6M
A Advisor Group Holdings, Inc. Institution	-	- 0.00% of portfolio	- shares	Q3 2021 Held for 4y 2m	$71.0B

Net Capital Flow

Institutional buying and selling activity for WINC in Q3 2025

Traded: −$6.6M
Buyers: 0
Sellers: 11
Total Bought: +-
Total Sold: −$6.6M
Avg Position: -

Biggest Buyers

Institution	Net Bought	Current Position
No buyers found

Biggest Sellers

Institution	Net Sold	Current Position
Encompass More Asset Management RIA/Wealth	−$2.6M −106.6K shares	Sold Off 0 shares
L LPL Financial LLC Institution	−$1.0M −43.2K shares	Sold Off 0 shares
J JANE STREET GROUP, LLC Institution	−$716.5K −29.5K shares	Sold Off 0 shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$698.0K −28.7K shares	Sold Off 0 shares
R RSM US WEALTH MANAGEMENT LLC RIA/Wealth	−$575.3K −23.7K shares	Sold Off 0 shares
Per Stirling Capital Management, LLC. RIA/Wealth	−$494.2K −20.4K shares	Sold Off 0 shares
Integrated Wealth Concepts LLC RIA/Wealth	−$209.2K −8.6K shares	Sold Off 0 shares
Private Advisor Group, LLC RIA/Wealth	−$205.3K −8.5K shares	Sold Off 0 shares
Hanson McClain, Inc. RIA/Wealth	−$58.8K −2.4K shares	Sold Off 0 shares
UBS Group AG Institution	−$6.6K −270.0 shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited WINC in Q3 2025

New Positions: 0
New Value: -
Exited Positions: 11
Exited Value: $6.6M

New Positions

Institution	Position Value
No new positions found

Exited Positions

Institution	Previous Position
Encompass More Asset Management RIA/Wealth	$2.6M 106.6K shares
L LPL Financial LLC Institution	$1.0M 43.2K shares
J JANE STREET GROUP, LLC Institution	$716.5K 29.5K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$698.0K 28.7K shares
R RSM US WEALTH MANAGEMENT LLC RIA/Wealth	$575.3K 23.7K shares
Per Stirling Capital Management, LLC. RIA/Wealth	$494.2K 20.4K shares
Integrated Wealth Concepts LLC RIA/Wealth	$209.2K 8.6K shares
Private Advisor Group, LLC RIA/Wealth	$205.3K 8.5K shares
Hanson McClain, Inc. RIA/Wealth	$58.8K 2.4K shares
UBS Group AG Institution	$6.6K 270.0 shares

Options Activity

Institutions with the largest Call and Put options positions in WINC as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with WINC as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
UBS Group AG Institution	Sergio P. Ermotti CEO	0.00% -	- shares	Q4 2023 Held for 1y 11m	$511.54B
J JANE STREET GROUP, LLC Institution	-	0.00% -	- shares	Q1 2020 Held for 5y 8m	$84.1B
Per Stirling Capital Management, LLC. RIA/Wealth	John Per Osullivan Managing Partner	0.00% -	- shares	Q4 2022 Held for 2y 11m	$832.7M
Private Advisor Group, LLC RIA/Wealth	Franklin R Smith CEO	0.00% -	- shares	Q2 2025 Held for 5 months	$20.3B
R RSM US WEALTH MANAGEMENT LLC RIA/Wealth	Lawrence Kenneth Miles CEO	0.00% -	- shares	Q1 2023 Held for 2y 8m	$7.7B
L LPL Financial LLC Institution	-	0.00% -	- shares	Q1 2021 Held for 4y 8m	$340.07B
Integrated Wealth Concepts LLC RIA/Wealth	Paul Anton Saganey Founder	0.00% -	- shares	Q3 2024 Held for 1y 2m	$11.1B
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	Kenneth Cordele Griffin CEO	0.00% -	- shares	Q3 2024 Held for 1y 2m	$122.08B
Encompass More Asset Management RIA/Wealth	Brock Michael Mckinley Chairman	0.00% -	- shares	Q3 2024 Held for 1y 2m	$496.6M
A Advisor Group Holdings, Inc. Institution	-	0.00% -	- shares	Q3 2021 Held for 4y 2m	$71.0B