Arete Wealth Advisors, LLC

RIA/Wealth

Arete Wealth Advisors, LLC is a RIA/Wealth based in Chicago, IL led by Joshua Dean Rogers, reporting $3.2B in AUM as of Q3 2025 with 57% ETF concentration.

PresidentJoshua Dean Rogers

Portfolio Value: $1.5B
Positions: 672
Top Holding: NVDA at 2.98%
Last Reported: Q3 2025

Address1115 W Fulton Market, 3rd Floor, Chicago, IL, 60607, United States

Top Holdings

Largest long holdings in Arete Wealth Advisors, LLC's portfolio (22.5% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Nvidia NVDA	Semiconductors Technology	$44.4M	2.98%	+$2.1M Bought	0.00% 238.0K shares	Q3 2024 Held for 1y 2m
2 Apple AAPL	Consumer Electronics Technology	$39.4M	2.64%	+$2.2M Bought	0.00% 154.8K shares	Q4 2013 Held for 11y 11m
3 Walt Disney DIS	Entertainment Communication Services	$37.7M	2.53%	+$275.3K Bought	0.02% 328.9K shares	Q2 2015 Held for 10y 5m
4 Invesco S&P 500 Equal Weight ETF RSP	ETF ETF	$35.4M	2.37%	+$588.6K Bought	— 186.6K shares	Q3 2015 Held for 10y 2m
5 SPDR Portfolio S&P 500 ETF SPLG	ETF ETF	$35.1M	2.36%	+$21.4M Bought	— 448.4K shares	Q2 2018 Held for 7y 5m
6 BlackRock Flexible Income BINC	ETF ETF	$32.7M	2.20%	+$29.9M Bought	— 614.8K shares	Q1 2024 Held for 1y 8m
7 PFRL PGIM Floating Rate Income PFRL	ETF ETF	$29.3M	1.97%	-$882.7K Sold	— 585.2K shares	Q1 2025 Held for 8 months
8 SPDR Portfolio Aggregate Bond SPAB	ETF ETF	$29.1M	1.95%	+$1.1M Bought	— 1.1M shares	Q1 2018 Held for 7y 8m
9 Fidelity Total Bond FBND	ETF ETF	$26.8M	1.80%	+$824.9K Bought	— 579.4K shares	Q1 2024 Held for 1y 8m
10 Microsoft MSFT	Software - Infrastructure Technology	$25.7M	1.72%	-$216.5K Sold	0.00% 49.7K shares	Q3 2024 Held for 1y 2m

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Arete Wealth Advisors, LLC's latest filing

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Market Value

$1.5B

Prior: $1.3B

Q/Q Change

+13.68%

+$179.5M

Net Flows % of MV

+3.9%

Turnover Ratio

11.15%

New Purchases

46 stocks

$27.1M

Added To

318 stocks

+$149.7M

Sold Out Of

63 stocks

$46.1M

Reduced Holdings

218 stocks

-$72.6M

Increased Positions

Position	Shares Δ	Change
1 iPath Series B S&P 500 VIX Short-Term Futures VXX	New	0 → 109.2K +$3.6M
2 iShares MSCI China Multisector Tech TCHI	New	0 → 83.4K +$2.2M
3 MP Materials MP	New	0 → 25.4K +$1.7M
4 Kratos Defense & Security Solutions KTOS	New	0 → 16.4K +$1.5M
5 EA Bridgeway Blue Chip BBLU	New	0 → 93.0K +$1.4M

Decreased Positions

Position	Shares Δ	Change
1 ProShares Short S&P 500 SH	Sold	245.6K → 0 −$9.7M
2 iShares U.S. Utilities IDU	Sold	37.7K → 0 −$3.9M
3 Great Atlantic & Pacific Tea Company GAP	Sold	156.2K → 0 −$3.4M
4 Crocs CROX	Sold	25.7K → 0 −$2.6M
5 IVVB iShares Large Cap Deep Buffer ETF IVVB	Sold	59.7K → 0 −$1.9M

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Analytics

Portfolio insights and performance metrics for Arete Wealth Advisors, LLC

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Sector Allocation

ETF

56.90%

Technology

13.20%

Financial Services

6.30%

Communication Services

5.80%

Consumer Cyclical

4.30%

Industrials

4.10%

Healthcare

3.50%

Consumer Defensive

1.70%

Energy

1.70%

Real Estate

1.00%

Utilities

0.80%

Basic Materials

0.50%

Market Cap Distribution

Mega Cap (> $200B)

27.21%

Large Cap ($10B - $200B)

12.53%

Mid Cap ($2B - $10B)

2.17%

Small Cap ($300M - $2B)

0.90%

Micro Cap ($50M - $300M)

0.10%

Nano Cap (< $50M)

0.17%

N/A (ETF or Unknown)

56.94%

Portfolio Concentration

Top 10 Holdings %

22.52%

Top 20 Holdings %

35.12%

Top 50 Holdings %

55.21%

Top 100 Holdings %

69.74%