PGIM Floating Rate Income

PFRL • ARCA

PGIM Floating Rate Income is an exchange-traded fund on ARCA. As of Q3 2025, 32 institutional investors hold shares in this ETF, with total holdings valued at $84.4M. Arete Wealth Advisors, LLC is the largest holder with a position valued at $29.3M.

Overview

Overview of institutional ownership in PFRL as of Q3 2025

All Institutions

Institutions: 32
Value Held: $84.4M
Shares Held: 1.7M
Avg Position: $2.6M
Median Position: $388.9K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in PFRL as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Arete Wealth Advisors, LLC RIA/Wealth	Joshua Dean Rogers President	$29.3M 1.97% of portfolio	585.2K shares	Q1 2025 Held for 8 months	$1.5B
PRUDENTIAL FINANCIAL INC Institution	Andrew F. Sullivan CEO	$29.3M 0.03% of portfolio	584.0K shares	Q2 2022 Held for 3y 5m	$84.1B
M MOODY NATIONAL BANK TRUST DIVISION Institution	-	$6.3M 0.54% of portfolio	126.4K shares	Q3 2024 Held for 1y 2m	$1.2B
KESTRA PRIVATE WEALTH SERVICES, LLC RIA/Wealth	Robert Mason Bartenstein CEO	$3.6M 0.05% of portfolio	71.4K shares	Q3 2025 Held for 2 months	$7.6B
FINANCIAL ADVISORY CORP /UT/ /ADV RIA/Wealth	Markell Anthony Staffieri CEO	$3.5M 1.02% of portfolio	70.0K shares	Q1 2025 Held for 8 months	$345.3M
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC RIA/Wealth	James Loren Cahn Chairman	$2.6M 0.00% of portfolio	51.5K shares	Q3 2023 Held for 2y 2m	$65.5B
MML INVESTORS SERVICES, LLC RIA/Wealth	Vaughn Charles Bowman CEO	$1.2M 0.00% of portfolio	24.5K shares	Q4 2024 Held for 11 months	$36.7B
Wright Fund Managment, LLC Long Only Manager	Albert George Schweiss CEO	$1.2M 0.05% of portfolio	23.3K shares	Q1 2025 Held for 8 months	$2.4B
SHEETS SMITH WEALTH MANAGEMENT RIA/Wealth	John Richard Sheets Chairman	$948.1K 0.11% of portfolio	18.9K shares	Q1 2025 Held for 8 months	$882.3M
GOLDMAN SACHS GROUP INC Institution	David M. Solomon CEO	$863.7K 0.00% of portfolio	17.2K shares	Q1 2025 Held for 8 months	$691.34B

Net Capital Flow

Institutional buying and selling activity for PFRL in Q3 2025

Traded: −$2.9M
Buyers: 17
Sellers: 13
Total Bought: +$5.4M
Total Sold: −$8.2M
Avg Position: $2.4M

Biggest Buyers

Institution	Net Bought	Current Position
KESTRA PRIVATE WEALTH SERVICES, LLC RIA/Wealth	+$3.6M +71.4K shares	$3.6M 71.4K shares
T TBH Global Asset Management, LLC RIA/Wealth	+$484.4K +9.7K shares	$484.4K 9.7K shares
Kestra Advisory Services, LLC RIA/Wealth	+$309.1K +6.2K shares	$309.1K 6.2K shares
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	+$228.1K +4.6K shares	$228.1K 4.6K shares
Mariner Wealth Advisors, LLC RIA/Wealth	+$151.8K +3.0K shares	$845.1K 16.9K shares
MML INVESTORS SERVICES, LLC RIA/Wealth	+$148.0K +3.0K shares	$1.2M 24.5K shares
FINANCIAL ADVISORY CORP /UT/ /ADV RIA/Wealth	+$110.6K +2.2K shares	$3.5M 70.0K shares
Tactive Advisors, LLC RIA/Wealth	+$99.0K +2.0K shares	$383.9K 7.7K shares
M MOODY NATIONAL BANK TRUST DIVISION Institution	+$59.8K +1.2K shares	$6.3M 126.4K shares
R ROYAL BANK OF CANADA Institution	+$57.6K +1.2K shares	$57.6K 1.2K shares

Biggest Sellers

Institution	Net Sold	Current Position
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC RIA/Wealth	−$2.7M −55.1K shares	$2.6M 51.5K shares
J JANE STREET GROUP, LLC Institution	−$1.6M −32.8K shares	$585.9K 11.7K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$885.2K −17.6K shares	Sold Off 0 shares
Arete Wealth Advisors, LLC RIA/Wealth	−$882.7K −17.6K shares	$29.3M 585.2K shares
Wright Fund Managment, LLC Long Only Manager	−$682.6K −13.6K shares	$1.2M 23.3K shares
UBS Group AG Institution	−$509.3K −10.2K shares	Sold Off 0 shares
GOLDMAN SACHS GROUP INC Institution	−$337.1K −6.7K shares	$863.7K 17.2K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$251.1K −5.0K shares	Sold Off 0 shares
FOUNDERS FINANCIAL SECURITIES LLC RIA/Wealth	−$230.5K −4.6K shares	$662.9K 13.2K shares
O OneAscent Wealth Management LLC RIA/Wealth	−$54.3K −1.1K shares	$205.1K 4.1K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited PFRL in Q3 2025

New Positions: 6
New Value: $4.5M
Exited Positions: 3
Exited Value: $1.6M

New Positions

Institution	Position Value
KESTRA PRIVATE WEALTH SERVICES, LLC RIA/Wealth	$3.6M 71.4K shares
T TBH Global Asset Management, LLC RIA/Wealth	$484.4K 9.7K shares
Kestra Advisory Services, LLC RIA/Wealth	$309.1K 6.2K shares
R ROYAL BANK OF CANADA Institution	$57.6K 1.2K shares
STANCE CAPITAL LLC Long Only Manager	$10.5K 209.0 shares
Triumph Capital Management RIA/Wealth	$7.5K 150.0 shares

Exited Positions

Institution	Previous Position
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$885.2K 17.6K shares
UBS Group AG Institution	$509.3K 10.2K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$251.1K 5.0K shares

Options Activity

Institutions with the largest Call and Put options positions in PFRL as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with PFRL as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Arete Wealth Advisors, LLC RIA/Wealth	Joshua Dean Rogers President	1.97% $29.3M	585.2K shares	Q1 2025 Held for 8 months	$1.5B
FINANCIAL ADVISORY CORP /UT/ /ADV RIA/Wealth	Markell Anthony Staffieri CEO	1.02% $3.5M	70.0K shares	Q1 2025 Held for 8 months	$345.3M
M MOODY NATIONAL BANK TRUST DIVISION Institution	-	0.54% $6.3M	126.4K shares	Q3 2024 Held for 1y 2m	$1.2B
Tactive Advisors, LLC RIA/Wealth	Edward Joseph Keefe CFO	0.11% $383.9K	7.7K shares	Q2 2025 Held for 5 months	$343.9M
SHEETS SMITH WEALTH MANAGEMENT RIA/Wealth	John Richard Sheets Chairman	0.11% $948.1K	18.9K shares	Q1 2025 Held for 8 months	$882.3M
AJ Advisors, LLC RIA/Wealth	John Province Stauffer Member	0.10% $251.8K	5.0K shares	Q4 2022 Held for 2y 11m	$244.3M
T TBH Global Asset Management, LLC RIA/Wealth	Jones Nicholas Warf CCO	0.10% $484.4K	9.7K shares	Q3 2025 Held for 2 months	$507.7M
S Secure Asset Management, LLC RIA/Wealth	Bryan Eliott Spencer Managing Partner	0.08% $461.1K	9.3K shares	Q2 2024 Held for 1y 5m	$606.3M
O OneAscent Wealth Management LLC RIA/Wealth	Harry Noble Pearson Managing Partner	0.07% $205.1K	4.1K shares	Q2 2024 Held for 1y 5m	$289.2M
Wright Fund Managment, LLC Long Only Manager	Albert George Schweiss CEO	0.05% $1.2M	23.3K shares	Q1 2025 Held for 8 months	$2.4B