Caldwell Investment Management Ltd.
RIA/Wealth
Caldwell Investment Management Ltd. is a RIA/Wealth based in Brentwood, TN led by Natasha Lee Smith, reporting $339.1M in AUM as of Q3 2025 with 40% Financial Services concentration, 83% concentrated in top 10 holdings, and 22% allocation to CBOE.
CCONatasha Lee Smith
- Portfolio Value
- $134.0M
- Positions
- 25
- Top Holding
- CBOE at 21.68%
- Last Reported
- Q3 2025
Top Holdings
Largest long holdings in Caldwell Investment Management Ltd.'s portfolio (82.7% of total portfolio)
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| Holding | Sector | Position | Weight | Traded | Ownership |
|---|---|---|---|---|---|
Financial - Data & Stock Exchanges Financial Services | $29.0M | 21.68% | — | 0.11% 118.0K shares | |
Unknown Unknown | $27.1M | 20.19% | +$27.1M New | 0.81% 663.8K shares | |
Financial - Data & Stock Exchanges Financial Services | $16.8M | 12.53% | — | 0.02% 100.0K shares | |
Gold Basic Materials | $9.8M | 7.31% | — | 0.01% 58.7K shares | |
Engineering & Construction Industrials | $6.1M | 4.56% | — | 0.05% 57.9K shares | |
Specialty Business Services Industrials | $5.9M | 4.39% | — | 0.03% 54.8K shares | |
Gold Basic Materials | $5.8M | 4.34% | +$3.4M Bought | 0.04% 168.0K shares | |
Banks - Diversified Financial Services | $4.0M | 2.99% | — | 0.00% 12.7K shares | |
Unknown Unknown | $3.6M | 2.68% | +$3.6M Bought | — 20.0K shares | |
Uranium Energy | $2.7M | 1.99% | +$2.7M Bought | 0.01% 31.5K shares |
Changes
Portfolio activity, position movements, and quarter-over-quarter changes in Caldwell Investment Management Ltd.'s latest filing
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Market Value
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Decreased Positions
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Analytics
Portfolio insights and performance metrics for Caldwell Investment Management Ltd.
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