UNITED CAPITAL FINANCIAL ADVISERS, LLC

RIA/Wealth

UNITED CAPITAL FINANCIAL ADVISERS, LLC is a RIA/Wealth based in Irving, TX led by James Francis Rivers, reporting $17.2B in AUM as of Q3 2025 with 55% ETF concentration.

PresidentJames Francis Rivers

Portfolio Value: $13.8B
Positions: 1,189
Top Holding: VOO at 6.86%
Last Reported: Q3 2025

Address125 E John Carpenter Frwy, Suite 1300, Irving, TX, 75062, United States

Top Holdings

Largest long holdings in UNITED CAPITAL FINANCIAL ADVISERS, LLC's portfolio (30.7% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Vanguard S&P 500 ETF VOO	ETF ETF	$949.3M	6.86%	-$15.5M Sold	— 1.6M shares	≤ Q2 2013 Held for 12y 5m+
2 iShares Core S&P 500 ETF IVV	ETF ETF	$571.7M	4.13%	-$1.4M Sold	— 854.1K shares	≤ Q2 2013 Held for 12y 5m+
3 iShares Core MSCI EAFE ETF IEFA	ETF ETF	$431.4M	3.12%	+$6.0M Bought	— 4.9M shares	≤ Q2 2013 Held for 12y 5m+
4 Apple AAPL	Consumer Electronics Technology	$394.7M	2.85%	+$20.7M Bought	0.01% 1.5M shares	≤ Q2 2013 Held for 12y 5m+
5 Repligen RGEN	Medical - Instruments & Supplies Healthcare	$368.4M	2.66%	+$368.4M Bought	4.90% 2.8M shares	Q3 2025 Held for 2 months
6 Microsoft MSFT	Software - Infrastructure Technology	$360.4M	2.60%	+$18.8M Bought	0.01% 695.8K shares	≤ Q2 2013 Held for 12y 5m+
7 Nvidia NVDA	Semiconductors Technology	$339.1M	2.45%	+$43.2M Bought	0.01% 1.8M shares	Q1 2014 Held for 11y 8m
8 Vanguard Short-Term Bond BSV	ETF ETF	$308.1M	2.23%	-$38.5M Sold	— 3.9M shares	≤ Q2 2013 Held for 12y 5m+
9 Vanguard Intermediate-Term Bond BIV	ETF ETF	$264.7M	1.91%	+$24.2M Bought	— 3.4M shares	Q2 2022 Held for 3y 5m
10 Vanguard Value VTV	ETF ETF	$264.6M	1.91%	+$5.7M Bought	— 1.4M shares	≤ Q2 2013 Held for 12y 5m+

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in UNITED CAPITAL FINANCIAL ADVISERS, LLC's latest filing

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Market Value

$13.8B

Prior: $12.3B

Q/Q Change

+12.11%

+$1.5B

Net Flows % of MV

+2.79%

Turnover Ratio

6.08%

New Purchases

51 stocks

$90.0M

Added To

567 stocks

+$730.6M

Sold Out Of

30 stocks

$22.8M

Reduced Holdings

447 stocks

-$411.5M

Increased Positions

Position	Shares Δ	Change
1 PYLD PIMCO Multi Sector Bond Active PYLD	New	0 → 2.0M +$54.8M
2 UL Solutions ULS	New	0 → 118.5K +$8.4M
3 BlackRock AAA CLO CLOA	New	0 → 48.9K +$2.5M
4 GBTC Grayscale Bitcoin Trust GBTC	New	0 → 26.0K +$2.3M
5 Ibotta IBTA	New	0 → 44.5K +$1.2M

Decreased Positions

Position	Shares Δ	Change
1 Napco Security Technologies NSSC	Sold	207.1K → 0 −$6.1M
2 Fiserv FI	Sold	28.8K → 0 −$5.0M
3 iShares Fallen Angels USD Bond FALN	Sold	84.5K → 0 −$2.3M
4 iShares ESG Advanced MSCI EAFE DMXF	Sold	20.6K → 0 −$1.5M
5 Tompkins Financial TMP	Sold	21.3K → 0 −$1.3M

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Analytics

Portfolio insights and performance metrics for UNITED CAPITAL FINANCIAL ADVISERS, LLC

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Sector Allocation

ETF

55.20%

Technology

13.40%

Healthcare

6.30%

Financial Services

6.10%

Industrials

4.20%

Communication Services

4.20%

Consumer Cyclical

3.50%

Consumer Defensive

2.00%

Real Estate

0.90%

Energy

0.80%

Utilities

0.60%

Basic Materials

0.40%

Market Cap Distribution

Mega Cap (> $200B)

23.27%

Large Cap ($10B - $200B)

15.30%

Mid Cap ($2B - $10B)

3.39%

Small Cap ($300M - $2B)

0.18%

Micro Cap ($50M - $300M)

0.01%

Nano Cap (< $50M)

0.06%

N/A (ETF or Unknown)

57.78%

Portfolio Concentration

Top 10 Holdings %

30.72%

Top 20 Holdings %

43.09%

Top 50 Holdings %

61.3%

Top 100 Holdings %

75.34%