Wellington Shields Capital Management, LLC

RIA/Wealth

Wellington Shields Capital Management, LLC is a RIA/Wealth led by William Jameson Mcfadden, reporting $999.7M in AUM as of Q3 2025 with MSFT as the largest holding (8% allocation).

CEOWilliam Jameson Mcfadden

Portfolio Value: $657.3M
Positions: 333
Top Holding: MSFT at 8.27%
Last Reported: Q3 2025

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Top Holdings

Largest long holdings in Wellington Shields Capital Management, LLC's portfolio (39% of total portfolio)

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Holding	Sector	Position	Weight	Traded	Ownership	Owned Since
1 Microsoft MSFT	Software - Infrastructure Technology	$54.3M	8.27%	-$247.1K Sold	0.00% 104.9K shares	≤ Q2 2013 Held for 12y 5m+
2 Alphabet Inc. GOOG	Internet Content & Information Communication Services	$31.5M	4.79%	-$2.7M Sold	0.00% 129.2K shares	Q1 2014 Held for 11y 8m
3 Apple AAPL	Consumer Electronics Technology	$30.6M	4.66%	-$541.9K Sold	0.00% 120.3K shares	≤ Q2 2013 Held for 12y 5m+
4 Blackstone BX	Asset Management Financial Services	$25.3M	3.85%	-$1.4M Sold	0.02% 148.0K shares	Q3 2019 Held for 6y 2m
5 Alphabet Inc. GOOGL	Internet Content & Information Communication Services	$24.2M	3.67%	-$54.9K Sold	0.00% 99.4K shares	≤ Q2 2013 Held for 12y 5m+
6 Amazon AMZN	Specialty Retail Consumer Cyclical	$22.7M	3.46%	+$1.0M Bought	0.00% 103.5K shares	≤ Q2 2013 Held for 12y 5m+
7 JPMorgan Chase JPM	Banks - Diversified Financial Services	$22.1M	3.36%	+$528.0K Bought	0.00% 70.0K shares	≤ Q2 2013 Held for 12y 5m+
8 Mastercard MA	Financial - Credit Services Financial Services	$17.8M	2.71%	+$91.0K Bought	0.00% 31.3K shares	≤ Q2 2013 Held for 12y 5m+
9 Bloom Energy BE	Electrical Equipment & Parts Industrials	$15.3M	2.33%	+$15.3M Bought	0.08% 181.2K shares	Q3 2025 Held for 2 months
10 American Express AXP	Financial - Credit Services Financial Services	$12.7M	1.94%	+$740.1K Bought	0.01% 38.3K shares	≤ Q2 2013 Held for 12y 5m+

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Changes

Portfolio activity, position movements, and quarter-over-quarter changes in Wellington Shields Capital Management, LLC's latest filing

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Market Value

$657.3M

Prior: $589.9M

Q/Q Change

+11.43%

+$67.4M

Net Flows % of MV

-1.14%

Turnover Ratio

4.98%

New Purchases

13 stocks

$6.7M

Added To

61 stocks

+$15.3M

Sold Out Of

13 stocks

$3.1M

Reduced Holdings

88 stocks

-$26.4M

Increased Positions

Position	Shares Δ	Change
1 FETH Fidelity Ethereum Fund FETH	New	0 → 70.3K +$2.9M
2 Insmed INSM	New	0 → 8.5K +$1.2M
3 Scholastic SCHL	New	0 → 28.0K +$766.6K
4 Take-Two Interactive Software TTWO	New	0 → 1.7K +$434.0K
5 KraneShares CSI China Internet KWEB	New	0 → 6.4K +$268.9K

Decreased Positions

Position	Shares Δ	Change
1 RadNet RDNT	Sold	17.3K → 0 −$984.5K
2 Core Scientific, Inc. CORZ	Sold	38.2K → 0 −$652.1K
3 XLV Health Care Select Sector SPDR Fund XLV	Sold	3.2K → 0 −$429.8K
4 Coterra Energy CTRA	Sold	9.7K → 0 −$246.8K
5 Thomson Reuters TRI	Sold	1.0K → 0 −$200.7K

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Analytics

Portfolio insights and performance metrics for Wellington Shields Capital Management, LLC

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Sector Allocation

Technology

26.70%

Financial Services

20.50%

Industrials

11.80%

Communication Services

10.50%

ETF

6.50%

Healthcare

6.00%

Consumer Cyclical

5.30%

Energy

3.80%

Consumer Defensive

2.20%

Basic Materials

2.10%

Utilities

1.60%

Real Estate

0.90%

Market Cap Distribution

Mega Cap (> $200B)

49.96%

Large Cap ($10B - $200B)

35.80%

Mid Cap ($2B - $10B)

2.47%

Small Cap ($300M - $2B)

1.88%

Micro Cap ($50M - $300M)

0.03%

Nano Cap (< $50M)

0.06%

N/A (ETF or Unknown)

9.81%

Portfolio Concentration

Top 10 Holdings %

39.03%

Top 20 Holdings %

53.22%

Top 50 Holdings %

73.68%

Top 100 Holdings %

88.36%