Anfield U.S. Equity Sector Rotation

AESR • BATS

Anfield U.S. Equity Sector Rotation is an exchange-traded fund on BATS. As of Q3 2025, 21 institutional investors hold shares in this ETF, with total holdings valued at $148.0M. Foundations Investment Advisors, LLC is the largest holder with a position valued at $95.8M.

Overview

Overview of institutional ownership in AESR as of Q3 2025

All Institutions

Institutions: 21
Value Held: $148.0M
Shares Held: 7.2M
Avg Position: $7.0M
Median Position: $266.0K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in AESR as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Foundations Investment Advisors, LLC RIA/Wealth	Bryon Rice CEO	$95.8M 1.41% of portfolio	4.7M shares	Q1 2021 Held for 4y 8m	$6.8B
Anfield Capital Management, LLC Long Only Manager	David Nmn Young CEO	$17.0M 5.03% of portfolio	827.1K shares	Q4 2019 Held for 5y 11m	$338.5M
F First International Bank & Trust Institution	-	$14.7M 5.12% of portfolio	715.9K shares	Q4 2021 Held for 3y 11m	$287.7M
Geneos Wealth Management Inc. RIA/Wealth	Ryan Wesley Diachok CEO	$8.9M 0.23% of portfolio	430.4K shares	Q3 2021 Held for 4y 2m	$3.9B
X XY Planning Network, Inc. Institution	-	$4.5M 1.53% of portfolio	236.8K shares	Q2 2025 Held for 5 months	$293.7M
GeoWealth Management, LLC RIA/Wealth	Colin James Falls CEO	$2.2M 0.08% of portfolio	105.7K shares	Q4 2024 Held for 11 months	$2.7B
Independent Advisor Alliance RIA/Wealth	Robert Paul Russo CEO	$1.5M 0.04% of portfolio	73.4K shares	Q4 2024 Held for 11 months	$3.8B
A AdvisorNet Financial, Inc Institution	-	$1.1M 0.06% of portfolio	52.0K shares	Q1 2025 Held for 8 months	$1.8B
SLT Holdings LLC RIA/Wealth	Zachary Stuart Brodt President	$652.2K 0.43% of portfolio	31.7K shares	Q4 2024 Held for 11 months	$152.0M
A ATRIA INVESTMENTS LLC Institution	-	$340.2K 0.00% of portfolio	16.5K shares	Q2 2024 Held for 1y 5m	$8.7B

Net Capital Flow

Institutional buying and selling activity for AESR in Q3 2025

Traded: −$9.0M
Buyers: 4
Sellers: 11
Total Bought: +$1.3M
Total Sold: −$10.4M
Avg Position: $6.7M

Biggest Buyers

Institution	Net Bought	Current Position
Geneos Wealth Management Inc. RIA/Wealth	+$1.0M +48.8K shares	$8.9M 430.4K shares
Anfield Capital Management, LLC Long Only Manager	+$249.2K +12.1K shares	$17.0M 827.1K shares
JPMORGAN CHASE & CO Institution	+$61.7K +3.0K shares	$61.7K 3.0K shares
UBS Group AG Institution	+$23.9K +-16.6K shares	$23.9K 1.2K shares

Biggest Sellers

Institution	Net Sold	Current Position
Foundations Investment Advisors, LLC RIA/Wealth	−$6.3M −307.6K shares	$95.8M 4.7M shares
SLT Holdings LLC RIA/Wealth	−$2.1M −103.2K shares	$652.2K 31.7K shares
F First International Bank & Trust Institution	−$625.4K −30.4K shares	$14.7M 715.9K shares
A AdvisorNet Financial, Inc Institution	−$330.0K −16.0K shares	$1.1M 52.0K shares
J JANE STREET GROUP, LLC Institution	−$321.2K −15.6K shares	$266.0K 12.9K shares
Independent Advisor Alliance RIA/Wealth	−$309.4K −15.0K shares	$1.5M 73.4K shares
GeoWealth Management, LLC RIA/Wealth	−$190.7K −9.3K shares	$2.2M 105.7K shares
AE Wealth Management LLC RIA/Wealth	−$85.6K −4.2K shares	$66.9K 3.3K shares
A ATRIA INVESTMENTS LLC Institution	−$38.1K −1.8K shares	$340.2K 16.5K shares
MORGAN STANLEY RIA/Wealth	−$11.7K −619.0 shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited AESR in Q3 2025

New Positions: 0
New Value: -
Exited Positions: 1
Exited Value: $11.7K

New Positions

Institution	Position Value
No new positions found

Exited Positions

Institution	Previous Position
MORGAN STANLEY RIA/Wealth	$11.7K 619.0 shares

Options Activity

Institutions with the largest Call and Put options positions in AESR as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with AESR as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
F First International Bank & Trust Institution	-	5.12% $14.7M	715.9K shares	Q4 2021 Held for 3y 11m	$287.7M
Anfield Capital Management, LLC Long Only Manager	David Nmn Young CEO	5.03% $17.0M	827.1K shares	Q4 2019 Held for 5y 11m	$338.5M
X XY Planning Network, Inc. Institution	-	1.53% $4.5M	236.8K shares	Q2 2025 Held for 5 months	$293.7M
Foundations Investment Advisors, LLC RIA/Wealth	Bryon Rice CEO	1.41% $95.8M	4.7M shares	Q1 2021 Held for 4y 8m	$6.8B
SLT Holdings LLC RIA/Wealth	Zachary Stuart Brodt President	0.43% $652.2K	31.7K shares	Q4 2024 Held for 11 months	$152.0M
Geneos Wealth Management Inc. RIA/Wealth	Ryan Wesley Diachok CEO	0.23% $8.9M	430.4K shares	Q3 2021 Held for 4y 2m	$3.9B
GeoWealth Management, LLC RIA/Wealth	Colin James Falls CEO	0.08% $2.2M	105.7K shares	Q4 2024 Held for 11 months	$2.7B
A AdvisorNet Financial, Inc Institution	-	0.06% $1.1M	52.0K shares	Q1 2025 Held for 8 months	$1.8B
Independent Advisor Alliance RIA/Wealth	Robert Paul Russo CEO	0.04% $1.5M	73.4K shares	Q4 2024 Held for 11 months	$3.8B
D DecisionPoint Financial, LLC RIA/Wealth	Curtis John Harrison President	0.03% $120.2K	5.8K shares	Q3 2023 Held for 2y 2m	$428.7M