Fidelity Preferred Securities & Income

FPFD • BATS

Fidelity Preferred Securities & Income is an exchange-traded fund on BATS. As of Q3 2025, 20 institutional investors hold shares in this ETF, with total holdings valued at $6.8M. COMMONWEALTH EQUITY SERVICES, LLC. is the largest holder with a position valued at $2.4M.

Overview

Overview of institutional ownership in FPFD as of Q3 2025

All Institutions

Institutions: 20
Value Held: $6.8M
Shares Held: 305.9K
Avg Position: $337.5K
Median Position: $102.1K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in FPFD as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	$2.4M 0.00% of portfolio	108.0K shares	Q1 2022 Held for 3y 8m	$71.1B
Sunbelt Securities, Inc. RIA/Wealth	David Anthony Smetek President	$1.1M 0.08% of portfolio	50.0K shares	Q3 2024 Held for 1y 2m	$1.4B
Janney Montgomery Scott LLC RIA/Wealth	Anthony Matthew Miller CEO	$816.3K 0.00% of portfolio	37.0K shares	Q3 2024 Held for 1y 2m	$40.0B
R ROYAL BANK OF CANADA Institution	-	$593.9K 0.00% of portfolio	26.9K shares	Q4 2024 Held for 11 months	$542.04B
J JANE STREET GROUP, LLC Institution	-	$455.5K 0.00% of portfolio	20.6K shares	Q3 2023 Held for 2y 2m	$84.1B
Prairie Wealth Advisors, Inc. RIA/Wealth	Brian N Kaufman President	$318.6K 0.13% of portfolio	14.4K shares	Q1 2024 Held for 1y 8m	$243.7M
L LPL Financial LLC Institution	-	$294.3K 0.00% of portfolio	13.3K shares	Q3 2025 Held for 2 months	$340.07B
Financial Synergies Wealth Advisors, Inc. RIA/Wealth	Michael Alan Minter CIO	$203.8K 0.02% of portfolio	9.2K shares	Q3 2025 Held for 2 months	$979.3M
IFP Advisors, Inc RIA/Wealth	William Eugene Hamm CEO	$155.0K 0.00% of portfolio	7.0K shares	Q1 2024 Held for 1y 8m	$3.8B
A Advisor Group Holdings, Inc. Institution	-	$137.0K 0.00% of portfolio	6.2K shares	Q4 2021 Held for 3y 11m	$71.0B

Net Capital Flow

Institutional buying and selling activity for FPFD in Q3 2025

Traded: +$649.5K
Buyers: 14
Sellers: 5
Total Bought: +$1.1M
Total Sold: −$454.2K
Avg Position: $321.4K

Biggest Buyers

Institution	Net Bought	Current Position
L LPL Financial LLC Institution	+$294.3K +13.3K shares	$294.3K 13.3K shares
R ROYAL BANK OF CANADA Institution	+$265.1K +12.0K shares	$593.9K 26.9K shares
Financial Synergies Wealth Advisors, Inc. RIA/Wealth	+$203.8K +9.2K shares	$203.8K 9.2K shares
Janney Montgomery Scott LLC RIA/Wealth	+$128.2K +5.8K shares	$816.3K 37.0K shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	+$77.0K +3.5K shares	$2.4M 108.0K shares
A Advisory Services Network, LLC RIA/Wealth	+$63.2K +2.9K shares	$63.2K 2.9K shares
C Community Bank, N.A. Institution	+$22.1K +1.0K shares	$22.1K 1.0K shares
New Millennium Group LLC RIA/Wealth	+$20.4K +-152.3K shares	$20.4K 924.0 shares
IFP Advisors, Inc RIA/Wealth	+$18.4K +836.0 shares	$155.0K 7.0K shares
Prairie Wealth Advisors, Inc. RIA/Wealth	+$5.5K +250.0 shares	$318.6K 14.4K shares

Biggest Sellers

Institution	Net Sold	Current Position
J JANE STREET GROUP, LLC Institution	−$433.0K −19.6K shares	$455.5K 20.6K shares
Sunbelt Securities, Inc. RIA/Wealth	−$10.5K −478.0 shares	$1.1M 50.0K shares
Farther Finance Advisors, LLC RIA/Wealth	−$8.2K −382.0 shares	Sold Off 0 shares
CWM, LLC RIA/Wealth	−$2.4K −107.0 shares	$33.0K 1.5K shares
MORGAN STANLEY RIA/Wealth	−$44.1 −2.0 shares	$11.7K 531.0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited FPFD in Q3 2025

New Positions: 3
New Value: $520.2K
Exited Positions: 1
Exited Value: $8.2K

New Positions

Institution	Position Value
L LPL Financial LLC Institution	$294.3K 13.3K shares
Financial Synergies Wealth Advisors, Inc. RIA/Wealth	$203.8K 9.2K shares
C Community Bank, N.A. Institution	$22.1K 1.0K shares

Exited Positions

Institution	Previous Position
Farther Finance Advisors, LLC RIA/Wealth	$8.2K 382.0 shares

Options Activity

Institutions with the largest Call and Put options positions in FPFD as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with FPFD as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Prairie Wealth Advisors, Inc. RIA/Wealth	Brian N Kaufman President	0.13% $318.6K	14.4K shares	Q1 2024 Held for 1y 8m	$243.7M
Sunbelt Securities, Inc. RIA/Wealth	David Anthony Smetek President	0.08% $1.1M	50.0K shares	Q3 2024 Held for 1y 2m	$1.4B
Financial Synergies Wealth Advisors, Inc. RIA/Wealth	Michael Alan Minter CIO	0.02% $203.8K	9.2K shares	Q3 2025 Held for 2 months	$979.3M
New Millennium Group LLC RIA/Wealth	Dan Michael Berkovitz Chairman	0.01% $20.4K	924.0 shares	Q3 2024 Held for 1y 2m	$218.5M
IFP Advisors, Inc RIA/Wealth	William Eugene Hamm CEO	0.00% $155.0K	7.0K shares	Q1 2024 Held for 1y 8m	$3.8B
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	0.00% $2.4M	108.0K shares	Q1 2022 Held for 3y 8m	$71.1B
Sound Income Strategies, LLC RIA/Wealth	David Joseph Scranton Managing Partner	0.00% $51.6K	2.3K shares	Q2 2024 Held for 1y 5m	$1.8B
C Community Bank, N.A. Institution	-	0.00% $22.1K	1.0K shares	Q3 2025 Held for 2 months	$826.5M
Janney Montgomery Scott LLC RIA/Wealth	Anthony Matthew Miller CEO	0.00% $816.3K	37.0K shares	Q3 2024 Held for 1y 2m	$40.0B
PRINCIPAL SECURITIES, INC. RIA/Wealth	Michael Francis Murray CEO	0.00% $67.2K	3.0K shares	Q4 2023 Held for 1y 11m	$5.9B