Mindful Conservative

MFUL • BATS

Mindful Conservative is an exchange-traded fund on BATS. As of Q3 2025, 8 institutional investors hold shares in this ETF, with total holdings valued at $24.2M. Elevation Capital Advisory, LLC is the largest holder with a position valued at $19.7M.

Overview

Overview of institutional ownership in MFUL as of Q3 2025

All Institutions

Institutions: 8
Value Held: $24.2M
Shares Held: 1.1M
Avg Position: $3.0M
Median Position: $264.3K

Hedge Funds

Hedge Funds: 1
Value Held: $320.7K
Shares Held: 14.5K
Avg Position: $320.7K
Median Position: $320.7K

Biggest Investors

Institutions with the largest positions in MFUL as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
E Elevation Capital Advisory, LLC RIA/Wealth	Ryan Robert Sanford President	$19.7M 7.87% of portfolio	890.2K shares	Q2 2024 Held for 1y 5m	$250.4M
AE Wealth Management LLC RIA/Wealth	David James Callanan CEO	$3.2M 0.02% of portfolio	145.3K shares	Q2 2022 Held for 3y 5m	$15.2B
G GTS SECURITIES LLC Institution	-	$577.2K 0.02% of portfolio	26.1K shares	Q3 2023 Held for 2y 2m	$2.5B
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	Kenneth Cordele Griffin CEO	$320.7K 0.00% of portfolio	14.5K shares	Q2 2025 Held for 5 months	$122.08B
F FSA Advisors, Inc. Institution	-	$207.9K 0.18% of portfolio	9.4K shares	Q2 2025 Held for 5 months	$117.1M
A Advisor Group Holdings, Inc. Institution	-	$119.0K 0.00% of portfolio	5.4K shares	Q3 2025 Held for 2 months	$71.0B
R ROGCO, LP Institution	-	$25.0K 0.01% of portfolio	1.1K shares	Q3 2025 Held for 2 months	$284.6M
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$22.0 0.00% of portfolio	1.0 shares	Q1 2024 Held for 1y 8m	$1.65T
UBS Group AG Institution	Sergio P. Ermotti CEO	- 0.00% of portfolio	- shares	Q4 2021 Held for 3y 11m	$511.54B
Ameritas Advisory Services, LLC RIA/Wealth	Richard Aaron Berthold President	- 0.00% of portfolio	- shares	Q2 2025 Held for 5 months	$1.5B

Net Capital Flow

Institutional buying and selling activity for MFUL in Q3 2025

Traded: −$5.5M
Buyers: 3
Sellers: 7
Total Bought: +$144.1K
Total Sold: −$5.7M
Avg Position: $2.2M

Biggest Buyers

Institution	Net Bought	Current Position
A Advisor Group Holdings, Inc. Institution	+$119.0K +5.4K shares	$119.0K 5.4K shares
R ROGCO, LP Institution	+$25.0K +1.1K shares	$25.0K 1.1K shares
F FSA Advisors, Inc. Institution	+$110.6 +5.0 shares	$207.9K 9.4K shares

Biggest Sellers

Institution	Net Sold	Current Position
E Elevation Capital Advisory, LLC RIA/Wealth	−$4.6M −209.1K shares	$19.7M 890.2K shares
G GTS SECURITIES LLC Institution	−$369.8K −16.7K shares	$577.2K 26.1K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$205.8K −9.5K shares	Sold Off 0 shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$201.9K −9.1K shares	$320.7K 14.5K shares
AE Wealth Management LLC RIA/Wealth	−$177.0K −8.0K shares	$3.2M 145.3K shares
UBS Group AG Institution	−$76.4K −3.5K shares	Sold Off 0 shares
Ameritas Advisory Services, LLC RIA/Wealth	−$517.0 −24.0 shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited MFUL in Q3 2025

New Positions: 2
New Value: $144.0K
Exited Positions: 3
Exited Value: $282.7K

New Positions

Institution	Position Value
A Advisor Group Holdings, Inc. Institution	$119.0K 5.4K shares
R ROGCO, LP Institution	$25.0K 1.1K shares

Exited Positions

Institution	Previous Position
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$205.8K 9.5K shares
UBS Group AG Institution	$76.4K 3.5K shares
Ameritas Advisory Services, LLC RIA/Wealth	$517.0 24.0 shares

Options Activity

Institutions with the largest Call and Put options positions in MFUL as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with MFUL as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
E Elevation Capital Advisory, LLC RIA/Wealth	Ryan Robert Sanford President	7.87% $19.7M	890.2K shares	Q2 2024 Held for 1y 5m	$250.4M
F FSA Advisors, Inc. Institution	-	0.18% $207.9K	9.4K shares	Q2 2025 Held for 5 months	$117.1M
G GTS SECURITIES LLC Institution	-	0.02% $577.2K	26.1K shares	Q3 2023 Held for 2y 2m	$2.5B
AE Wealth Management LLC RIA/Wealth	David James Callanan CEO	0.02% $3.2M	145.3K shares	Q2 2022 Held for 3y 5m	$15.2B
R ROGCO, LP Institution	-	0.01% $25.0K	1.1K shares	Q3 2025 Held for 2 months	$284.6M
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	Kenneth Cordele Griffin CEO	0.00% $320.7K	14.5K shares	Q2 2025 Held for 5 months	$122.08B
A Advisor Group Holdings, Inc. Institution	-	0.00% $119.0K	5.4K shares	Q3 2025 Held for 2 months	$71.0B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	0.00% $22.0	1.0 shares	Q1 2024 Held for 1y 8m	$1.65T
UBS Group AG Institution	Sergio P. Ermotti CEO	0.00% -	- shares	Q4 2021 Held for 3y 11m	$511.54B
Ameritas Advisory Services, LLC RIA/Wealth	Richard Aaron Berthold President	0.00% -	- shares	Q2 2025 Held for 5 months	$1.5B

Hedge Fund Spotlight

Discover hedge funds investing in MFUL

CITADEL ADVISORS LLC

Hedge Fund • Multi-Strategy

Portfolio ManagerKenneth Cordele Griffin

Portfolio Value: $122.08B
Positions: 5,531
Last Reported: Q3 2025

Sector Allocation

Position in Mindful Conservative

Market Value: $320.7K
Shares Held: 14.5K
Portfolio Weight: 0.00%
Owned Since: 2025-Q2

Top Holding	Sector	Market Value	Weight
1 Microsoft MSFT	Software - Infrastructure Technology	$2.1B	1.68%
2 Nvidia NVDA	Semiconductors Technology	$1.8B	1.50%
3 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$1.4B	1.18%