NEOS Nasdaq 100 High Income ETF

QQQI • NASDAQ

NEOS Nasdaq 100 High Income ETF is an exchange-traded fund on NASDAQ. As of Q3 2025, 201 institutional investors hold shares in this ETF, with total holdings valued at $457.7M. LPL Financial LLC is the largest holder with a position valued at $73.0M.

Overview

Overview of institutional ownership in QQQI as of Q3 2025

All Institutions

Institutions: 201
Value Held: $457.7M
Shares Held: 8.4M
Avg Position: $2.3M
Median Position: $423.2K

Hedge Funds

Hedge Funds: 4
Value Held: $8.1M
Shares Held: 149.3K
Avg Position: $2.0M
Median Position: $2.1M

Biggest Investors

Institutions with the largest positions in QQQI as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
L LPL Financial LLC Institution	-	$73.0M 0.02% of portfolio	1.3M shares	Q2 2024 Held for 1y 5m	$340.07B
Howard Capital Management Inc. Long Only Manager	Ronald Vance Howard CEO	$30.3M 0.40% of portfolio	558.4K shares	Q3 2025 Held for 2 months	$7.6B
Second Half Financial Partners, LLC RIA/Wealth	Leila Mehrizi Shaver CCO	$27.1M 12.94% of portfolio	499.5K shares	Q4 2024 Held for 11 months	$209.2M
Merit Financial Group, LLC RIA/Wealth	Rick Lee Kent CEO	$26.7M 0.25% of portfolio	492.6K shares	Q3 2025 Held for 2 months	$10.7B
R ROYAL BANK OF CANADA Institution	-	$18.4M 0.00% of portfolio	339.4K shares	Q3 2024 Held for 1y 2m	$542.04B
MML INVESTORS SERVICES, LLC RIA/Wealth	Vaughn Charles Bowman CEO	$17.5M 0.05% of portfolio	322.3K shares	Q4 2024 Held for 11 months	$36.7B
M MADDEN SECURITIES Corp Institution	-	$12.5M 4.32% of portfolio	230.9K shares	Q1 2025 Held for 8 months	$289.5M
UBS Group AG Institution	Sergio P. Ermotti CEO	$11.5M 0.00% of portfolio	212.8K shares	Q2 2024 Held for 1y 5m	$511.54B
MBL Wealth, LLC RIA/Wealth	Luther Amos Lockwood CEO	$11.3M 1.00% of portfolio	208.9K shares	Q2 2025 Held for 5 months	$1.1B
Apollon Wealth Management, LLC RIA/Wealth	Michael Jason Dolberg CEO	$10.9M 0.20% of portfolio	201.1K shares	Q4 2024 Held for 11 months	$5.6B

Net Capital Flow

Institutional buying and selling activity for QQQI in Q3 2025

Traded: +$230.2M
Buyers: 176
Sellers: 24
Total Bought: +$250.0M
Total Sold: −$19.8M
Avg Position: $2.2M

Biggest Buyers

Institution	Net Bought	Current Position
L LPL Financial LLC Institution	+$30.9M +570.2K shares	$73.0M 1.3M shares
Howard Capital Management Inc. Long Only Manager	+$30.3M +558.4K shares	$30.3M 558.4K shares
Merit Financial Group, LLC RIA/Wealth	+$26.7M +492.6K shares	$26.7M 492.6K shares
R ROYAL BANK OF CANADA Institution	+$13.9M +256.9K shares	$18.4M 339.4K shares
M MADDEN SECURITIES Corp Institution	+$10.3M +190.9K shares	$12.5M 230.9K shares
MML INVESTORS SERVICES, LLC RIA/Wealth	+$8.7M +160.9K shares	$17.5M 322.3K shares
Apollon Wealth Management, LLC RIA/Wealth	+$7.7M +142.8K shares	$10.9M 201.1K shares
J JANE STREET GROUP, LLC Institution	+$7.6M +141.0K shares	$7.6M 141.0K shares
UBS Group AG Institution	+$6.0M +111.3K shares	$11.5M 212.8K shares
C Chung Wu Investment Group, LLC Institution	+$5.4M +99.5K shares	$5.4M 99.5K shares

Biggest Sellers

Institution	Net Sold	Current Position
RENAISSANCE TECHNOLOGIES LLC Hedge Fund•Quant	−$7.7M −141.5K shares	$1.5M 27.5K shares
Q Quadrature Capital Ltd Institution	−$4.7M −89.9K shares	Sold Off 0 shares
Cascade Wealth Advisors, Inc RIA/Wealth	−$3.9M −71.2K shares	$8.7M 158.2K shares
GOLDMAN SACHS GROUP INC Institution	−$520.1K −10.0K shares	Sold Off 0 shares
NATIONS FINANCIAL GROUP INC, /IA/ /ADV RIA/Wealth	−$497.9K −9.6K shares	Sold Off 0 shares
COMMERCE BANK RIA/Wealth	−$490.6K −9.4K shares	Sold Off 0 shares
Park Square Financial Group, LLC RIA/Wealth	−$429.1K −8.3K shares	Sold Off 0 shares
T TCG Advisory Services, LLC RIA/Wealth	−$407.0K −7.8K shares	Sold Off 0 shares
GREAT VALLEY ADVISOR GROUP, INC. RIA/Wealth	−$226.7K −4.4K shares	Sold Off 0 shares
Summit Trail Advisors, LLC RIA/Wealth	−$208.0K −4.0K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited QQQI in Q3 2025

New Positions: 82
New Value: $108.0M
Exited Positions: 11
Exited Value: $7.5M

New Positions

Institution	Position Value
Howard Capital Management Inc. Long Only Manager	$30.3M 558.4K shares
Merit Financial Group, LLC RIA/Wealth	$26.7M 492.6K shares
C Chung Wu Investment Group, LLC Institution	$5.4M 99.5K shares
StoneCrest Wealth Management, Inc. RIA/Wealth	$5.2M 95.6K shares
Summit Financial, LLC RIA/Wealth	$4.6M 84.2K shares
C Colony Group, LLC Institution	$3.8M 69.5K shares
PSI Advisors, LLC RIA/Wealth	$2.5M 46.2K shares
Kaizen Financial Strategies RIA/Wealth	$1.8M 33.8K shares
Tactive Advisors, LLC RIA/Wealth	$1.6M 29.8K shares
Foundations Investment Advisors, LLC RIA/Wealth	$1.6M 29.6K shares

Exited Positions

Institution	Previous Position
Q Quadrature Capital Ltd Institution	$4.7M 89.9K shares
GOLDMAN SACHS GROUP INC Institution	$520.1K 10.0K shares
NATIONS FINANCIAL GROUP INC, /IA/ /ADV RIA/Wealth	$497.9K 9.6K shares
COMMERCE BANK RIA/Wealth	$490.6K 9.4K shares
Park Square Financial Group, LLC RIA/Wealth	$429.1K 8.3K shares
T TCG Advisory Services, LLC RIA/Wealth	$407.0K 7.8K shares
GREAT VALLEY ADVISOR GROUP, INC. RIA/Wealth	$226.7K 4.4K shares
Summit Trail Advisors, LLC RIA/Wealth	$208.0K 4.0K shares
GENWORTH FINANCIAL WEALTH MANAGEMENT, INC Long Only Manager	$11.5K 222.0 shares
FMR LLC Institution	$10.4K 200.0 shares

Options Activity

Institutions with the largest Call and Put options positions in QQQI as of Q3 2025

Call Positions: 4
Call Value: $12.6M
Put Positions: 4
Put Value: $19.6M

Call Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$7.3M 1.3K contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$2.5M 465.0 contracts
J JANE STREET GROUP, LLC Institution	$1.8M 327.0 contracts
W WOLVERINE TRADING, LLC Institution	$1.0M 193.0 contracts

Put Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$13.4M 2.5K contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$3.9M 726.0 contracts
W WOLVERINE TRADING, LLC Institution	$1.3M 246.0 contracts
J JANE STREET GROUP, LLC Institution	$926.8K 171.0 contracts

Most Committed Institutions

Institutions with QQQI as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Second Half Financial Partners, LLC RIA/Wealth	Leila Mehrizi Shaver CCO	12.94% $27.1M	499.5K shares	Q4 2024 Held for 11 months	$209.2M
C Chung Wu Investment Group, LLC Institution	-	4.49% $5.4M	99.5K shares	Q3 2025 Held for 2 months	$120.1M
Cascade Wealth Advisors, Inc RIA/Wealth	Scott Thomas Blaesing President	4.33% $8.7M	158.2K shares	Q1 2025 Held for 8 months	$201.7M
M MADDEN SECURITIES Corp Institution	-	4.32% $12.5M	230.9K shares	Q1 2025 Held for 8 months	$289.5M
P Palacios Wealth Management, LLC Institution	-	3.23% $4.9M	90.2K shares	Q4 2024 Held for 11 months	$151.5M
R RiverTree Advisors, LLC RIA/Wealth	Theodore Spencer Rich President	2.80% $4.3M	80.0K shares	Q1 2025 Held for 8 months	$154.7M
StoneCrest Wealth Management, Inc. RIA/Wealth	Keith Casey Mahan President	2.44% $5.2M	95.6K shares	Q3 2025 Held for 2 months	$212.4M
Grantvest Financial Group LLC RIA/Wealth	Anthony Joseph Caputo Member	1.74% $2.4M	43.7K shares	Q4 2024 Held for 11 months	$135.8M
F FSA Advisors, Inc. Institution	-	1.42% $1.7M	30.7K shares	Q1 2025 Held for 8 months	$117.1M
Alpha Financial Partners, LLC RIA/Wealth	Jared Corey Kushner CEO	1.20% $1.8M	33.9K shares	Q2 2025 Held for 5 months	$153.4M

Hedge Fund Spotlight

Discover hedge funds investing in QQQI

RENAISSANCE TECHNOLOGIES LLC

Hedge Fund • Quant

Portfolio ManagerPeter Fitzhugh Brown

Portfolio Value: $75.8B
Positions: 3,419
Last Reported: Q3 2025

Sector Allocation

Position in NEOS Nasdaq 100 High Income ETF

Market Value: $1.5M
Shares Held: 27.5K
Portfolio Weight: 0.00%
Owned Since: 2025-Q2

Top Holding	Sector	Market Value	Weight
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2 Nvidia NVDA	Semiconductors Technology	$1.1B	1.39%
3 Roblox RBLX	Electronic Gaming & Multimedia Technology	$953.5M	1.26%