ARK Fintech Innovation

ARKF • ARCA

ARK Fintech Innovation is an exchange-traded fund on ARCA. As of Q3 2025, 214 institutional investors hold shares in this ETF, with total holdings valued at $328.5M. LPL Financial LLC is the largest holder with a position valued at $60.4M.

Overview

Overview of institutional ownership in ARKF as of Q3 2025

All Institutions

Institutions: 214
Value Held: $328.5M
Shares Held: 5.8M
Avg Position: $1.5M
Median Position: $271.6K

Hedge Funds

Hedge Funds: 6
Value Held: $20.7M
Shares Held: 364.6K
Avg Position: $3.5M
Median Position: $632.0K

Biggest Investors

Institutions with the largest positions in ARKF as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
L LPL Financial LLC Institution	-	$60.4M 0.02% of portfolio	1.1M shares	Q3 2019 Held for 6y 2m	$340.07B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$22.9M 0.00% of portfolio	402.6K shares	Q1 2020 Held for 5y 8m	$1.65T
UBS Group AG Institution	Sergio P. Ermotti CEO	$18.2M 0.00% of portfolio	320.4K shares	Q3 2019 Held for 6y 2m	$511.54B
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	Scott David Hoffman CEO	$17.9M 0.03% of portfolio	316.0K shares	Q3 2025 Held for 2 months	$62.0B
Y Yarbrough Capital, LLC Institution	-	$13.6M 0.42% of portfolio	238.7K shares	Q2 2022 Held for 3y 5m	$3.2B
BSC PRIVATE WEALTH MANAGEMENT, LLC RIA/Wealth	John Edward Chapman CEO	$12.8M 1.09% of portfolio	225.9K shares	Q3 2020 Held for 5y 2m	$1.2B
WELLS FARGO & COMPANY/MN Institution	Charles W. Scharf CEO	$9.8M 0.00% of portfolio	172.1K shares	Q4 2019 Held for 5y 11m	$488.50B
O OLD MISSION CAPITAL LLC Institution	-	$8.8M 0.37% of portfolio	154.5K shares	Q3 2025 Held for 2 months	$2.4B
RAYMOND JAMES FINANCIAL INC RIA/Wealth	Steven Robert Marcus CEO	$8.5M 0.00% of portfolio	150.1K shares	Q4 2024 Held for 11 months	$310.43B
BYRNE FINANCIAL FREEDOM, LLC RIA/Wealth	Joseph Gerard Byrne CEO	$7.7M 3.82% of portfolio	135.1K shares	Q4 2024 Held for 11 months	$200.9M

Net Capital Flow

Institutional buying and selling activity for ARKF in Q3 2025

Traded: +$41.4M
Buyers: 91
Sellers: 89
Total Bought: +$78.9M
Total Sold: −$37.5M
Avg Position: $1.3M

Biggest Buyers

Institution	Net Bought	Current Position
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	+$17.9M +316.0K shares	$17.9M 316.0K shares
O OLD MISSION CAPITAL LLC Institution	+$8.8M +154.5K shares	$8.8M 154.5K shares
Q Quadrature Capital Ltd Institution	+$7.5M +132.5K shares	$7.5M 132.5K shares
MORGAN STANLEY RIA/Wealth	+$7.3M +128.2K shares	$22.9M 402.6K shares
WELLS FARGO & COMPANY/MN Institution	+$2.9M +51.1K shares	$9.8M 172.1K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	+$2.6M +46.1K shares	$4.4M 78.2K shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	+$2.5M +43.7K shares	$8.5M 150.1K shares
O OneAscent Financial Services LLC RIA/Wealth	+$2.4M +42.1K shares	$2.4M 42.1K shares
Summit Financial, LLC RIA/Wealth	+$2.1M +37.6K shares	$2.1M 37.6K shares
Archer Investment Management, LLC RIA/Wealth	+$2.1M +37.2K shares	$2.1M 37.2K shares

Biggest Sellers

Institution	Net Sold	Current Position
Kingstone Capital Partners Texas, LLC RIA/Wealth	−$11.8M −234.3K shares	Sold Off 0 shares
P Parallax Volatility Advisers, LLC Hedge Fund•Vol Arbitrage	−$6.6M −130.7K shares	Sold Off 0 shares
Marshall Wace LLP Institution	−$2.7M −53.6K shares	Sold Off 0 shares
G GROUP ONE TRADING, L.P. Institution	−$2.0M −39.3K shares	Sold Off 0 shares
Synergy Financial Management, LLC RIA/Wealth	−$1.6M −32.3K shares	Sold Off 0 shares
BSC PRIVATE WEALTH MANAGEMENT, LLC RIA/Wealth	−$1.4M −25.3K shares	$12.8M 225.9K shares
UBS Group AG Institution	−$1.2M −20.7K shares	$18.2M 320.4K shares
P PRUDENTIAL PLC Institution	−$1.0M −17.9K shares	$7.5M 132.9K shares
S SIMPLEX TRADING, LLC Institution	−$815.5K −14.4K shares	$299.2K 5.3K shares
BYRNE FINANCIAL FREEDOM, LLC RIA/Wealth	−$665.8K −11.7K shares	$7.7M 135.1K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited ARKF in Q3 2025

New Positions: 27
New Value: $29.6M
Exited Positions: 30
Exited Value: $29.0M

New Positions

Institution	Position Value
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	$17.9M 316.0K shares
O OneAscent Financial Services LLC RIA/Wealth	$2.4M 42.1K shares
Summit Financial, LLC RIA/Wealth	$2.1M 37.6K shares
Archer Investment Management, LLC RIA/Wealth	$2.1M 37.2K shares
Clear Creek Financial Management, LLC RIA/Wealth	$891.4K 15.7K shares
Curran Financial Partners, LLC RIA/Wealth	$640.8K 11.3K shares
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors RIA/Wealth	$519.0K 9.1K shares
Per Stirling Capital Management, LLC. RIA/Wealth	$466.6K 8.2K shares
B Beaumont Financial Advisors, LLC Institution	$463.5K 8.2K shares
Strategic Wealth Designers RIA/Wealth	$293.5K 5.2K shares

Exited Positions

Institution	Previous Position
Kingstone Capital Partners Texas, LLC RIA/Wealth	$11.8M 234.3K shares
P Parallax Volatility Advisers, LLC Hedge Fund•Vol Arbitrage	$6.6M 130.7K shares
Marshall Wace LLP Institution	$2.7M 53.6K shares
G GROUP ONE TRADING, L.P. Institution	$2.0M 39.3K shares
Synergy Financial Management, LLC RIA/Wealth	$1.6M 32.3K shares
Walleye Trading Advisors, LLC Hedge Fund•Multi-Strategy	$649.9K 12.9K shares
Commonwealth Financial Services, LLC RIA/Wealth	$380.7K 7.6K shares
Financial Advocates Investment Management RIA/Wealth	$377.2K 7.5K shares
Armis Advisers, LLC RIA/Wealth	$350.8K 7.0K shares
LEUCADIA NATIONAL CORP Institution	$335.7K 6.7K shares

Options Activity

Institutions with the largest Call and Put options positions in ARKF as of Q3 2025

Call Positions: 8
Call Value: $21.9M
Put Positions: 8
Put Value: $13.7M

Call Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$6.7M 1.2K contracts
P PEAK6 LLC Institution	$5.4M 951.0 contracts
J JANE STREET GROUP, LLC Institution	$4.4M 779.0 contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$2.8M 497.0 contracts
Centiva Capital, LP Hedge Fund•Multi-Strategy	$2.5M 438.0 contracts
W WOLVERINE TRADING, LLC Institution	- - contracts
B Belvedere Trading LLC Institution	- - contracts
H Hel Ved Capital Management Ltd Institution	- - contracts

Put Positions

Institution	Position Value
Centiva Capital, LP Hedge Fund•Multi-Strategy	$5.2M 909.0 contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$3.6M 639.0 contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$3.1M 550.0 contracts
J JANE STREET GROUP, LLC Institution	$1.0M 183.0 contracts
H Hel Ved Capital Management Ltd Institution	$710.0K 125.0 contracts
W WOLVERINE TRADING, LLC Institution	- - contracts
P PEAK6 LLC Institution	- - contracts
B Belvedere Trading LLC Institution	- - contracts

Most Committed Institutions

Institutions with ARKF as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
BYRNE FINANCIAL FREEDOM, LLC RIA/Wealth	Joseph Gerard Byrne CEO	3.82% $7.7M	135.1K shares	Q4 2024 Held for 11 months	$200.9M
GERBER, LLC RIA/Wealth	Randall Thomas Gerber Managing Partner	3.31% $5.3M	92.7K shares	Q4 2023 Held for 1y 11m	$158.9M
Financial Life Planners RIA/Wealth	Cynthia Kay Fick President	1.90% $2.8M	49.6K shares	Q2 2025 Held for 5 months	$148.7M
Archer Investment Management, LLC RIA/Wealth	Richard James Archer President	1.30% $2.1M	37.2K shares	Q3 2025 Held for 2 months	$162.8M
BSC PRIVATE WEALTH MANAGEMENT, LLC RIA/Wealth	John Edward Chapman CEO	1.09% $12.8M	225.9K shares	Q3 2020 Held for 5y 2m	$1.2B
BLVD Private Wealth, LLC RIA/Wealth	Chris Edward Brady Managing Partner	1.02% $1.2M	21.0K shares	Q2 2025 Held for 5 months	$116.6M
TITLEIST ASSET MANAGEMENT, LLC RIA/Wealth	Joe-Ben O'Banion Managing Partner	0.52% $6.0M	105.1K shares	Q4 2023 Held for 1y 11m	$1.1B
Y Yarbrough Capital, LLC Institution	-	0.42% $13.6M	238.7K shares	Q2 2022 Held for 3y 5m	$3.2B
O OLD MISSION CAPITAL LLC Institution	-	0.37% $8.8M	154.5K shares	Q3 2025 Held for 2 months	$2.4B
Purus Wealth Management, LLC RIA/Wealth	John Don Morreale Managing Partner	0.37% $1.2M	20.3K shares	Q4 2020 Held for 4y 11m	$313.3M

Hedge Fund Spotlight

Discover hedge funds investing in ARKF

Trexquant Investment LP

Hedge Fund • Quant

Portfolio ManagerTaesoon (Tyger) Park

Portfolio Value: $9.7B
Positions: 1,540
Last Reported: Q3 2025

Sector Allocation

Position in ARK Fintech Innovation

Market Value: $204.8K
Shares Held: 3.6K
Portfolio Weight: 0.00%
Owned Since: 2025-Q3

Top Holding	Sector	Market Value	Weight
1 Nvidia NVDA	Semiconductors Technology	$233.6M	2.41%
2 Microsoft MSFT	Software - Infrastructure Technology	$138.5M	1.43%
3 Costco Wholesale COST	Discount Stores Consumer Defensive	$122.3M	1.26%