First Trust Asia Pacific ex-Japan AlphaDEX Fund

FPA • NASDAQ

First Trust Asia Pacific ex-Japan AlphaDEX Fund is an exchange-traded fund on NASDAQ. As of Q3 2025, 12 institutional investors hold shares in this ETF, with total holdings valued at $16.6M. J O Hambro Investment Management Ltd is the largest holder with a position valued at $6.8M.

Overview

Overview of institutional ownership in FPA as of Q3 2025

All Institutions

Institutions: 12
Value Held: $16.6M
Shares Held: 448.9K
Avg Position: $1.4M
Median Position: $847.7K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in FPA as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
J O Hambro Investment Management Ltd RIA/Wealth	Guy Andrew Mcglashan CEO	$6.8M 0.09% of portfolio	181.6K shares	Q1 2023 Held for 2y 8m	$7.8B
Synergy Financial Management, LLC RIA/Wealth	Todd Sinclair Jessup President	$2.8M 0.10% of portfolio	79.8K shares	Q2 2025 Held for 5 months	$2.8B
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	-	$1.7M 0.00% of portfolio	46.2K shares	Q3 2017 Held for 8y 2m	$67.9B
L LPL Financial LLC Institution	-	$1.4M 0.00% of portfolio	37.5K shares	Q1 2025 Held for 8 months	$340.07B
R Rathbone Brothers plc RIA/Wealth	Robert Paul Stockton CEO	$1.2M 0.01% of portfolio	33.0K shares	Q4 2018 Held for 6y 11m	$24.6B
Farther Finance Advisors, LLC RIA/Wealth	Joseph Taylor Matthews Managing Partner	$869.5K 0.01% of portfolio	23.3K shares	Q1 2025 Held for 8 months	$6.6B
RPg Family Wealth Advisory, LLC RIA/Wealth	Robert John Grossheim Member	$825.8K 0.18% of portfolio	22.1K shares	Q2 2024 Held for 1y 5m	$456.6M
J JANE STREET GROUP, LLC Institution	-	$724.8K 0.00% of portfolio	19.4K shares	Q2 2025 Held for 5 months	$84.1B
A Advisor Group Holdings, Inc. Institution	-	$127.2K 0.00% of portfolio	3.5K shares	Q2 2025 Held for 5 months	$71.0B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$72.7K 0.00% of portfolio	1.9K shares	≤ Q2 2013 Held for 12y 5m+	$1.65T

Net Capital Flow

Institutional buying and selling activity for FPA in Q3 2025

Traded: +$143.3K
Buyers: 7
Sellers: 9
Total Bought: +$2.2M
Total Sold: −$2.1M
Avg Position: $978.6K

Biggest Buyers

Institution	Net Bought	Current Position
Synergy Financial Management, LLC RIA/Wealth	+$1.4M +39.9K shares	$2.8M 79.8K shares
J O Hambro Investment Management Ltd RIA/Wealth	+$451.6K +12.1K shares	$6.8M 181.6K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	+$183.7K +4.9K shares	$1.7M 46.2K shares
L LPL Financial LLC Institution	+$88.8K +2.4K shares	$1.4M 37.5K shares
R Rathbone Brothers plc RIA/Wealth	+$40.8K +1.1K shares	$1.2M 33.0K shares
UBS Group AG Institution	+$20.4K +547.0 shares	$20.4K 547.0 shares
Steward Partners Investment Advisory, LLC RIA/Wealth	+$3.7K +100.0 shares	$3.7K 100.0 shares

Biggest Sellers

Institution	Net Sold	Current Position
GeoWealth Management, LLC RIA/Wealth	−$1.3M −37.7K shares	Sold Off 0 shares
Walker Asset Management, LLC RIA/Wealth	−$220.7K −6.2K shares	Sold Off 0 shares
Brookwood Investment Group LLC RIA/Wealth	−$219.5K −6.1K shares	Sold Off 0 shares
J JANE STREET GROUP, LLC Institution	−$164.8K −4.4K shares	$724.8K 19.4K shares
RPg Family Wealth Advisory, LLC RIA/Wealth	−$70.8K −1.9K shares	$825.8K 22.1K shares
Farther Finance Advisors, LLC RIA/Wealth	−$24.8K −663.0 shares	$869.5K 23.3K shares
BANK OF AMERICA CORP /DE/ Institution	−$13.8K −385.0 shares	Sold Off 0 shares
A Advisor Group Holdings, Inc. Institution	−$4.7K −129.0 shares	$127.2K 3.5K shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	−$3.5K −98.0 shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited FPA in Q3 2025

New Positions: 0
New Value: -
Exited Positions: 5
Exited Value: $1.8M

New Positions

Institution	Position Value
No new positions found

Exited Positions

Institution	Previous Position
GeoWealth Management, LLC RIA/Wealth	$1.3M 37.7K shares
Walker Asset Management, LLC RIA/Wealth	$220.7K 6.2K shares
Brookwood Investment Group LLC RIA/Wealth	$219.5K 6.1K shares
BANK OF AMERICA CORP /DE/ Institution	$13.8K 385.0 shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	$3.5K 98.0 shares

Options Activity

Institutions with the largest Call and Put options positions in FPA as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with FPA as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
RPg Family Wealth Advisory, LLC RIA/Wealth	Robert John Grossheim Member	0.18% $825.8K	22.1K shares	Q2 2024 Held for 1y 5m	$456.6M
Synergy Financial Management, LLC RIA/Wealth	Todd Sinclair Jessup President	0.10% $2.8M	79.8K shares	Q2 2025 Held for 5 months	$2.8B
J O Hambro Investment Management Ltd RIA/Wealth	Guy Andrew Mcglashan CEO	0.09% $6.8M	181.6K shares	Q1 2023 Held for 2y 8m	$7.8B
Farther Finance Advisors, LLC RIA/Wealth	Joseph Taylor Matthews Managing Partner	0.01% $869.5K	23.3K shares	Q1 2025 Held for 8 months	$6.6B
R Rathbone Brothers plc RIA/Wealth	Robert Paul Stockton CEO	0.01% $1.2M	33.0K shares	Q4 2018 Held for 6y 11m	$24.6B
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	-	0.00% $1.7M	46.2K shares	Q3 2017 Held for 8y 2m	$67.9B
J JANE STREET GROUP, LLC Institution	-	0.00% $724.8K	19.4K shares	Q2 2025 Held for 5 months	$84.1B
L LPL Financial LLC Institution	-	0.00% $1.4M	37.5K shares	Q1 2025 Held for 8 months	$340.07B
A Advisor Group Holdings, Inc. Institution	-	0.00% $127.2K	3.5K shares	Q2 2025 Held for 5 months	$71.0B
Steward Partners Investment Advisory, LLC RIA/Wealth	Jeani Theresa Winterbourne President	0.00% $3.7K	100.0 shares	Q3 2025 Held for 2 months	$17.4B