AllianzIM U.S. Equity Buffer15 Uncapped May

MAYU • BATS

AllianzIM U.S. Equity Buffer15 Uncapped May is an exchange-traded fund on BATS. As of Q3 2025, 13 institutional investors hold shares in this ETF, with total holdings valued at $13.3M. Allianz Investment Management U.S. LLC is the largest holder with a position valued at $3.2M.

Overview

Overview of institutional ownership in MAYU as of Q3 2025

All Institutions

Institutions: 13
Value Held: $13.3M
Shares Held: 428.2K
Avg Position: $1.0M
Median Position: $614.9K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in MAYU as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
A Allianz Investment Management U.S. LLC Institution	-	$3.2M 0.12% of portfolio	104.8K shares	Q2 2024 Held for 1y 5m	$2.6B
STEPHENS INC /AR/ RIA/Wealth	Warren Miles Amerine Stephens CEO	$2.5M 0.03% of portfolio	80.1K shares	Q2 2024 Held for 1y 5m	$7.8B
Cetera Investment Advisers RIA/Wealth	Joseph Daniel Neary CEO	$2.1M 0.00% of portfolio	67.1K shares	Q2 2025 Held for 5 months	$85.4B
Kestra Advisory Services, LLC RIA/Wealth	John Vincent Amore President	$1.3M 0.01% of portfolio	41.9K shares	Q2 2024 Held for 1y 5m	$21.7B
Southland Equity Partners LLC RIA/Wealth	Eric David Antrobius Managing Partner	$1.1M 0.22% of portfolio	34.4K shares	Q2 2024 Held for 1y 5m	$482.8M
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	Christopher Russell Todd CEO	$1.1M 0.00% of portfolio	33.9K shares	Q2 2024 Held for 1y 5m	$341.99B
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	$614.9K 0.00% of portfolio	19.9K shares	Q2 2024 Held for 1y 5m	$71.1B
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	-	$577.5K 0.00% of portfolio	18.7K shares	Q2 2025 Held for 5 months	$67.9B
O OLD MISSION CAPITAL LLC Institution	-	$378.6K 0.02% of portfolio	12.2K shares	Q3 2024 Held for 1y 2m	$2.4B
L LPL Financial LLC Institution	-	$287.8K 0.00% of portfolio	9.3K shares	Q3 2025 Held for 2 months	$340.07B

Net Capital Flow

Institutional buying and selling activity for MAYU in Q3 2025

Traded: −$2.9M
Buyers: 3
Sellers: 11
Total Bought: +$594.2K
Total Sold: −$3.5M
Avg Position: $828.3K

Biggest Buyers

Institution	Net Bought	Current Position
L LPL Financial LLC Institution	+$287.8K +9.3K shares	$287.8K 9.3K shares
STEPHENS INC /AR/ RIA/Wealth	+$278.9K +9.0K shares	$2.5M 80.1K shares
NBZ Investment Advisors LLC RIA/Wealth	+$27.6K +890.0 shares	$27.6K 890.0 shares

Biggest Sellers

Institution	Net Sold	Current Position
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	−$1.5M −47.6K shares	$1.1M 33.9K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$513.9K −16.6K shares	$577.5K 18.7K shares
A Allianz Investment Management U.S. LLC Institution	−$464.3K −15.0K shares	$3.2M 104.8K shares
SRS Capital Advisors, Inc. RIA/Wealth	−$428.6K −14.8K shares	Sold Off 0 shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	−$214.8K −6.9K shares	$614.9K 19.9K shares
Cetera Investment Advisers RIA/Wealth	−$147.7K −4.8K shares	$2.1M 67.1K shares
Kestra Advisory Services, LLC RIA/Wealth	−$126.1K −4.1K shares	$1.3M 41.9K shares
O OLD MISSION CAPITAL LLC Institution	−$99.2K −3.2K shares	$378.6K 12.2K shares
B BROWN BROTHERS HARRIMAN & CO RIA/Wealth	−$57.9K −2.0K shares	Sold Off 0 shares
BARCLAYS PLC Institution	−$9.1K −294.0 shares	$149.4K 4.8K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited MAYU in Q3 2025

New Positions: 2
New Value: $315.4K
Exited Positions: 3
Exited Value: $491.5K

New Positions

Institution	Position Value
L LPL Financial LLC Institution	$287.8K 9.3K shares
NBZ Investment Advisors LLC RIA/Wealth	$27.6K 890.0 shares

Exited Positions

Institution	Previous Position
SRS Capital Advisors, Inc. RIA/Wealth	$428.6K 14.8K shares
B BROWN BROTHERS HARRIMAN & CO RIA/Wealth	$57.9K 2.0K shares
UBS Group AG Institution	$5.0K 174.0 shares

Options Activity

Institutions with the largest Call and Put options positions in MAYU as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with MAYU as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Southland Equity Partners LLC RIA/Wealth	Eric David Antrobius Managing Partner	0.22% $1.1M	34.4K shares	Q2 2024 Held for 1y 5m	$482.8M
A Allianz Investment Management U.S. LLC Institution	-	0.12% $3.2M	104.8K shares	Q2 2024 Held for 1y 5m	$2.6B
STEPHENS INC /AR/ RIA/Wealth	Warren Miles Amerine Stephens CEO	0.03% $2.5M	80.1K shares	Q2 2024 Held for 1y 5m	$7.8B
NBZ Investment Advisors LLC RIA/Wealth	Richard Ira Zivi Managing Partner	0.02% $27.6K	890.0 shares	Q3 2025 Held for 2 months	$169.4M
O OLD MISSION CAPITAL LLC Institution	-	0.02% $378.6K	12.2K shares	Q3 2024 Held for 1y 2m	$2.4B
Kestra Advisory Services, LLC RIA/Wealth	John Vincent Amore President	0.01% $1.3M	41.9K shares	Q2 2024 Held for 1y 5m	$21.7B
Cetera Investment Advisers RIA/Wealth	Joseph Daniel Neary CEO	0.00% $2.1M	67.1K shares	Q2 2025 Held for 5 months	$85.4B
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	0.00% $614.9K	19.9K shares	Q2 2024 Held for 1y 5m	$71.1B
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	-	0.00% $577.5K	18.7K shares	Q2 2025 Held for 5 months	$67.9B
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	Christopher Russell Todd CEO	0.00% $1.1M	33.9K shares	Q2 2024 Held for 1y 5m	$341.99B