Q3 All-Season Active Rotation

QVOY • BATS

Q3 All-Season Active Rotation is an exchange-traded fund on BATS. As of Q3 2025, 13 institutional investors hold shares in this ETF, with total holdings valued at $42.5M. HBW Advisory Services LLC is the largest holder with a position valued at $23.1M.

Overview

Overview of institutional ownership in QVOY as of Q3 2025

All Institutions

Institutions: 13
Value Held: $42.5M
Shares Held: 1.5M
Avg Position: $3.3M
Median Position: $386.5K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in QVOY as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
HBW Advisory Services LLC RIA/Wealth	Joseph Anthony Bonanno President	$23.1M 2.62% of portfolio	806.7K shares	Q4 2022 Held for 2y 11m	$880.5M
Q Q3 Asset Management Long Only Manager	Bradford Nicholas Giaimo President	$13.8M 4.80% of portfolio	483.7K shares	Q4 2022 Held for 2y 11m	$288.1M
S Secure Asset Management, LLC RIA/Wealth	Bryan Eliott Spencer Managing Partner	$2.7M 0.44% of portfolio	93.0K shares	Q4 2022 Held for 2y 11m	$606.3M
SILVER OAK SECURITIES, Inc RIA/Wealth	William Elliston Ii Hopkins President	$944.9K 0.07% of portfolio	33.0K shares	Q3 2024 Held for 1y 2m	$1.3B
AE Wealth Management LLC RIA/Wealth	David James Callanan CEO	$758.8K 0.00% of portfolio	26.5K shares	Q3 2024 Held for 1y 2m	$15.2B
G GTS SECURITIES LLC Institution	-	$522.8K 0.02% of portfolio	18.3K shares	Q2 2023 Held for 2y 5m	$2.5B
Discipline Wealth Solutions, LLC RIA/Wealth	Scott Allen Hayes President	$386.5K 0.10% of portfolio	13.5K shares	Q3 2025 Held for 2 months	$372.4M
Arete Wealth Advisors, LLC RIA/Wealth	Joshua Dean Rogers President	$205.6K 0.01% of portfolio	7.2K shares	Q3 2024 Held for 1y 2m	$1.5B
Hanson McClain, Inc. RIA/Wealth	Brooks Frederick Burgum Managing Partner	$23.6K 0.00% of portfolio	825.0 shares	Q3 2025 Held for 2 months	$22.6B
HARBOUR INVESTMENTS, INC. RIA/Wealth	Nick William Sondel CEO	$22.5K 0.00% of portfolio	786.0 shares	Q3 2023 Held for 2y 2m	$4.3B

Net Capital Flow

Institutional buying and selling activity for QVOY in Q3 2025

Traded: −$589.3K
Buyers: 6
Sellers: 7
Total Bought: +$2.8M
Total Sold: −$3.4M
Avg Position: $2.8M

Biggest Buyers

Institution	Net Bought	Current Position
S Secure Asset Management, LLC RIA/Wealth	+$2.3M +79.9K shares	$2.7M 93.0K shares
Discipline Wealth Solutions, LLC RIA/Wealth	+$386.5K +13.5K shares	$386.5K 13.5K shares
SILVER OAK SECURITIES, Inc RIA/Wealth	+$42.6K +1.5K shares	$944.9K 33.0K shares
Hanson McClain, Inc. RIA/Wealth	+$23.6K +825.0 shares	$23.6K 825.0 shares
UBS Group AG Institution	+$17.2K +601.0 shares	$17.2K 601.0 shares
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution	+$6.9K +242.0 shares	$6.9K 242.0 shares

Biggest Sellers

Institution	Net Sold	Current Position
Q Q3 Asset Management Long Only Manager	−$1.5M −51.4K shares	$13.8M 483.7K shares
G GTS SECURITIES LLC Institution	−$948.4K −33.2K shares	$522.8K 18.3K shares
AE Wealth Management LLC RIA/Wealth	−$404.0K −14.1K shares	$758.8K 26.5K shares
C CLS Investments, LLC Institution	−$235.3K −8.9K shares	Sold Off 0 shares
HBW Advisory Services LLC RIA/Wealth	−$228.2K −8.0K shares	$23.1M 806.7K shares
CoreCap Advisors, LLC RIA/Wealth	−$40.1K −1.5K shares	Sold Off 0 shares
Arete Wealth Advisors, LLC RIA/Wealth	−$38.8K −1.4K shares	$205.6K 7.2K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited QVOY in Q3 2025

New Positions: 2
New Value: $30.5K
Exited Positions: 2
Exited Value: $275.4K

New Positions

Institution	Position Value
Hanson McClain, Inc. RIA/Wealth	$23.6K 825.0 shares
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution	$6.9K 242.0 shares

Exited Positions

Institution	Previous Position
C CLS Investments, LLC Institution	$235.3K 8.9K shares
CoreCap Advisors, LLC RIA/Wealth	$40.1K 1.5K shares

Options Activity

Institutions with the largest Call and Put options positions in QVOY as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with QVOY as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Q Q3 Asset Management Long Only Manager	Bradford Nicholas Giaimo President	4.80% $13.8M	483.7K shares	Q4 2022 Held for 2y 11m	$288.1M
HBW Advisory Services LLC RIA/Wealth	Joseph Anthony Bonanno President	2.62% $23.1M	806.7K shares	Q4 2022 Held for 2y 11m	$880.5M
S Secure Asset Management, LLC RIA/Wealth	Bryan Eliott Spencer Managing Partner	0.44% $2.7M	93.0K shares	Q4 2022 Held for 2y 11m	$606.3M
Discipline Wealth Solutions, LLC RIA/Wealth	Scott Allen Hayes President	0.10% $386.5K	13.5K shares	Q3 2025 Held for 2 months	$372.4M
SILVER OAK SECURITIES, Inc RIA/Wealth	William Elliston Ii Hopkins President	0.07% $944.9K	33.0K shares	Q3 2024 Held for 1y 2m	$1.3B
G GTS SECURITIES LLC Institution	-	0.02% $522.8K	18.3K shares	Q2 2023 Held for 2y 5m	$2.5B
Arete Wealth Advisors, LLC RIA/Wealth	Joshua Dean Rogers President	0.01% $205.6K	7.2K shares	Q3 2024 Held for 1y 2m	$1.5B
AE Wealth Management LLC RIA/Wealth	David James Callanan CEO	0.00% $758.8K	26.5K shares	Q3 2024 Held for 1y 2m	$15.2B
HARBOUR INVESTMENTS, INC. RIA/Wealth	Nick William Sondel CEO	0.00% $22.5K	786.0 shares	Q3 2023 Held for 2y 2m	$4.3B
Hanson McClain, Inc. RIA/Wealth	Brooks Frederick Burgum Managing Partner	0.00% $23.6K	825.0 shares	Q3 2025 Held for 2 months	$22.6B